Kim McLane Wardlaw

What was filed

1270
investments
2
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income

Named parties

UCLA Women LEAD Board of Advisors

As filed

ROTHIRA

STATE STREET INSTL US GOVT MMKT INVESTOR CLASS FUND #5325 — Int/Div — Buy

CAPITAL GROUP CORE BOND FUND — Int/Div

CAPITAL WORLD GROWTH & INCOME FD — Int/Div

6. — Distribution

AMERICAN FUNDS NEW PERSPECTIVE FUND — Int/Div — Sold (part)

AMERICAN FUNDS NEW PERSPECTIVE FUND — Sold (part)

Schwab Pension Acct (IRA)

Abbott Labs Com Stock — Int/Div — Sold (part)

Alphabet Com Stock — None

Apple Corp Com Stock — Int/Div

Berkshire Hathaway — None — Sold (part)

Blackrock Inc Com Stock — Int/Div — Sold (part)

Boeing Co — Int/Div

Celgene Corp — None

Cerner Corp Com Stock — None

Charles Schwab Com Stock — Int/Div — Buy

Chevron Corp Com Stock — Int/Div

Chubb Ltd — Int/Div

Citicorp — Int/Div

Colgate-Palmolive Com Stock — Int/Div

Conocophillips Com Stock — Int/Div

Costco Wholesale Inc — Int/Div

Danaher Corp Com Stock — Int/Div — Sold (part)

The Walt Disney Co. Com Stock — Int/Div — Sold (part)

Fortive Corp — Int/Div

GE Com Stock — Int/Div

Gilead Sciences Inc — Int/Div

Holly Frontier Corp — Int/Div — Sold

Intel Corp Com Stock — Int/Div

Intuitlnc — Int/Div — Sold (part)

JP Morgan Chase Com Stock — Int/Div — Sold (part)

Lowes Companies — Int/Div

Merck & Co Com Stock — Int/Div

Nextera Energy — Int/Div — Sold (part)

Nike Inc Com Stock — Int/Div

Novo - Nordisk — Int/Div

Oracle Corp — Int/Div

Paypal Holdings Inc — None

Pepsico Inc Com Stock — Int/Div

Proctor & Gamble Com Stock — Int/Div — Sold

Qualcomm Inc Com Stock — Int/Div — Sold

Raytheon Com Stock — Int/Div — Buy

Roche Hldg Ltd — Int/Div

Schlumberger Ltd — Int/Div

Sempra Energy Com Stock — Int/Div

Stryker Com Stock — Int/Div — Buy

Stryker Com Stock — Sold (part)

Taiwan Semiconducter Com Stock — Int/Div — Buy

Target Corp Com Stock — Int/Div — Sold

TCP Capital Corp — Int/Div

Time Warner Inc — Int/Div

TJX Com Stock — Int/Div — Buy

Union Pacific Corp Com Stock — Int/Div

Verizon Com Stock — Int/Div

IShares MSCI Index Fund — Int/Div

IShares Small Cap Index Fund — Int/Div

Vanguard Emerging Market Fund — Int/Div

CAPITAL TRUST ACCOUNT

AAPLC — Int/Div — Buy

AAPLC — Sold (part)

AAPLC — Sold

ABN AMRO GROUP NV CVA GDR — Int/Div — Sold

ADVANCED AUTO PARTS INC — Int/Div — Buy

ADVANCED AUTO PARTS INC — Sold

ACCENTURE PLC US$ — Int/Div — Sold (part)

ACTIVISION BLIZZARD INC — Int/Div

AES CORP COM — Int/Div — Buy

AES CORP COM — Buy

AES CORP COM — Sold (part)

AIA GROUPLTD — Int/Div — Buy

AETNA INC — Int/Div — Sold

AIRBUS GROUP SE — Int/Div — Buy

AIRBUS GROUP SE — Buy

AIRBUS GROUP SE — Sold (part)

ALPHABETINCCL A — None — Buy

ALPHABETINCCL C — None

AMADEUS IT GROUP SA — Int/Div

AMAZON.COM INC — None — Buy

AMAZON.COM INC — Sold (part)

AMAZON.COM INC — Buy

AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Int/Div — Buy

AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Buy

AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part)

AMERICAN FUNDS INFLATION LINKED BOND FUND CL F3 — Int/Div — Buy

AMERICAN FUNDS HIGH-INCOME MUNICIPAL BOND FUND CL F3 — Int/Div — Buy

AMERICAN FUNDS HIGH-INCOME MUNICIPAL BOND FUND CL F3 — Buy

AMERICAN FUNDS NEW ECONOMY FUND CL F3 — Int/Div — Buy

AMERICAN FUNDS NEW ECONOMY FUND CL F3 — Buy

AMERICAN FUNDS NEW ECONOMY FUND CL F3 — Sold (part)

AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Int/Div — Buy

AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Buy

AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Sold (part)

AMERICAN FUNDS NEW WORLD FUND CL F3 — Int/Div — Buy

AMERICAN FUNDS NEW WORLD FUND CL F3 — Buy

AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part)

AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — None — Buy

AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — Buy

AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — Sold (part)

AMERICAN TOWER CORP — Int/Div — Buy

AMERISOURCEBERGEN CORP — Int/Div — Sold

ANALOG DEVICES INC — Int/Div

AONPLC — Int/Div — Sold (part)

APPLE INC — Int/Div — Sold (part)

APPLE INC — Sold (part)

ASAHI KASEI CORP — Int/Div — Buy

ASML HOLDING NV — Int/Div — Buy

ASSA ABLOYABCLB — Int/Div — Buy

ASSA ABLOYABCLB — Sold (part)

ASTRAZENECA PLC (GBP) — Int/Div — Buy

ASTRAZENECA PLC ADR — Int/Div

AUTOMATIC DATA PROCESSING INC — Int/Div — Sold (part)

AUTOMATIC DATA PROCESSING INC — Sold

BAE SYSTEMS PLC — Int/Div — Sold

BANK OF NEW YORK MELLON CORP — Int/Div — Buy

BANK OF NEW YORK MELLON CORP — Buy

BAY AREA TOLL AUTH 06C2 CA VAR 04/01/45 — Interest — Sold

BCA MARKETPLACE PLC — Int/Div

BNP PARIBAS — Int/Div — Buy

BNP PARIBAS — Sold (part)

BOEING CO — Int/Div — Sold (part)

BOEING CO — Sold (part)

BRENNTAG AG — Int/Div

BRITISH AMERICAN TOBACCO PLC — Int/Div — Buy

BRITISH AMERICAN TOBACCO PLC — Buy

BROADCOM LTD — Int/Div

CH ROBINSON WORLDWIDE INC — Int/Div — Buy

CH ROBINSON WORLDWIDE INC — Buy

CAEDFAC UNIV OF SAN FRANCISCO 5.0% 10/01/21 — Interest

CAHLTH FAC CEDAR-SINAI MED 5.0% 8/15/21 — Interest

CAHLTH HENRY MAYO NEWHALL MEM HOSP AGM 1 — Interest

CAINFRAEDB J. PAUL GETTY 13A-2 FRN (L 0.7 50) (MPT) SF 10/01/47 — Interest

CAINFRAEDB J. PAUL GETTY 15B-1 SIFMA +28BP FRN (MPT) SR. 10/01/47 — Interest

CAPUB WKS LEASE REV 17B5.0% 10/01/22 — Interest — Buy

CAPUB WKS LEASE REV VAR PROJ 131 5.0% 11/01/19 — Interest

CA PUB WKS REGENTS UNIV CA C1 5.0% 03/01/19 — Interest

CA ST ECON REC 09A 5.0% 07/01/20 — Interest

CAST GO 5.0% 02/01/20 — Interest

CAST GO 5.0% 09/01/24 — Interest

CASTWD ADVENTIST HLTH SYSTEMS WEST 15A 5.0% 03/01/26 — Interest

CASTWD ST JOSEPHS HLTH FSA 4.5% 07/01/18 — Interest — Sold (part)

CASTWD UCI APT 5.0% 05/15/24 — Interest

CANADIAN NATIONAL RAILWAY CO US$ — Int/Div — Sold (part)

CANADIAN NATIONAL RAILWAY CO US$ — Sold

CARLSBERG A/SB — Int/Div — Buy

CARLSBERG A/SB — Buy

CERNER CORP — None — Buy

CERNER CORP — Sold (part)

CHARTER COMMUNICATIONS INC CL A — None — Sold (part)

CHEVRON CORP — Int/Div — Sold (part)

CHUBBLTD — Int/Div — Sold (part)

CLEARWATER FL WTR/SWR B 5.0% 12/01/18 — Interest

CME GROUP INC — Int/Div — Sold (part)

COCA-COLA CO — Int/Div — Sold (part)

COMCAST CORP CL A (NEW) — Int/Div — Sold (part)

COMPAGNIE FINANCIERE RICHEMONT SA REG — Int/Div

CONOCOPHILLIPS — Int/Div — Buy

CROWN CASTLE INTERNATIONAL CORP — Int/Div — Buy

CSX CORP — Int/Div — Buy

CSX CORP — Buy

DANAHER CORP — Int/Div

DANONE — Int/Div — Buy

DANONE — Buy

DEERE & CO — Int/Div — Buy

DEERE & CO — Buy

DENSO CORP — Int/Div

DEUTSCHE WOHNEN AG (BEARER) — Int/Div — Sold (part)

DEUTSCHE WOHNEN AG (BEARER) — Sold (part)

DEUTSCHE WOHNEN AG (BEARER) — Sold

DIAGEO PLC — Int/Div

DIAGEO PLC SPONSORED ADR — Int/Div

DKSH HOLDING LTD — Int/Div — Buy

DNB ASA — Int/Div — Buy

DNB ASA — Buy

DOLLAR GENERAL CORP — Int/Div — Buy

DOW CHEMICAL CO — Int/Div — Distributed

DOWDUPONT INC — Int/Div — from line 227)

DOWDUPONT INC — Sold (part)

EATON CORP PLC — Int/Div — Sold (part)

ENBRIDGE INC C$ — Int/Div — Buy

ENBRIDGE INC C$ — Buy

ENBRIDGE INC USS — Int/Div

ENEL SPA — Int/Div — Buy

ENEL SPA — Buy

EOG RESOURCES INC — Int/Div — Buy

EQUIFAX INC — Int/Div — Buy

EQUIFAX INC — Buy

ERICSSON (LM)B — None — Buy

ERICSSON (LM)B — Buy

ESSILOR INTL — Int/Div — Buy

EXPRESS SCRIPTS HOLDING CO — None

EXXON MOBIL CORP — Int/Div — Sold (part)

EXXON MOBIL CORP — Sold (part)

FANUC CO — Int/Div — Buy

FANUC CO — Sold (part)

GEMALTO NV — Int/Div — Buy

GEMALTO NV — Buy

GEMALTO NV — Sold (part)

GEMALTO NV — Sold

GENERAL ELECTRIC CO (USD) — Int/Div — Sold

GILEAD SCIENCES INC — Int/Div — Buy

GILEAD SCIENCES INC — Buy

GIVAUDAN — Int/Div

GLOBAL PAYMENTS INC — Int/Div — Buy

GLOBAL PAYMENTS INC — Buy

GOLDMAN SACHS GROUP INC — Int/Div — Sold (part)

GOLDMAN SACHS GROUP INC — Sold (part)

GOLDMAN SACHS GROUP INC — Sold

GLENDALE CA REDEV AGY TAX ALLOC BAM 4.0% 12/01/23 — Interest

GODADDY INCCL A — None — Buy

GODADDY INCCL A — Buy

GOLDEN ST TOBACCO SEC CORP ST APPROP 13A 5.0% 06/01/21 — Interest

GOLDEN ST TOBACCO SEC CORP ST APPROP 13A5.0% 06/01/29 — Interest

GUAM BUS PRIVILEGE TAX 11A 5.0% 01/01/18 — Interest

HAMAMATSU PHOTONIC KK — Int/Div — Buy

HDFC BANK LTD — Int/Div — Buy

HELMERICH & PAYNE — Int/Div — Sold

HERMES INTERNATIONAL — None — Buy

HERMES INTERNATIONAL — Buy

HEXCEL CORP — Int/Div — Sold (part)

HEXCEL CORP — Sold (part)

HILTON WORLDWIDE HOLDINGS INC — Int/Div — Buy

HILTON WORLDWIDE HOLDINGS INC — Buy

HOSHIZAKI CORP — Int/Div

HP INC — Int/Div — Sold

HUMANA INC — Int/Div — Buy

HUNTINGTON BANCSHARES INC — Int/Div — Buy

HUNTINGTON BANCSHARES INC — Buy

HYUNDAI MTR CO SP ADR — None — Buy

HYUNDAI MTR CO SP ADR — Buy

IBERDROLA SA — None — Buy

IBERDROLA SA — Buy

IDEX CORP — Int/Div — Sold (part)

IMPERIAL BRANDS PLC — Int/Div — Buy

INCYTE CORP — None — Buy

INCYTE CORP — Buy

INTEL CORP — Int/Div — Buy

INTEL CORP — Buy

INTERCONTINENTAL EXCHANGE INC — Int/Div — Buy

INTERCONTINENTAL EXCHANGE INC — Buy

INVESCO LTD — Int/Div — Sold

IRON MOUNTAIN INCORPORATED — Int/Div — Sold

IRVINE CA REASSMT DIST 15-2 5.0% 09/02/29 — Interest

JABIL INC — Int/Div — Sold (part)

JABIL INC — Sold (part)

JABIL INC — Sold

JACK HENRY & ASSOC INC — Int/Div — Sold (part)

JAPAN TOBACCO INC — Int/Div — Sold

JARDINE MATHESON HLD (SINGAPORE) — Int/Div — Buy

JCDECAUXSA — Int/Div — Buy

JCDECAUXSA — Buy

JOHNSON & JOHNSON — Int/Div

JPMORGAN CHASE & CO — Int/Div — Sold (part)

KBC GROEP NV — Int/Div — Buy

KBC GROEP NV — Buy

KEYENCE CORP — Int/Div — Sold (part)

KEYENCE CORP — Sold (part)

KONINKLIJKE KPN NV — None — Buy

KONINKLIJKE KPN NV — Buy

LA CAUSD 16A 5.0% 07/01/23 — Interest

LA CAUSD COPS 12A 5.0% 10/01/22 — Interest

LA COCA MTA SALES TAXREV SR PROP C 13A 5.0% 07/01/20 — Interest

L'AIR LIQUIDE (L) — Int/Div — Buy

L'AIR LIQUIDE (L) — Sold (part)

LAKE ELSINORE CA PUBLIC FING AUTH LOCAL 5.00% 09/01/2027 — Interest

LAS VEGAS SANDS CORP — Int/Div — Buy

LAS VEGAS SANDS CORP — Buy

LIBERTY GLOBAL PLCCL A — None — Sold (part)

LIBERTY GLOBAL PLCCL A — Sold (part)

LIBERTY GLOBAL PLCCL A — Sold

LILLY ELI & CO — Int/Div — Sold (part)

LILLY ELI & CO — Sold (part)

LINK REIT (REIT) — Int/Div — Buy

LLOYDS TSB GROUP PLC — Int/Div — Buy

L'OREAL — Int/Div — Buy

LVMH MOET HENNESSY VUITTON SE — Int/Div

LYONDELLBASELL INDUSTRIES NV — Int/Div — Sold

MARKS & SPENCER GROUP PLC — Int/Div

MARSH & MCLENNAN COS INC — Int/Div — Sold (part)

MEDTRONIC PLC — Int/Div — Sold (part)

MEDTRONIC PLC — Sold

MERCK & CO INC — Int/Div — Buy

MERCK & CO INC — Buy

MERCURY GENERAL CORP — Int/Div — Sold

MICRO FOCUS INTERNATIONAL PLC — Int/Div — Buy

MICRO FOCUS INTERNATIONAL PLC — Sold (part)

MICROSOFT CORP — Int/Div — Sold (part)

MODERN TIMES GROUP B — None — Buy

MONDELEZ INTERNATIONAL INC — Int/Div

MONSANTO CO NEW COM — Int/Div — Sold (part)

MOODYS CORP — Int/Div

MURATA MANUFACTURING CO LTD — Int/Div — Buy

NASPERS LTD SPONSORED ADR — Int/Div — Sold (part)

NATIONAL GRIP PLC SP ADR — Int/Div

NESTLE NAM SPON ADR — Int/Div — Sold (part)

NESTLE SA REG — Int/Div — Sold (part)

NEW YORK COMMUNITY BANCORP — Int/Div — Sold (part)

NEW YORK COMMUNITY BANCORP — Sold (part)

NEW YORK COMMUNITY BANCORP — Sold

NEWELL BRANDS INC — Int/Div — Sold (part)

NIELSEN HOLDINGS PLC — Int/Div — Buy

NIELSEN HOLDINGS PLC — Sold (part)

NIKEINCCLB — Int/Div — Buy

NO CAL TRANSMISSTION (TANC) OR PROJECT 16A 5.0% 05/01/24 — Interest

NORFOLK SOUTHERN CORP — Int/Div — Sold (part)

NORFOLK SOUTHERN CORP — Sold (part)

NORFOLK SOUTHERN CORP — Sold

NORTHROP GRUMMAN CORP — Int/Div — Buy

NOVARTIS AG NAMEN — Int/Div — Sold

NORWEGIAN CRUISE LINE HOLDINGS LTD — None — Buy

NOVO NORDISK A/S CL B ADR — Int/Div — Buy

NTT DOCOMO — Int/Div

NUCOR CORP — Int/Div — Sold

OREILLY AUTOMOTIVE INC — None — Buy

OREILLY AUTOMOTIVE INC — Sold

OAKLAND USD ALAMEDA CNTY CA 17A 5.0% 08/01/20 — Interest — Buy

OCCIDENTAL PETROLEUM CORP — Int/Div — Buy

OCCIDENTAL PETROLEUM CORP — Sold (part)

OR PROVIDENCE HLTH C SIFMA +100 FRN (MPT) 10/01/22-09/15/18 — Int/Div

ORACLE CORP JAPAN — Int/Div

PACWEST BANCORP — Int/Div — Sold

PANERA BREAD COCL A — None — Sold

PAYCHEX INC — Int/Div — Sold

PALM DESERT REDEV CA BAM 17A 5.0% 10/01/26 — Interest — Buy

PASADENA CA COP AMBAC .0% 02/01/20 — None

PERNOD RICARD SA — Int/Div — Buy

PFIZER INC — Int/Div — Sold

PHILIP MORRIS INTERNATIONAL INC — Int/Div — Sold (part)

PNC FINANCIAL SERVICES GROUP INC — Int/Div — Sold (part)

PNC FINANCIAL SERVICES GROUP INC — Sold

POTASH CORP OF SASKATCHEWAN INC C$ — Int/Div — Buy

POTASH CORP OF SASKATCHEWAN INC C$ — Buy

PRAXAIR INC — Int/Div — Sold (part)

PROCTER & GAMBLE CO — Int/Div — Sold (part)

PRUDENTAL PLC — Int/Div

QUALCOMM INC — Int/Div — Buy

QUALCOMM INC — Buy

RECKITT BENCKISER GROUP PLC — Int/Div — Buy

RECKITT BENCKISER GROUP PLC — Buy

RIO TINTO PLC REG — Int/Div

ROCHE HOLDING AG GENUSSCHEIN — Int/Div — Buy

ROYAL CARIBBEAN CRUISES — Int/Div — Sold (part)

ROYAL DUTCH SHELL CL B ADR — Int/Div — Buy

RYANAIR HOLDINGS PL.C SP ADR — None — Buy

SAFRAN SA — Int/Div — Buy

SAMPO OYJ A SHS — Int/Div — Sold (part)

SAMPO OYJ A SHS — Sold (part)

SAMSONITE INTERNATIONAL SA — Int/Div

SAN DIEGO CA REGL AIRPORT A 5.0% 07/01/18 — Interest

SAN DIEGO WTR NATL FGIC 5.25% 05/01/17 — Interest — Matured

SAN DIEGO CA USD GO 17H-25.0% 07/01/20 — None — Buy

SAN FRAN ARPT 2ND 06F NATL-FGIC 5.25% 05/01/20 — Interest

SAN RAMON CA REDEV TAX ALLOC BAM 15A 5.0% 02/01/24 — Interest

SANTA CRUZ CA REDEV TAX ALLOC 16A5.0% 09/01/25 — Interest

SAP SE — Int/Div

SCHLUMBERGER LTD — Int/Div — Buy

SCHLUMBERGER LTD — Buy

SCHLUMBERGER LTD — Sold (part)

SCRIPPS NETWORKS INTERACTIVE CLAT — Int/Div — Sold (part)

SCRIPPS NETWORKS INTERACTIVE CLAT — Sold

SCPPA MAGNOLIA PWR 11-A 5.00% 07/01/20 — Interest

SCPPA MEAD-ADELANTO 12A 5.0% 07/01/18 — Interest

SEATTLE GENETICS INC — None — Buy

SEATTLE GENETICS INC — Buy

SEMPRA ENERGY — Int/Div

SES FDR CL A (PARIS) — Int/Div

SEVEN & I HOLDING CO LTD — Int/Div — Buy

SEVEN & I HOLDING CO LTD — Sold (part)

SEVEN & I HOLDING CO LTD — Sold

SHISEIDO CO — Int/Div — Buy

SHISEIDO CO — Sold (part)

SHISEIDO CO — Sold

SIEMENS AG ADR — Int/Div — Sold

SIEMENS AG NAMEN — Int/Div — Sold

SINGAPORE TELECOMM — Int/Div — Buy

SINGAPORE TELECOMM — Sold (part)

SINGAPORE TELECOMM — Sold

SHINETSU CHEM CO LTD — None — Buy

SMC CORP — Int/Div — Buy

SOFTBANK GROUP CORP — Distribution — Buy

SOFTBANK GROUP CORP — Sold (part)

STARBUCKS CORP — Int/Div — Sold (part)

STATE STREET CORP — None — Buy

STATE STREET CORP — Buy

STATE STREET INSTITUTIONAL TREAS MMKT FD PREM — Int/Div

STATE STREET INSTL US GOVT MMKT FUND — Int/Div

SVENSKA HANDELSBANKEN AB CL A SHS — Int/Div

SYDNEY AIRPORT STAPLED SECURITY — Int/Div — Sold (part)

SYDNEY AIRPORT STAPLED SECURITY — Sold (part)

SYDNEY AIRPORT STAPLED SECURITY — Sold

SYSMEX CORP — Int/Div — Sold (part)

SYSMEX CORP — Sold

TAIWAN SEMICONDUCTOR SPONS ADR — Int/Div — Buy

TAIWAN SEMICONDUCTOR SPONS ADR — Buy

TATE & LYLE PLC — Int/Div — Sold

TEMPUR SEALY INTERNATIONAL INC — None

TEXAS INSTRUMENTS INC — Int/Div — Sold (part)

TEXAS INSTRUMENTS INC — Sold (part)

TORONTO DOMINION BANK — Int/Div — Buy

TORONTO DOMINION BANK — Buy

TOTAL SA (FR) — Int/Div — Sold (part)

TOTAL SA (FR) — Sold

TRANSDIGM GROUP INC — Int/Div — Buy

TUOLUMNE WIND REV CA TURLOCK IRR DT 5.25% 01/01/24 — Interest

TURLOCK CA IRR DIST 5.0% 01/01/19 — Interest

UBS GROUP AG — Int/Div

UNILEVER PLC — Int/Div — Sold

UCREGENTS CALTD PROJ 12G 5.0% 05/15/22 — Interest

UNILEVER PLC ADR AMER SHS SPON — Int/Div — Sold (part)

UNILEVER PLC ADR AMER SHS SPON — Sold

UNITEDHEALTH GROUP INC — Int/Div — Buy

UNITEDHEALTH GROUP INC — Buy

VERISIGN INC — None

VERIZON COMMUNICATIONS — Int/Div

VIACOM INC CLASS B — Int/Div — Buy

VIACOM INC CLASS B — Buy

VIACOM INC CLASS B — Sold (part)

VISAINCCL A — Int/Div

VODAFONE GROUP PLC — Int/Div — Buy

VTECH HOLDINGS LTD — Int/Div — Buy

WASTE CONNECTIONS INC — Int/Div — Sold (part)

WASTE MANAGEMENT INC — Int/Div — Sold (part)

WELLS FARGO & CO — Int/Div — Buy

XILINX INC — Int/Div — Sold (part)

XILINX INC — Sold (part)

YUM BRANDS INC — Int/Div — Sold (part)

YUM CHINA HOLDINGS INC — Int/Div

ZODIAC AEROSPACE — Int/Div — Sold

TRUST #2 (4306)

CAPITOL GROUP GLOBAL EQUITY FUND — Int/Div — Buy

CAPITOL GROUP GLOBAL EQUITY FUND — Sold (part)

CAPITAL GROUP CA CORE MUNICIPAL FUND — Int/Div — Buy

CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy

CAPITAL GROUP CA SHORT TERM MUNI FUND — Int/Div — Buy

CAPITAL GROUP CA SHORT TERM MUNI FUND — Buy

CAPITAL GROUP ALTERNATIVE STRATEGIES FUND. LP — None — Sold (part)

HARBOURVEST 2015 GLOBAL FUND LP. — None — Buy

HARBOURVEST 2015 GLOBAL FUND LP. — Buy

HARBOURVEST 2015 GLOBAL FUND LP. — Sold (part)

CGASF LIQUIDATING PORTFOLIO — None — Buy

HARBOURVEST 2017 GLOBAL FUND LP — None — Buy

STATE STREET INSTL US GOVT MMKT INVESTOR CLASS FUND #5325 — None — Buy

MS Brokerage Asset Acct

Alhambra CA Sch Dist 3.0% 08/01/26 — Interest

Amazon Inc — None

Banning CA Sch Dist 4.75% 08/01/23 — Interest — Redeemed

Banning CA Sch Dist 4.0% 08/01/32 — Int/Div — Sold

Belmont CA Fing Auth 4.0% 09/01/26 — Interest

Brocade Com Systems — Int/Div — Sold

Buttonwillow CA Sch Dist 5.5% 11/01/27 — Interest

CA St Dept Wir 5.00% 05/01/21 — Interest

CAST GO 3.00% 03/01/29 — Interest

CAST GO 5.00% 08/01/30 — Interest — Buy

CAST GO 5.00% 08/01/33 — Interest — Buy

CAST GO 4.00% 09/01/35 — Interest — Buy

CA STFOR PREVOUS ISSUE 4.00% 09/01/34 — Interest — Buy

CA STPUB WORKS 5.00% 11/01/34 — Interest — Buy

CA ST Pub Works 5.25% 12/01/26 — Interest

CA ST Pub Works 5.25% 06/01/20 — Interest

CA ST Pub Works 4.200% 05/01/19 — Interest

CA ST Pub Works 5.000% 9/1/29 — Interest

CA ST Pub Works 3.00% 12/01/28 — Int/Div

CA ST Pub Works 3.375% 12/01/32 — Int/Div

Carmichael CA WTR Dist 5.0% 11/01/25 — Interest

Chino Hills CA Tax Rev 4.25% 09/01/24 — Interest

Chula Vista CA Sch Dist 4.0% 08/01/26 — Interest

Colton CA Sch Dist 3.25% 08/01/26 — Interest

Compton CA WTR Rev 5.625% 08/01/27 — Interest

Contra Costa CA Community Coll. 4.0% 08/01/28 — Interest

Cupertino CA CTFS 3.0% 07/01/26 — Interest

Delano CA Sch Dist 4.000% 02/01/25 — Interest

Dublin CA Sch Dist 5.0% 08/01/25 — Interest — Redeemed

Desert CA Comm Coll 5.00% 08/01/35 — Interest — Buy

East Bay CA Wtr Rev 5.00% 06/01/33 — Interest — Buy

East Side Sch Dist 5.0% 08/01/24 — Interest

El Monte CA Sch Dist 5.000% 06/01/22 — Interest

Fairfield CA Sch Dist 4.000% 08/01/27 — Interest

Fairfield CA Sch Dist 3.0% 08/01/28 — Interest

Fontana CA Pub Fing 4.000% 09/01/18 — Interest

Fremont CA Sch Dist 5.0% 08/01/25 — Interest

Glendora CA Sch Dist 4.000% 08/01/28 — Interest

Gilead Sci Inc — Int/Div

Hemet CA Sch Dist 4.0% 08/01/23 — Interest

Hollister CA Sch Dist 5.00% 09/01/30 — Interest — Buy

Hollister CA Waste Wtr 5.00% 06/01/35 — Interest — Buy

Huntington Beach CA Pub Fing 5.0% 09/01/25 — Interest

Imperial CNTY CA Trans. 3.25% 06/01/23 — Interest

Illumina Inc — None — Buy

Intercept Inc — None — Buy

Incyte Inc — None — Buy

Incyte Inc — Buy

Incyte Inc — Sold (part)

Jefferson CA Sch Dist. 5.000% 08/01/26 — Interest

Jefferson CA Sch Dist. 5.0% 07/15/26 — Interest

Lake Arrowhead CA Dist Wtr 4.500% 10/01/26 — Interest

Liberty CA High Sch 4.250% 08/01/26 — Interest

Lodi CA Elec Sys 4.5% 07/01/25 — Interest

Los Angeles CA Comm College 5.0% 08/01/26 — Interest

Los Angeles Comm College 5.00% 08/01/30 — Interest — Buy

Los Angeles CA DWP 5.0% 07/01/26 — Interest

Los Angeles CA Sch Dist 4.5% 07/01/22 — Interest — Redeemed

Los Angeles CA Sch Dist 2.00% 07/01/29 — None — Sold

Malibu CA CTFS 4.5% 07/01/27 — Interest

Newman Crowns Landing Sch Dist 4.00% 08/01/31 — Interest — Sold

Oxnard CA Fing Auth 4.750% 06/01/24 — Interest

Palm Desert CTFS 5.00% 04/01/22 — Interest — Redeemed

Palm Springs CA Sch Dist 3.00% 08/01/30 — Interest — Buy

Palm Springs Sch Dist. 3.0% 08/01/27 — Interest

Pasadena CA CTFS 5.0% 02/01/24 — Interest

Pasadena CA Elec Rev 4.0% 08/01/24 — Interest

Perris CA Sch Dist 5.000% 09/01/28 — Interest

Placentia- Yorba Linda CA Sch Dist 2.75% 08/01/26 — Interest

Placentia- Yorba Linda CA Sch Dist 5.00% 10/01/31 — Interest — Sold

Port Oakland CA Rev Ref 5.00% 11/01/21 — Interest — Redeemed

Redding CA Elec Sys 5.0% 06/01/27 — Interest

Redlands CA Sch Dist 5.000% 07/01/25 — Interest

Redondo Beach CA Sch Dist 4.0% 08/01/25 — Interest

Riverside CA Sewer Sys 5.000% 08/01/28 — Interest

Rosemead CA Sch Dist. 4.00% 08/01/31 — Interest — Sold

Rowland CA Sch Dist 3.000% 08/01/29 — Interest

San Bernardino CA Comm College 5.000% 08/01/28 — Interest

San Bruno CA Pub Fin 5.00% 07/01/30 — Interest — Buy

San Diego CA Conv. Cnt 5.0% 04/15/26 — Interest

San Diego PFFA 5.0% 10/15/25 — Interest

San Diego CA Sch Dist 5.5% 07/01/24 — Interest

San Diego CNTY CA Regl Trans 5.0% 04/01/29 — Interest

San Francisco Comm College 5.000% 06/15/27 — Interest

San Francisco CA Pub Util 5.0% 11/01/25 — Interest

San Francisco CA Pub Util 5.0% 11/01/26 — Interest

San Francisco CA Sch Dist 3.00% 06/15/29 — Interest — Sold

San Gabriel CA Sch Dist 5.25% 08/01/24 — Interest

San Juan CA Sch Dist 5.0% 08/01/25 — Interest

San Leandro CA Sch Dist 4.5% 08/01/26 — Interest

Santa Clara CA Sch Dist 3.000% 07/01/28 — Interest

Santa Rosa CA Wir Rev 5.0% 09/01/26 — Interest

Seattle Genetics — None — Sold (part)

Sonoma CA Comm Dev 5.00% 06/01/29 — Interest

So Cal Logistics 4.125% 12/01/20 — Interest

Stockton CA Sch Dist 5.000% 08/01/27 — Interest

Ventura CA Comm. College 3.125% 08/01/31 — Interest — Sold

VBIV Vaccines (formerly SCIVAC Theropeutics) — None

Yuba CA Comm. College 3.00% 08/01/31 — None — Sold

Yountville CA Fin Auth 4.375% 10/01/24 — Interest

Yosemite CA Comm. College 5.0% 08/01/25 — Interest

Yosemite CA Comm. College 5.000% 08/01/29 — Interest

MS Bank Deposit — Interest

FS Equity Partners IV

Sur La Table — None

FS Equity Partners V

H.H. Gregg Inc common stock — None — Sold

El Pollo Loco Inc common stock — None — Sold (part)

FS Equity Partners VI

Floor and Decor common stock — Int/Div — Sold (part)

Floor and Decor common stock — Sold (part)

Boot Barn common stock — None

First Watch common stock — None — Sold

MicroStar common stock — Int/Div

Arhaus common stock — None

totes [sotoner Holdings Corp. common stock — None

FS Equity Partners VII

totes [sotoner Holdings Corp. common stock — None

Plantation Products, LLC — None

Regent Holding Company — None

Osprey Packs, Inc — None

ISN Holding Corp — None

City Barbeque, Inc — None

BPB Holdings Corp — None

Cafe Rio comm stock — None — Buy

PF Baseline Fitness common stock — None — Buy

Riordan Venture Association

TW Holdings common stock — None — Buy

Avella, Inc. preferred stock — None

Mondo (formerly Bluewolf Group LLC) — None

Siteworx — None

Chartis Group — None

RGM Group — None

Patient Care America (formerly DCRX Infusion) — None

Clarity Solution Group — None

Inspirage LLC — None

Utegration — None

Clearview Corp — None — Buy

Illuminate Holdings — None — Buy

Bistro 45 common stock — Int/Div

MS Retire Accts (401k-profit)

Invesco Pacific Growth Fund — None

MSDW LIquid Asset Account Trust Fund — Int/Div

HP Inc (formerly Hewlett Packard) common stock — Int/Div

Proctor & Gamble common stock — Int/Div

Altria Group common stock — Int/Div

Cisco Sys common stock — Int/Div

Kraft Foods Inc common stock — Int/Div

Mondelez Int'l common stock — Int/Div

Philip Morris — Int/Div

Gilead Science — Int/Div

Hewlett Packard Enterprise — Int/Div

Invesco Div. Growth Fund — Int/Div — Sold (part)

American Funds New World Fund — Int/Div — Buy

Trust #4 (IR-W)

AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Int/Div — Buy

AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part)

AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Int/Div — Buy

AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Buy

AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part)

CAPITAL GROUP CA CORE MUNICIPAL FUND — Int/Div — Buy

CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy

CAPITAL GROUP ALTERNATIVE STRATEGIES FUND. LP — None — Sold (part)

AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Int/Div — Buy

AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Buy

AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Sold (part)

AMERICAN FUNDS NEW WORLD FUND CL F3 — Int/Div — Buy

AMERICAN FUNDS NEW WORLD FUND CL F3 — Buy

AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part)

AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Int/Div — Buy

CAPITAL GROUP CORE MUNICIPAL FUND — Int/Div — Buy

CAPITAL GROUP CORE MUNICIPAL FUND — Sold (part)

CAPITAL GROUP CORE MUNICIPAL FUND — Buy

CAPITAL GROUP CORE MUNICIPAL FUND — Sold (part)

HARBOURVEST 2015 GLOBAL FUND LP. — None — Buy

HARBOURVEST 2015 GLOBAL FUND LP. — Buy

AMERICAN FUNDS SMALL CAP WORLD FUND CL F3 — None — Buy

AMERICAN FUNDS SMALL CAP WORLD FUND CL F3 — Sold (part)

AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Int/Div — Buy

AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Buy

AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part)

AMERICAN FUND CAPITAL INCOME BUILDER CL F3 — Int/Div — Buy

AMERICAN FUND CAPITAL INCOME BUILDER CL F3 — Buy

AMERICAN FUND CAPITAL INCOME BUILDER CL F3 — Sold (part)

CGASF LIQUIDATING PORTFOLIO — None — Buy

HARBOURVEST 2017 GLOBAL FUND LP — None — Buy

STATE STREET INSTL US GOVT MMKT INVESTOR CLASS FUND #5325 — Int/Div — Buy

Trust #5 (IR-K)

AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Int/Div — Buy

AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part)

AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Int/Div — Buy

AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Buy

AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part)

CAPITAL GROUP CA CORE MUNICIPAL FUND — Int/Div — Buy

CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy

CAPITAL GROUP ALTERNATIVE STRATEGIES FUND. LLP — None — Sold (part)

AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Int/Div — Buy

AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Buy

AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Sold (part)

AMERICAN FUNDS NEW WORLD FUND CL F3 — Int/Div — Buy

AMERICAN FUNDS NEW WORLD FUND CL F3 — Buy

AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part)

AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Int/Div — Buy

CAPITAL GROUP CORE MUNICIPAL FUND — Int/Div — Buy

CAPITAL GROUP CORE MUNICIPAL FUND — Sold (part)

CAPITAL GROUP CORE MUNICIPAL FUND — Buy

CAPITAL GROUP CORE MUNICIPAL FUND — Sold (part)

HARBOURVEST 2015 GLOBAL FUND L.P. — None — Buy

HARBOURVEST 2015 GLOBAL FUND L.P. — Buy

AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — None — Buy

AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — Sold (part)

AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Int/Div — Buy

AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Buy

AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part)

AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Int/Div — Buy

AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Buy

AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Sold (part)

CGASF LIQUIDATING PORTFOLIO — None — Buy

HARBOURVEST 2017 GLOBAL FUND LP — None — Buy

STATE STREET INSTL US GOVT MMKT INVESTOR CLASS FUND #5325 — Int/Div — Buy

Trust #6 (98-W)

Invesco Dividend Growth — Int/Div

American Funds New World Fund — Int/Div

Incyte Corp — None

Seattle Genetics Inc — None

MSDW Active Money Trust — Int/Div

HH Gregg Inc common stock — None — Sold

El Pollo Loco common stock — None — Sold (part)

AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Int/Div — Buy

AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Buy

AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part)

AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Int/Div — Buy

AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part)

AMERICAN FUNDS NEW WORLD FUND CL F3 — Int/Div — Buy

AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part)

AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Int/Div — Buy

AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Sold (part)

CAPITAL GROUP CA CORE MUNICIPAL FUND — Int/Div — Buy

CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy

CAPITAL GROUP CA CORE MUNICIPAL FUND — Sold (part)

CAPITAL GROUP ALTERNATIVE STRATEGIES FUND. LP — None — Sold (part)

AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Int/Div — Buy

AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Buy

AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Sold (part)

AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Int/Div — Buy

AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Buy

AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Sold (part)

AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Int/Div — Buy

AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Buy

AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part)

CAPITAL GROUP CORE MUNICIPAL FUND — Int/Div — Buy

CAPITAL GROUP CORE MUNICIPAL FUND — Buy

CAPITAL GROUP CORE MUNICIPAL FUND — Sold (part)

HARBOURVEST 2015 GLOBAL FUND L.P. — None — Buy

HARBOURVEST 2015 GLOBAL FUND L.P. — Buy

CGAS LIQUIDATING PORTFOLIO — None — Buy

AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — None — Buy

AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — Sold (part)

1120, — Sold (part)

HARBOURVEST 2017 GLOBAL FUND LP — None — Buy

STATE STREET INSTL US GOVT MMKT INVESTOR CLASS FUND #5325 — Int/Div — Buy

Trust #7 (98-K)

Invesco Divident Growth — Int/Div

American Funds New World Fund — Int/Div

Incyte Corp — None

Seattle Genetics — None

MSDW Active Money Trust — Int/Div

HH Gregg Inc common stock — None — Sold

El Pollo Loco common stock — None — Sold (part)

AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Int/Div — Buy

AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Buy

AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part)

AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Int/Div — Buy

AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part)

AMERICAN FUNDS NEW WORLD FUND CL F3 — Int/Div — Buy

AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part)

AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Int/Div — Buy

AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Sold (part)

CAPITAL GROUP CA CORE MUNICIPAL FUND — Int/Div — Buy

CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy

CAPITAL GROUP CA CORE MUNICIPAL FUND — Sold (part)

CAPITAL GROUP ALTERNATIVE STRATEGIES FUND. LP — None — Sold (part)

AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Int/Div — Buy

AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Buy

AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Sold (part)

AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Int/Div — Buy

AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Buy

AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Sold (part)

AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Int/Div — Buy

AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Buy

AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part)

CAPITAL GROUP CORE MUNICIPAL FUND — Int/Div — Buy

CAPITAL GROUP CORE MUNICIPAL FUND — Buy

1219, — Buy

1219, — Sold (part)

HARBOURVEST 2015 GLOBAL FUND LP. — None — Buy

HARBOURVEST 2015 GLOBAL FUND LP. — Buy

CGASF LIQUIDATING PORTFOLIO — None — Buy

AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — None — Buy

AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — Sold (part)

1239, — Sold (part)

HARBOURVEST 2017 GLOBAL FUND LP — None — Buy

STATE STREET INSTL US GOVT MMKT INVESTOR CLASS FUND #5325 — Int/Div — Buy

Real Estate Partnership - Lau — Distribution — Sold (part)

Real Estate Partnership - Lau — Sold (part)

Real Estate Partnership - Lau W — None — Sold

Real Estate Partnership Silverlake — None — Buy

Real Estate Partnership Garfield — None — Buy

Real Estate Partnership Garfield — Buy

Citibank Money Market Fund — Interest

Citibank Checking — Interest

Fargo Investment Partnership — None

JRK Multifamily LP — Distribution — Buy

Urban Housing Investment Fund — None — Sold

Citi acct

Alvord CA Sch Dist 5.0% 08/01/27 — Interest

Cal Health FACS 5.00% 11/15/29 — Interest

Cal ST GO 4.5% 08/01/26 — Interest — Sold (part)

Cal ST GO 4.00% 12/01/23 — Interest — Buy

Cal ST GO 5.00% 11/01/26 — Interest — Buy

Cal ST Univ 5.00% 11/01/30 — Interest — Buy

Cal ST GO 5.000% 08/01/28 — Interest — Buy

Cat ST Pub Works 4.0% 06/01/27 — Interest

Fresno CA Sch Dist 5.25% 08/01/27 — Interest

Fresno CA Sch Dist 3.5% 08/01/26 — Interest

Gilroy CA Fing Auth 4.0% 11/01/24 — Interest

Kem Cnty CA Wtr Dist. 5.0% 05/01/28 — Interest

Los Angeles CA DWP 5.00% 07/01/33 — Interest — Buy

Oceanside CA Sch Dist 4.5% 08/01/28 — Interest

Redwood City CA Sch Dist 3.0% 08/01/26 — Interest

San Jose CA Arpt 5.00% 03/01/29 — Interest — Buy

San Luis Obispo CA CAP IMPR 4.0% 12/01/27 — Interest

Santa Clara CA Sch Dist 3.5% 07/01/24 — Interest

Stockton CA Sch Dist 5.0% 08/01/24 — Interest — Redeemed

Board Member

Board Member, UCLA Women LEAD Board of Advisors