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Try Donna

Thomas L. Ambro

2013

Ask Donna

Pull out the substance of this filing.

What was filed

  • 1383

    investments

  • 6

    positions

  • 0

    gifts

  • 0

    agreements

  • 4

    debts

  • 18

    reimbursements

  • 1

    income

  • 1

    spouse income

Named parties

  • Thomas L.. Ambro Revocable Trust
  • Georgetown University Alumni Admissions Program Board of Advisors
  • Executive Committee, Richard S. Rodney Inn of Court
  • Georgetown University Northern Delaware Alumni Admissions Program
  • Board of Editors, Delaware Lawver
  • Board of Editors, Delaware Law Review
  • TD, Bank N.A
  • TD.Bank N.A
  • PNC Bank. National Association
  • University of Chicago Law School
  • Georgetown University
  • Georgetown University - teaching
  • State of Delaware - salary

As filed

M&T Bank Account — Interest

M&T Bank Account — Interest

Wilmington Tax Exempt Investor — None

Trust Account #6 — Int/Div

Centerpoint Energy Inc — Sold

Harris Assoc Oakmark I — Buy (add'l)

Harris Assoc Oakmark I — Sold (part)

Harris Assoc Oakmark I — Sold (part)

Harris Assoc Oakmark I — Sold (part)

Oppenheimer Limited Term Municipal FD CLC — Distributed

WF Advantage Municipal Money Market

IRA Account #1 — Int/Div

Oakmark Fund Class I

Dodge & Cox Intl Stock Fund — Sold (part)

Dodge & Cox Intl Stock Fund — Sold

Fairholme Fund — Buy (add'l)

Fairholme Fund — Sold

WHV International Equity FD CL I — Buy (add'l)

WHV International Equity FD CL I — Sold

Federated Strategic Value Dividend Fund — Buy (add'l)

Federated Strategic Value Dividend Fund — Buy (add'l)

Federated Strategic Value Dividend Fund — Sold

Natixis FDS TR 1 Qakmark Intl FD — Sold (part)

Natixis FDS TR 1 Qakmark Intl FD — Sold (part)

Natixis FDS TR 1 Qakmark Intl FD — Sold

Brandes Invt TR Instl Emerging Mkts FD — Sold

Federated Intl Strategic Value Dividend Fund — Sold

Matthews Asia Dividend Fund — Sold

Pimco Equity Ser Eqs Pathfinder — Buy (add'l)

Pimco Equity Ser Eqs Pathfinder — Sold

Primecap Odyssey FDS Aggressive Growth Fund — Sold (part)

Primecap Odyssey FDS Aggressive Growth Fund — Sold

T Rowe Price Cap Appreciation FD — Buy

T Rowe Price Cap Appreciation FD — Sold

Thornburg Invt TR Income Builder FD — Buy (add'l)

Thornburg Invt TR Income Builder FD — Buy (add'l)

Thornburg Invt TR Income Builder FD — Sold

iShares core S&P Midcap — Buy (add'l)

iShares core S&P Midcap — Sold (part)

iShares core S&P Midcap — Buy (add'l)

iShares Core S&P 500 Index — Buy

iShares Core S&P 500 Index — Buy (add'l)

iShares Core S&P 500 Index — Sold (part)

iShares Core S&P 500 Index — Sold (part)

iShares Core S&P 500 Index — Buy (add'l)

Proshares Untra Midcap 400 — Buy

Proshares Untra Midcap 400 — Buy (add'l)

Proshares Untra Midcap 400 — Sold (part)

Proshares Ultra S&P 500 — Buy

Proshares Ultra S&P 500 — Sold (part)

Proshares Ultra S&P 500 — Buy (add'l)

Proshares Ultra S&P 500 — Sold (part)

Proshares Ultra S&P 500 — Buy (add'l)

iShares Russell 2000 — Buy

iShares Russell 2000 — Sold (part)

iShares Russell 2000 — Buy (add'l)

iShares Russell 2000 — Buy (add'l)

iShares Russell 2000 — Sold

iShares Russell 2000 — Buy (add'l)

iShares Russell 2000 — Sold

Ultra Russell 2000 Midcap 400 — Buy

Ultra Russell 2000 Midcap 400 — Sold

iShares 3-7 Year Treasury Bond — Buy

iShares 3-7 Year Treasury Bond — Sold (part)

iShares 3-7 Year Treasury Bond — Buy (add'l)

iShares 3-7 Year Treasury Bond — Sold (part)

iShares 3-7 Year Treasury Bond — Buy (add'l)

iShares 3-7 Year Treasury Bond — Sold

Proshares Trust Ultra 7-10 YR Treasury — Buy

Proshares Trust Ultra 7-10 YR Treasury — Sold (part)

Proshares Trust Ultra 7-10 YR Treasury — Buy (add'l)

Proshares Trust Ultra 7-10 YR Treasury — Sold (part)

Proshares Trust Ultra 7-10 YR Treasury — Buy (add'l)

Proshares Trust Ultra 7-10 YR Treasury — Sold

Ultra Russell 2000 Proshares — Buy

Ultra Russell 2000 Proshares — Sold (part)

Ultra Russell 2000 Proshares — Buy (add'l)

Ultra Russell 2000 Proshares — Sold (part)

Ultra Russell 2000 Proshares — Sold (part)

Ultra Russell 2000 Proshares — Sold

Pimco All Asset Authority — Buy

Pimco All Asset Authority — Buy (add'l)

Pimco All Asset Authority — Buy (add'l)

Pimco All Asset Authority — Sold

IRA Account #2 — Int/Div

Fairholme Fund — Buy (add'l)

Fairholme Fund — Buy (add'l)

WHYV International Equity FD CL — Buy (add'l)

WHYV International Equity FD CL — Buy (add'l)

Dodge & Cox Intl Stock FD — Sold (part)

Dodge & Cox Intl Stock FD — Sold (part)

Federated Strategic Value Dividend FD — Buy (add'l)

Federated Strategic Value Dividend FD — Buy (add'l)

Natixisfds TR I Oakmark Intl FD — Sold (part)

Natixisfds TR I Oakmark Intl FD — Buy (add'l)

Natixisfds TR I Oakmark Intl FD — Sold (part)

Brandes Invt TR Instl Emerging Mkts FD — Sold (part)

Brandes Invt TR Instl Emerging Mkts FD — Sold (part)

Federated Invt TR Inst] Emerging Mkts FD — Buy (add'l)

Federated Invt TR Inst] Emerging Mkts FD — Sold (part)

Matthews Asia Dividend FD — Sold (part)

Pimco Equity Ser EQS Pathfinder — Buy (add'l)

Pimco Equity Ser EQS Pathfinder — Sold

Primecap Odyssey FDS Aggressive Growth FD — Sold (part)

Primecap Odyssey FDS Aggressive Growth FD — Sold (part)

Primecap Odyssey FDS Aggressive Growth FD — Sold (part)

Primecap Odyssey FDS Aggressive Growth FD — Sold (part)

T Rowe Price Ca Appreciation FD — Sold

Thomburg Invt TR Invt Income Builder — Buy (add'l)

Thomburg Invt TR Invt Income Builder — Sold

Northern Lts FD TR III Good Harbor US TActical Core Fund — Buy

Mainstay FDS TR Marketfield FD CL I — Buy

Blackrock FDS Emerging MKT Long Short Equity FD — Buy

Virtus Opportunities Trust — Buy

Virtus Opportunities Trust — Buy (add'l)

Pimco All Asset All Authority — Buy

Pimco All Asset All Authority — Buy (add'l)

Pimco All Asset All Authority — Sold

Trust Account #12 — Int/Div

Fairholme Fund — Sold (part)

Fairholme Fund — Buy (add'l)

Fairholme Fund — Buy (add'l)

Fairholme Fund — Buy (add'l)

Fairholme Fund — Buy (add'l)

Fairholme Fund — Buy (add'l)

WHYV International Equity FD — Buy (add'l)

WHYV International Equity FD — Buy (add'l)

WHYV International Equity FD — Buy (add'l)

WHYV International Equity FD — Buy (add'l)

Federated Strategic Value Dividend Fund Inst] — Buy (add'l)

Federated Strategic Value Dividend Fund Inst] — Buy (add'l)

Federated Strategic Value Dividend Fund Inst] — Buy (add'l)

Federated Strategic Value Dividend Fund Inst] — Buy (add'l)

Federated Strategic Value Dividend Fund Inst] — Buy (add'l)

Thomburg Invt TR Income Builder FD — Buy (add'l)

Thomburg Invt TR Income Builder FD — Sold

Brandes Invt TR Inst Emerging Mkts FD — Sold (part)

Brandes Invt TR Inst Emerging Mkts FD — Sold (part)

Brandes Invt TR Inst Emerging Mkts FD — Buy (add'l)

Brandes Invt TR Inst Emerging Mkts FD — Buy (add'l)

Brandes Invt TR Inst Emerging Mkts FD — Buy (add'l)

Dodge & Cox Intl Stock FD — Sold (part)

Dodge & Cox Intl Stock FD — Sold (part)

Dodge & Cox Intl Stock FD — Buy (add'l)

Dodge & Cox Intl Stock FD — Buy (add'l)

Dodge & Cox Intl Stock FD — Buy (add'l)

Federated Intl Strategic Value Dividend FD — Buy (add'l)

Federated Intl Strategic Value Dividend FD — Sold

Matthews Asia Dividend FD — Sold (part)

Matthews Asia Dividend FD — Sold (part)

Matthews Asia Dividend FD — Buy (add'l)

Matthews Asia Dividend FD — Buy (add'l)

Matthews Asia Dividend FD — Buy (add'l)

Natixis FDS TR I Oakmark Intl FD CL A — Sold (part)

Natixis FDS TR I Oakmark Intl FD CL A — Sold (part)

Natixis FDS TR I Oakmark Intl FD CL A — Buy (add'l)

Natixis FDS TR I Oakmark Intl FD CL A — Buy (add'l)

Natixis FDS TR I Oakmark Intl FD CL A — Buy (add'l)

Pimco Equity Ser EQS Pathfinder FD — Buy (add'l)

Pimco Equity Ser EQS Pathfinder FD — Sold

Primecap Odyssey FDS Aggressive Growth FD — Sold (part)

Primecap Odyssey FDS Aggressive Growth FD — Sold (part)

Primecap Odyssey FDS Aggressive Growth FD — Buy (add'l)

Primecap Odyssey FDS Aggressive Growth FD — Buy (add'l)

Primecap Odyssey FDS Aggressive Growth FD — Buy (add'l)

T Rowe Price Cap Appreciation FD — Sold

Northern Lts FD TR III Good harbor US Tactical Core Fund — Buy

Northern Lts FD TR III Good harbor US Tactical Core Fund — Buy (add'l)

Northern Lts FD TR III Good harbor US Tactical Core Fund — Buy (add'l)

Northern Lts FD TR III Good harbor US Tactical Core Fund — Buy (add'l)

Mainstay FDS TR Marketfield FD — Buy

Mainstay FDS TR Marketfield FD — Buy (add'l)

Mainstay FDS TR Marketfield FD — Buy (add'l)

Mainstay FDS TR Marketfield FD — Buy (add'l)

Blackrock FDS Emerging MKT Equity FD Inst] Shs — Buy

Blackrock FDS Emerging MKT Equity FD Inst] Shs — Buy (add'l)

Blackrock FDS Emerging MKT Equity FD Inst] Shs — Buy (add'l)

Blackrock FDS Emerging MKT Equity FD Inst] Shs — Buy (add'l)

Virtus Opportunities Trust — Buy

Virtus Opportunities Trust — Buy (add'l)

Virtus Opportunities Trust — Buy (add'l)

Virtus Opportunities Trust — Buy (add'l)

Virtus Opportunities Trust — Buy (add'l)

Pimco All Asset All Authority — Buy

Pimco All Asset All Authority — Buy (add'l)

Pimco All Asset All Authority — Sold

Springside, LLC (2000 - $300,000, 2012. $20,123) — Interest

Middletown Professional Properties, LLC (2004 - $80.925) — Rent

Trust #14 — Interest — Closed

Du Page Cook & Will Cntys IL Bond — Sold

Oaklahoma Cnty Ok Indpt Sch Dist No 89 — Sold

University TX Univ Revs Rfdg Fing Sys — Sold

Gwinnett Cnty GA Sch Dist G/O — Sold

Maryland St St & Loc FACS LN 2nd Ser G/O — Sold

Cherokee Cnty GA Sch Sys G/O — Sold (part)

Cherokee Cnty GA Sch Sys G/O — Sold

Illinois St Toll Hwy Auth Rev SR Priority — Sold

Arizona Brd Regents Univ AZ Sys Rev Ser A — Sold

Utah St Ser C G/O B/E CPN — Sold

Indiana ST Fin Auth Rev Rfdg ST — Sold

Metro Atlanta Rapid Tran Rev Ref — Sold

Sprint TX Indpt Sch Dist Ref Schoolhouse Ser A — Sold

Lower Co Riv Auth TX Transmission Contract RV — Sold

Dallas TX Area Rapid Tran Sales Tax Rev — Sold

Missouri St Hwys & Transn Commn ST RD Rev — Sold

University WA Univ Revs Rfdg Gen Ser A B/E — Sold

Minnesota ST Gen FD Rfdg Appropriation Ser B — Sold

New Jersey ST Tpk Auth Tpk Rev Ser B — Sold

Fort Bend Cnty TX Rfdg Sub Lien Toll RD — Sold

Charlote Mecklenburg Hsp Auth NC HC Sys Rev Rfdg — Sold

Clackamas & WA Cntys OR — Buy

Clackamas & WA Cntys OR — Sold

Metropolitian St. Louis MO Wastewater Sys Rev — Buy

Metropolitian St. Louis MO Wastewater Sys Rev — Sold

Montgomery Cnty MD Public Impt Ser — Buy

Montgomery Cnty MD Public Impt Ser — Sold

New York St Env Mentl Facs Corp — Buy

New York St Env Mentl Facs Corp — Sold

Trust #15 — Int/Div

Duke Energy Corp — Sold (part)

Duke Energy Corp — Sold (part)

Johnson & Johnson

Microsoft Corp — Sold (part)

Microsoft Corp — Sold (part)

Range Resources Corp

Rex Energy Corp

The St Joe Company

Ultra Petroleum Corp — Sold

Fairholme FDS Inc — Buy (add'l)

Franklin Funds High Yield Tax-Free Inc — Sold

Oppenheimer Muni FD Limited Term Mun FD — Sold

Clean Energy Fuels Corp — Buy

Clean Energy Fuels Corp — Sold

IRA #3 — Int/Div

Devon Energy Corp

Dominion Res Inc VA — Sold

Exxon Mobil Corp

Market Vector Gold Miners — Sold

Supervalu Inc — Sold

Unified Ser TR Appleseed FD — Sold

Brown Cap Mgmt Mut FDS Small Co Fund Inv

Gamco GlIbl Gold Natural Resources & Income TR by Gabelli — Sold

Marine Harvest - Unspn ADR

The St Joe Company

Fairholme FDS Inc

TRA #4 — Int/Div

iShares Barclays 3-7 Yr Treasury Bond FD — Sold (part)

iShares Barclays 3-7 Yr Treasury Bond FD — Buy (add'l)

iShares Barclays 3-7 Yr Treasury Bond FD — Sold (part)

iShares Barclays 3-7 Yr Treasury Bond FD — Buy (add'l)

iShares Barclays 3-7 Yr Treasury Bond FD — Sold (part)

iShares Barclays 3-7 Yr Treasury Bond FD — Buy (add'l)

iShares Barclays 3-7 Yr Treasury Bond FD — Sold

iShares Core S&P Midcap ETF — Sold (part)

iShares Core S&P Midcap ETF — Sold (part)

iShares Core S&P Midcap ETF — Sold (part)

iShares Core S&P Midcap ETF — Buy (add'l)

iShares Core S&P Midcap ETF — Sold (part)

iShares Core S&P Midcap ETF — Buy (add'l)

Proshares Trust ET Ultra 7-10 YR Treasury Non-Traditional — Sold (part)

Proshares Trust ET Ultra 7-10 YR Treasury Non-Traditional — Buy (add'l)

Proshares Trust ET Ultra 7-10 YR Treasury Non-Traditional — Sold (part)

Proshares Trust ET Ultra 7-10 YR Treasury Non-Traditional — Buy (add'l)

Proshares Trust ET Ultra 7-10 YR Treasury Non-Traditional — Sold (part)

Proshares Trust ET Ultra 7-10 YR Treasury Non-Traditional — Buy (add'l)

Proshares Trust ET Ultra 7-10 YR Treasury Non-Traditional — Sold (part)

Proshares Ultra ET Midcap 400 Non Traditional ETF — Buy (add'l)

Proshares Ultra ET Midcap 400 Non Traditional ETF — Sold (part)

Proshares Ultra ET Midcap 400 Non Traditional ETF — Sold (part)

Proshares Ultra ET Midcap 400 Non Traditional ETF — Buy (add'l)

Proshares Ultra ET Midcap 400 Non Traditional ETF — Sold (part)

Proshares Ultra ET Midcap 400 Non Traditional ETF — Buy (add'l)

Proshares Ultra ET Midcap 400 Non Traditional ETF — Sold (part)

iShares Core S&P 500 — Buy

iShares Core S&P 500 — Buy (add'l)

iShares Core S&P 500 — Sold (part)

iShares Core S&P 500 — Sold (part)

iShares Core S&P 500 — Buy (add'l)

Proshares Ultra S&P ET 500 — Buy

Proshares Ultra S&P ET 500 — Sold (part)

Proshares Ultra S&P ET 500 — Buy (add'l)

Proshares Ultra S&P ET 500 — Sold (part)

Proshares Ultra S&P ET 500 — Buy (add'l)

Ultra Russell 2000 Proshares ETF — Buy

Ultra Russell 2000 Proshares ETF — Sold (part)

Ultra Russell 2000 Proshares ETF — Sold (part)

Ultra Russell 2000 Proshares ETF — Buy (add'l)

Ultra Russell 2000 Proshares ETF — Sold (part)

Ultra Russell 2000 Proshares ETF — Sold (part)

Ultra Russell 2000 Proshares ETF — Sold (part)

Ultra Russell 2000 Proshares ETF — Sold (part)

Ultra Russell 2000 Proshares ETF — Sold

iShares TR Russell 2000 Index FD — Buy

iShares TR Russell 2000 Index FD — Sold (part)

iShares TR Russell 2000 Index FD — Sold (part)

iShares TR Russell 2000 Index FD — Buy (add'l)

iShares TR Russell 2000 Index FD — Buy (add'l)

iShares TR Russell 2000 Index FD — Sold (part)

iShares TR Russell 2000 Index FD — Buy (add'l)

iShares TR Russell 2000 Index FD — Sold

Trust #16 — Int/Div

Anworth Mortgage Asset Corp — Buy (add'l)

Anworth Mortgage Asset Corp — Buy (add'l)

Anworth Mortgage Asset Corp — Buy (add'l)

Anworth Mortgage Asset Corp — Buy (add'l)

Anworth Mortgage Asset Corp — Buy (add'l)

Anworth Mortgage Asset Corp — Sold (part)

Anworth Mortgage Asset Corp — Sold (part)

Anworth Mortgage Asset Corp — Sold

Apollo Investment Corp — Buy (add'l)

Apollo Investment Corp — Buy (add'l)

Apollo Investment Corp — Buy (add'l)

Apollo Investment Corp — Buy (add'l)

Apollo Investment Corp — Buy (add'l)

Apollo Investment Corp — Buy (add'l)

Apollo Investment Corp — Buy (add'l)

Apollo Investment Corp — Buy (add'l)

Applied Materials Inc AMAT — Sold

Arlington Asset Investment Corp — Buy (add'l)

Arlington Asset Investment Corp — Buy (add'l)

Arlington Asset Investment Corp — Buy (add'l)

Arlington Asset Investment Corp — Sold

Armour Residential Reit Inc — Buy

Armour Residential Reit Inc — Buy (add'l)

Armour Residential Reit Inc — Buy (add'l)

Armour Residential Reit Inc — Buy (add'l)

Armour Residential Reit Inc — Buy (add'l)

Armour Residential Reit Inc — Buy (add'l)

Armour Residential Reit Inc — Buy (add'l)

Armour Residential Reit Inc — Sold (part)

Armour Residential Reit Inc — Sold (part)

Armour Residential Reit Inc — Sold

Blackrock Kelso Capital Corp — Sold (part)

Blackrock Kelso Capital Corp — Buy (add'l)

Blackrock Kelso Capital Corp — Buy (add'l)

Blackrock Kelso Capital Corp — Buy (add'l)

Blackrock Kelso Capital Corp — Buy (add'l)

Blackrock Kelso Capital Corp — Buy (add'l)

Blackrock Kelso Capital Corp — Buy (add'l)

Blackrock Kelso Capital Corp — Buy (add'l)

Blackrock Kelso Capital Corp — Buy (add'l)

Blackrock Kelso Capital Corp — Sold (part)

Blackrock Kelso Capital Corp — Sold (part)

Cardinal Health Inc — Buy (add'l)

Cardinal Health Inc — Buy (add'l)

Cardinal Health Inc — Buy (add'l)

Cardinal Health Inc — Buy (add'l)

Cardinal Health Inc — Buy (add'l)

Cardinal Health Inc — Buy (add'l)

Cardinal Health Inc — Buy (add'l)

Cardinal Health Inc — Sold

Centrylink Inc — Buy (add'l)

Centrylink Inc — Buy (add'l)

Centrylink Inc — Buy (add'l)

Centrylink Inc — Buy (add'l)

Centrylink Inc — Buy (add'l)

Centrylink Inc — Buy (add'l)

Centrylink Inc — Buy (add'l)

Cisco Systems Inc — Buy (add'l)

Cisco Systems Inc — Buy (add'l)

Cisco Systems Inc — Buy (add'l)

Cisco Systems Inc — Sold (part)

Cypress Semiconductor Corp — Sold (part)

Cypress Semiconductor Corp — Buy (add'l)

Cypress Semiconductor Corp — Buy (add'l)

Cypress Semiconductor Corp — Buy (add'l)

Cypress Semiconductor Corp — Sold (part)

Cypress Semiconductor Corp — Buy (add'l)

Cypress Semiconductor Corp — Buy (add'l)

Cypress Semiconductor Corp — Sold (part)

Cypress Semiconductor Corp — Buy (add'l)

Cypress Semiconductor Corp — Buy (add'l)

CYS Investments Inc — Buy (add'l)

CYS Investments Inc — Buy (add'l)

CYS Investments Inc — Buy (add'l)

CYS Investments Inc — Buy (add'l)

CYS Investments Inc — Buy (add'l)

CYS Investments Inc — Buy (add'l)

CYS Investments Inc — Buy (add'l)

CYS Investments Inc — Buy (add'l)

CYS Investments Inc — Buy (add'l)

CYS Investments Inc — Sold (part)

CYS Investments Inc — Buy (add'l)

CYS Investments Inc — Sold (part)

CYS Investments Inc — Sold

Dynex Cap Inc — Buy (add'l)

Dynex Cap Inc — Buy (add'l)

Dynex Cap Inc — Buy (add'l)

Dynex Cap Inc — Buy (add'l)

Dynex Cap Inc — Buy (add'l)

Dynex Cap Inc — Buy (add'l)

Dynex Cap Inc — Buy (add'l)

Dynex Cap Inc — Buy (add'l)

Dynex Cap Inc — Sold (part)

Dynex Cap Inc — Sold

Ford Motor Company — Buy (add'l)

Ford Motor Company — Buy (add'l)

Ford Motor Company — Sold

General Electric Company — Buy (add'l)

General Electric Company — Buy (add'l)

General Electric Company — Buy (add'l)

General Electric Company — Buy (add'l)

General Electric Company — Buy (add'l)

General Electric Company — Buy (add'l)

General Electric Company — Sold (part)

General Electric Company — Buy (add'l)

General Electric Company — Sold (part)

General Electric Company — Sold

Halliburton Comapny — Sold

Intersil Corp — Buy (add'l)

Intersil Corp — Buy (add'l)

Intersil Corp — Buy (add'l)

Intersil Corp — Sold (part)

Intersil Corp — Sold

Johnson & Johnson — Buy (add'l)

Johnson & Johnson — Buy (add'l)

Johnson & Johnson — Buy (add'l)

Johnson & Johnson — Buy (add'l)

Johnson & Johnson — Sold (part)

Johnson & Johnson — Buy (add'l)

Johnson & Johnson — Sold

KLA-Tencor corp — Buy (add'l)

KLA-Tencor corp — Buy (add'l)

KLA-Tencor corp — Buy (add'l)

KLA-Tencor corp — Buy (add'l)

KLA-Tencor corp — Sold

Kohls Corp — Buy (add'l)

Kohls Corp — Sold (part)

Kohls Corp — Buy (add'l)

Kohls Corp — Buy (add'l)

Kohls Corp — Buy (add'l)

Kohls Corp — Sold (part)

Kohls Corp — Buy (add'l)

Kohls Corp — Buy (add'l)

Kohls Corp — Sold (part)

Kohls Corp — Sold

Kroger Company Common — Sold

Marvell Technology Group LTD — Buy (add'l)

Marvell Technology Group LTD — Buy (add'l)

Marvell Technology Group LTD — Buy (add'l)

Marvell Technology Group LTD — Sold (part)

Marvell Technology Group LTD — Buy (add'l)

Marvell Technology Group LTD — Sold (part)

Marvell Technology Group LTD — Buy (add'l)

Microsoft Corp — Buy (add'l)

Microsoft Corp — Buy (add'l)

Microsoft Corp — Buy (add'l)

Microsoft Corp — Buy (add'l)

Microsoft Corp — Buy (add'l)

Microsoft Corp — Sold (part)

Microsoft Corp — Sold (part)

Microsoft Corp — Sold (part)

Microsoft Corp — Buy (add'l)

New York Mortgage Trust Inc — Sold (part)

New York Mortgage Trust Inc — Sold (part)

New York Mortgage Trust Inc — Buy (add'l)

New York Mortgage Trust Inc — Sold (part)

New York Mortgage Trust Inc — Buy (add'l)

New York Mortgage Trust Inc — Buy (add'l)

New York Mortgage Trust Inc — Buy (add'l)

New York Mortgage Trust Inc — Buy (add'l)

New York Mortgage Trust Inc — Sold (part)

New York Mortgage Trust Inc — Sold

NewCastle Investment Corp — Sold (part)

NewCastle Investment Corp — Sold

Northstar Realty Finance Corp — Sold

Proctor & Gamble — Buy (add'l)

Proctor & Gamble — Sold

Proshares TR ET Ultrashort Russell 2000 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Sold (part)

Proshares TR ET Ultrashort Russell 2000 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Sold (part)

Proshares TR ET Ultrashort Russell 2000 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Sold (part)

Proshares TR ET Ultrashort Russell 2000 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Sold (part)

Proshares TR ET Ultrashort Russell 2000 — Sold (part)

Proshares TR ET Ultrashort Russell 2000 — Sold (part)

Proshares TR ET Ultrashort Russell 2000 — Sold (part)

Proshares TR ET Ultrashort Russell 2000 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Sold (part)

Proshares TR ET Ultrashort Russell 2000 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Sold

Proshares Trust ET Ultrashort S&P 500 — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 — Sold (part)

Proshares Trust ET Ultrashort S&P 500 — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 — Sold (part)

Proshares Trust ET Ultrashort S&P 500 — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 — Sold (part)

Proshares Trust ET Ultrashort S&P 500 — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 — Buy (add'l)

S508 — Sold (part)

S508 — Buy (add'l)

S508 — Sold (part)

S508 — Sold (part)

S508 — Buy (add'l)

S508 — Buy (add'l)

S508 — Buy (add'l)

S508 — Sold (part)

S508 — Buy (add'l)

S508 — Sold (part)

S508 — Buy (add'l)

S508 — Buy (add'l)

S508 — Buy (add'l)

S508 — Sold (part)

S508 — Sold (part)

S508 — Buy (add'l)

S508 — Sold (part)

S508 — Sold (part)

S508 — Buy (add'l)

S508 — Sold (part)

S508 — Buy (add'l)

S508 — Sold (part)

S508 — Sold (part)

S508 — Sold

Proshares Short S&P 500 — Buy

Proshares Short S&P 500 — Buy (add'l)

Proshares Short S&P 500 — Buy (add'l)

Proshares Short S&P 500 — Sold

Prospect Capital Corp — Buy (add'l)

Prospect Capital Corp — Buy (add'l)

Prospect Capital Corp — Buy (add'l)

Prospect Capital Corp — Buy (add'l)

Prospect Capital Corp — Buy (add'l)

Prospect Capital Corp — Buy (add'l)

Prospect Capital Corp — Buy (add'l)

Prospect Capital Corp — Buy (add'l)

Prospect Capital Corp — Buy (add'l)

Prospect Capital Corp — Buy (add'l)

Prospect Capital Corp — Sold (part)

Regal Entertainment Group — Buy (add'l)

Regal Entertainment Group — Buy (add'l)

Regal Entertainment Group — Sold

Select Sector Spdr TR Utilities Select Sector — Buy (add'l)

Select Sector Spdr TR Utilities Select Sector — Sold (part)

Select Sector Spdr TR Utilities Select Sector — Buy (add'l)

Select Sector Spdr TR Utilities Select Sector — Sold (part)

Select Sector Spdr TR Utilities Select Sector — Sold

St Jude Medical Inc — Sold

Telefonica Brasil SA Sponsored ADR — Buy (add'l)

Telefonica Brasil SA Sponsored ADR — Buy (add'l)

Telefonica Brasil SA Sponsored ADR — Buy (add'l)

Telefonica Brasil SA Sponsored ADR — Buy (add'l)

Telefonica Brasil SA Sponsored ADR — Buy (add'l)

Telefonica Brasil SA Sponsored ADR — Sold (part)

Telefonica Brasil SA Sponsored ADR — Sold

Telefonica SA Spon ADR — Sold (part)

Telefonica SA Spon ADR — Buy (add'l)

Telefonica SA Spon ADR — Buy (add'l)

Telefonica SA Spon ADR — Sold (part)

TICC Capital Corp — Buy (add'l)

TICC Capital Corp — Buy (add'l)

TICC Capital Corp — Buy (add'l)

TICC Capital Corp — Buy (add'l)

TICC Capital Corp — Sold

Total SA Spons ADR — Buy (add'l)

Total SA Spons ADR — Buy (add'l)

Total SA Spons ADR — Buy (add'l)

Total SA Spons ADR — Buy (add'l)

Total SA Spons ADR — Sold

Two Harbors Invt Corp — Buy (add'l)

Two Harbors Invt Corp — Buy (add'l)

Two Harbors Invt Corp — Buy (add'l)

Two Harbors Invt Corp — Buy (add'l)

Two Harbors Invt Corp — Buy (add'l)

Two Harbors Invt Corp — Buy (add'l)

Two Harbors Invt Corp — Buy (add'l)

Two Harbors Invt Corp — Buy (add'l)

Two Harbors Invt Corp — Sold

Walgreen Company — Buy (add'l)

Walgreen Company — Sold

Waste Management Inc Del — Sold (part)

Waste Management Inc Del — Buy (add'l)

Waste Management Inc Del — Buy (add'l)

Waste Management Inc Del — Buy (add'l)

Waste Management Inc Del — Buy (add'l)

Waste Management Inc Del — Sold (part)

Waste Management Inc Del — Buy (add'l)

Waste Management Inc Del — Buy (add'l)

Waste Management Inc Del — Sold

Whitestone Reit — Sold (part)

Whitestone Reit — Buy (add'l)

Whitestone Reit — Buy (add'l)

Whitestone Reit — Buy (add'l)

Gladstone Investment Corp — Buy (add'l)

Gladstone Investment Corp — Buy (add'l)

Gladstone Investment Corp — Buy (add'l)

Gladstone Investment Corp — Buy (add'l)

Gladstone Investment Corp — Buy (add'l)

Gladstone Investment Corp — Buy (add'l)

Gladstone Investment Corp — Sold

Alerian MLP — Buy

American Capital Mortgage Investment Corp — Buy

American Capital Mortgage Investment Corp — Buy (add'l)

American Capital Mortgage Investment Corp — Buy (add'l)

American Capital Mortgage Investment Corp — Buy (add'l)

American Capital Mortgage Investment Corp — Buy (add'l)

American Capital Mortgage Investment Corp — Buy (add'l)

American Capital Mortgage Investment Corp — Buy (add'l)

American Capital Mortgage Investment Corp — Buy (add'l)

American Capital Mortgage Investment Corp — Buy (add'l)

American Capital Mortgage Investment Corp — Sold (part)

American Realty Capital Properties Inc — Buy

AT&T Inc — Buy

AT&T Inc — Buy (add'l)

AT&T Inc — Buy (add'l)

AT&T Inc — Buy (add'l)

AT&T Inc — Buy (add'l)

AT&T Inc — Buy (add'l)

AT&T Inc — Buy (add'l)

BCE Inc — Buy

Conagra Foods Inc — Buy

Conagra Foods Inc — Buy (add'l)

Conagra Foods Inc — Sold (part)

Deere & Co — Buy

Deere & Co — Buy (add'l)

Deere & Co — Buy (add'l)

Einstein Noah Restaurant Group — Buy

Enduro Royalty Trust — Buy

Energy Select Sector SPDR — Buy

Ericsson Tel-SP ADR New — Buy

Fifth Street Finance Corp — Buy

Fifth Street Finance Corp — Buy (add'l)

Fifth Street Finance Corp — Buy (add'l)

Franklin Street Properties Corp REIT FSP — Buy

Franklin Street Properties Corp REIT FSP — Buy (add'l)

HCP Inc — Buy

Hospitality Properties REIT Trust — Buy

Hospitality Properties REIT Trust — Buy (add'l)

Hospitality Properties REIT Trust — Buy (add'l)

Hospitality Properties REIT Trust — Buy (add'l)

Hospitality Properties REIT Trust — Sold (part)

Independence Realty TR Inc — Buy

Intel Corp — Buy

Intel Corp — Buy (add'l)

Intel Corp — Buy (add'l)

Intel Corp — Buy (add'l)

Intel Corp — Buy (add'l)

Intel Corp — Buy (add'l)

Intel Corp — Buy (add'l)

Intel Corp — Buy (add'l)

Intel Corp — Sold (part)

Intel Corp — Sold (part)

1Shares Mortgage Real Estate — Buy

Kellogg Company — Buy

Maxim Integrated Prods Inc — Buy

Medley Capital Corp — Buy

Medley Capital Corp — Buy (add'l)

Medley Capital Corp — Buy (add'l)

Medley Capital Corp — Buy (add'l)

Medley Capital Corp — Sold (part)

Newmont Mining Corp New — Buy

Newmont Mining Corp New — Buy (add'l)

Newmont Mining Corp New — Buy (add'l)

Newmont Mining Corp New — Buy (add'l)

Newmont Mining Corp New — Sold (part)

Newmont Mining Corp New — Sold (part)

Newmont Mining Corp New — Buy (add'l)

Pengrowth Energy Corp — Buy

Pengrowth Energy Corp — Buy (add'l)

Pengrowth Energy Corp — Buy (add'l)

Pengrowth Energy Corp — Buy (add'l)

Pennantpark Investment Corp — Buy

Pennantpark Investment Corp — Buy (add'l)

Pennantpark Investment Corp — Buy (add'l)

Pfizer Incorporated — Buy

Pfizer Incorporated — Buy (add'l)

Pfizer Incorporated — Buy (add'l)

Pfizer Incorporated — Sold (part)

Pfizer Incorporated — Buy (add'l)

Proshares TR Ultrashort Non-Traditional ETP — Buy

Proshares TR Ultrashort Non-Traditional ETP — Buy (add'l)

Proshares TR Ultrashort 20+ Year Treasury — Buy

Proshares TR Ultrashort 20+ Year Treasury — Buy (add'l)

Proshares TR Ultrashort 20+ Year Treasury — Buy (add'l)

Proshares TR Ultrashort 20+ Year Treasury — Sold (part)

Proshares TR Ultrashort 20+ Year Treasury — Sold (part)

Proshares TR Ultrashort 20+ Year Treasury — Buy (add'l)

Royal Dutch Shell PLC ADR — Buy

Royal Dutch Shell PLC ADR — Buy (add'l)

Royal Dutch Shell PLC ADR — Buy (add'l)

Royal Dutch Shell PLC ADR — Buy (add'l)

Royal Dutch Shell PLC ADR — Sold (part)

Safeway Inc New — Buy

Safeway Inc New — Buy (add'l)

Safeway Inc New — Buy (add'l)

Safeway Inc New — Buy (add'l)

Safeway Inc New — Buy (add'l)

Safeway Inc New — Buy (add'l)

Safeway Inc New — Sold (part)

Safeway Inc New — Sold (part)

Safeway Inc New — Sold (part)

SPDR S&P International ET Dividend — Buy

SPDR S&P International ET Dividend — Buy (add'l)

SPDR S&P International ET Dividend — Buy (add'l)

SPDR S&P International ET Dividend — Buy (add'l)

SPDR S&P International ET Dividend — Buy (add'l)

SPDR S&P International ET Dividend — Buy (add'l)

SPDR S&P International ET Dividend — Buy (add'l)

TICC Capital Corp — Buy

TICC Capital Corp — Buy (add'l)

TICC Capital Corp — Buy (add'l)

TICC Capital Corp — Buy (add'l)

TICC Capital Corp — Buy (add'l)

TICC Capital Corp — Buy (add'l)

TICC Capital Corp — Buy (add'l)

TICC Capital Corp — Buy (add'l)

Transocean LTD Ordinary Shares — Buy

Transocean LTD Ordinary Shares — Buy (add'l)

Transocean LTD Ordinary Shares — Buy (add'l)

Transocean LTD Ordinary Shares — Buy (add'l)

Transocean LTD Ordinary Shares — Buy (add'l)

Transocean LTD Ordinary Shares — Buy (add'l)

Transocean LTD Ordinary Shares — Buy (add'l)

Transocean LTD Ordinary Shares — Sold (part)

Vodafone Group PLC Sponsored ADR New — Buy

Vodafone Group PLC Sponsored ADR New — Buy (add'l)

Abbott Laboratories — Buy

Abbott Laboratories — Sold

AGL Resources Inc — Buy

AGL Resources Inc — Buy (add'l)

AGL Resources Inc — Buy (add'l)

AGL Resources Inc — Buy (add'l)

AGL Resources Inc — Buy (add'l)

AGL Resources Inc — Sold

American Eagle Outfitters — Buy

American Eagle Outfitters — Buy (add'l)

American Eagle Outfitters — Sold

California WTR Svc — Buy

California WTR Svc — Buy (add'l)

California WTR Svc — Buy (add'l)

California WTR Svc — Sold

Deutsche Telekom AG — Buy

Deutsche Telekom AG — Buy (add'l)

Deutsche Telekom AG — Sold

EliLilly & Co — Buy

EliLilly & Co — Buy (add'l)

EliLilly & Co — Sold

Exxon Mobil Corp — Buy

Exxon Mobil Corp — Sold (part)

Exxon Mobil Corp — Buy (add'l)

Exxon Mobil Corp — Sold

Hewlett-Packard Company — Buy

Hewlett-Packard Company — Sold

iShares MSCI Brazil ET — Buy

iShares MSCI Brazil ET — Sold

Powershares TR Series — Buy

Powershares TR Series — Sold

Proshares Short Russell 2000 Non. Traditional ETF — Buy

Proshares Short Russell 2000 Non. Traditional ETF — Sold

Proshares Short S&P 500 Non-Traditional ETF — Buy

Proshares Short S&P 500 Non-Traditional ETF — Buy (add'l)

Proshares Short S&P 500 Non-Traditional ETF — Buy (add'l)

Proshares Short S&P 500 Non-Traditional ETF — Sold

Proshares Trust ETF Ultrapro Short S&P 500 — Buy

Proshares Trust ETF Ultrapro Short S&P 500 — Sold

SPDR S&P Dividend ET — Buy

SPDR S&P Dividend ET — Sold (part)

SPDR S&P Dividend ET — Buy (add'l)

SPDR S&P Dividend ET — Buy (add'l)

SPDR S&P Dividend ET — Buy (add'l)

SPDR S&P Dividend ET — Buy (add'l)

SPDR S&P Dividend ET — Sold (part)

SPDR S&P Dividend ET — Sold

Teva Pharmaceutical ADR Inds Ltd — Buy

Teva Pharmaceutical ADR Inds Ltd — Buy (add'l)

Teva Pharmaceutical ADR Inds Ltd — Buy (add'l)

Teva Pharmaceutical ADR Inds Ltd — Sold (part)

Teva Pharmaceutical ADR Inds Ltd — Buy (add'l)

Teva Pharmaceutical ADR Inds Ltd — Buy (add'l)

Teva Pharmaceutical ADR Inds Ltd — Sold (part)

Teva Pharmaceutical ADR Inds Ltd — Sold

Trust #17 — Int/Div

Abbott Laboratories — Buy

Abbott Laboratories — Sold

AGL Resources Inc — Buy

AGL Resources Inc — Sold

Alerian MLP — Buy

American Capital Mortgage Investment Corp — Buy

American Realty Capital Properrties Inc — Buy

American Eagle Outfitters Inc New — Buy

American Eagle Outfitters Inc New — Sold

Anworth Mortgage Asset Corp — Buy

Anworth Mortgage Asset Corp — Sold

Apollo Investment Corp — Buy

Arlington Asset Investment Corp — Buy

Arlington Asset Investment Corp — Sold

Armour Residential REIT Inc — Buy

Armour Residential REIT Inc — Sold

AT&T Inc — Buy

AT&T Inc — Buy (add'l)

BCE Inc — Buy

Blackrock Kelso Capital Corp — Buy

California WTR. Svc — Buy

California WTR. Svc — Sold

Cardinal Health Inc — Buy

Cardinal Health Inc — Sold (part)

Cardinal Health Inc — Sold (part)

Cardinal Health Inc — Sold (part)

Cardinal Health Inc — Sold

Centurylink Inc — Buy

Centurylink Inc — Sold (part)

Centurylink Inc — Buy (add'l)

Centurylink Inc — Sold

Cisco Systems Inc — Buy

Conagra Foods Inc — Buy

Conagra Foods Inc — Buy (add'l)

Conagra Foods Inc — Sold (part)

Cypress Semiconductor — Buy

Cypress Semiconductor — Sold (part)

Cypress Semiconductor — Buy (add'l)

Cypress Semiconductor — Buy (add'l)

Cypress Semiconductor — Buy (add'l)

Cypress Semiconductor — Sold

Deere & Co — Buy

Deere & Co — Buy (add'l)

Deutsche Telekom AG Spon ADR — Buy

Deutsche Telekom AG Spon ADR — Buy (add'l)

Deutsche Telekom AG Spon ADR — Sold

Dynex Cap Inc — Buy

Einstein Noah Restaurant Group — Buy

Eli Lillys Co — Buy

Eli Lillys Co — Sold

Enduro Royalty Trust — Buy

Energy Select Sector SPDR — Buy

Ericsson Tel-SP ADR — Buy

Exxon Mobil Corp — Buy

Exxon Mobil Corp — Sold (part)

Exxon Mobil Corp — Buy

Exxon Mobil Corp — Sold

Fifth Street Finance Corp — Buy

Fifth Street Finance Corp — Buy (add'l)

Fifth Street Finance Corp — Buy (add'l)

Ford Motor Company — Buy

Ford Motor Company — Sold

Franklin Street Properties Corp REIT — Buy

General Electric Company — Buy

General Electric Company — Buy (add'l)

General Electric Company — Buy (add'l)

General Electric Company — Sold (part)

Gladstone Investment Corp — Buy

Gladstone Investment Corp — Sold

Halliburton Company — Buy

Halliburton Company — Sold

Harris Assoc Invt TR Oakmark Equity & Income FD — Buy

Harris Assoc Invt TR Oakmark Equity & Income FD — Sold

HCP Inc — Buy

Hewlett-Packard Company — Buy

Hewlett-Packard Company — Sold

Hospitality Properties REIT Trust — Buy

Independence Realty TR Inc — Buy

Intel Corp — Buy

Intel Corp — Sold (part)

Intel Corp — Buy (add'l)

Intel Corp — Sold (part)

Intel Corp — Sold (part)

Intersil Corp CL A — Buy

Intersil Corp CL A — Sold (part)

Intersil Corp CL A — Sold

iShares Mortgage Real Estate — Buy

iShares MSCI Brazil ET — Buy

iShares MSCI Brazil ET — Sold

Johnson & Johnson — Buy

Johnson & Johnson — Sold (part)

Johnson & Johnson — Sold

JP Morgan Chase Co — Buy

JP Morgan Chase Co — Sold

Kellogg Company — Buy

KLA-Tencor Corp — Buy

KLA-Tencor Corp — Sold (part)

KLA-Tencor Corp — Buy (add'l)

Kohls Corp — Buy

Kohls Corp — Sold (part)

Kohls Corp — Sold

Kroger Company Common — Buy

Kroger Company Common — Sold

Marvell Technology Group LTD — Buy

Marvell Technology Group LTD — Sold (part)

Maxim Integrated Prods Inc — Buy

Medley Capital Corp — Buy

Merck Co Inc New — Buy

Merck Co Inc New — Sold (part)

Merck Co Inc New — Sold

Microsoft Corp — Buy

Microsoft Corp — Buy (add'l)

Microsoft Corp — Sold (part)

Microsoft Corp — Sold (part)

Microsoft Corp — Buy (add'l)

New York Mortgage Trust — Buy

New York Mortgage Trust — Sold

Newmont Mining Corp New — Buy

Newmont Mining Corp New — Buy (add'l)

Oppenheimer Limited Term Municipal FD CLC — Buy

Oppenheimer Limited Term Municipal FD CLC — Sold

Pengrowth Energy Corp — Buy

Pengrowth Energy Corp — Buy (add'l)

Pennantpark Investment Corp — Buy

Pennantpark Investment Corp — Buy (add'l)

Pfizer Incorporated — Buy

Pfizer Incorporated — Buy (add'l)

Pfizer Incorporated — Sold (part)

Pfizer Incorporated — Buy (add'l)

Powershares QQQ Series I — Buy

Powershares QQQ Series I — Sold

Procter Gamble Co — Buy

Procter Gamble Co — Sold

Proshares Short Russell 2000 Proshares Non-Traditional — Buy

Proshares Short Russell 2000 Proshares Non-Traditional — Sold

Proshares Short S&P 500 — Buy

Proshares Short S&P 500 — Buy (add'l)

Proshares Short S&P 500 — Buy (add'l)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Buy

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Sold (part)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Buy (add'l)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Buy (add'l)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Sold (part)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Buy (add'l)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Buy (add'l)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Sold (part)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Buy (add'l)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Buy (add'l)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Buy (add'l)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Buy (add'l)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Sold (part)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Sold (part)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Sold (part)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Sold (part)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Buy (add'l)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Buy (add'l)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Sold (part)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Buy (add'l)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Buy (add'l)

Proshares TR QQQ ETF Ultrashort Non. Traditional — Buy

Proshares TR QQQ ETF Ultrashort Non. Traditional — Buy (add'l)

Proshares TR QQQ ETF Ultrashort Non. Traditional — Sold

Proshares Trust ET Ultrashort S&P 500 New — Buy

Proshares Trust ET Ultrashort S&P 500 New — Sold (part)

Proshares Trust ET Ultrashort S&P 500 New — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 New — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 New — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 New — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 New — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 New — Sold (part)

Proshares Trust ET Ultrashort S&P 500 New — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 New — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 New — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 New — Sold (part)

Proshares Trust ET Ultrashort S&P 500 New — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 New — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 New — Sold (part)

Proshares Trust ET Ultrashort S&P 500 New — Sold (part)

Proshares Trust ET Ultrashort S&P 500 New — Sold (part)

Proshares Trust ET Ultrashort S&P 500 New — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 New — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 New — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 New — Sold (part)

Proshares Trust ET Ultrashort S&P 500 New — Sold (part)

Proshares Trust ET Ultrashort S&P 500 New — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 New — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 New — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 New — Sold (part)

Proshares Trust ET Ultrashort S&P 500 New — Sold (part)

Proshares Trust ET Ultrashort S&P 500 New — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 New — Sold (part)

Proshares Trust ET Ultrashort S&P 500 New — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 New — Sold (part)

Proshares Trust ET Ultrashort S&P 500 New — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 New — Sold (part)

Proshares Trust ET Ultrashort S&P 500 New — Buy (add'l)

Proshares Trust ET Ultrashort S&P 500 New — Sold (part)

Proshares Trust ET Ultrashort S&P 500 New — Sold (part)

Proshares Trust ET Ultrashort S&P 500 New — Sold

Proshares Trust ETF Ultrapro Short S&P 500 New — Buy

Proshares Trust ETF Ultrapro Short S&P 500 New — Sold

Proshares Trust Ultrashort 20+ Year Treasury — Buy

Proshares Trust Ultrashort 20+ Year Treasury — Buy (add'l)

Proshares Trust Ultrashort 20+ Year Treasury — Sold (part)

Proshares Trust Ultrashort 20+ Year Treasury — Sold (part)

Proshares Trust Ultrashort 20+ Year Treasury — Buy (add'l)

Prospect Capital Corp — Buy

Prospect Capital Corp — Buy (add'l)

Regal Entertainment Grp — Buy

Regal Entertainment Grp — Sold

Royal Dutch Shell PLC ADR — Buy

Royal Dutch Shell PLC ADR — Sold (part)

Safeway Inc New — Buy

Safeway Inc New — Buy (add'l)

Safeway Inc New — Buy (add'l)

Safeway Inc New — Sold (part)

Safeway Inc New — Sold (part)

Select Sector SPDR TR Utilities — Buy

Select Sector SPDR TR Utilities — Sold (part)

Select Sector SPDR TR Utilities — Buy (add'l)

Select Sector SPDR TR Utilities — Sold (part)

Select Sector SPDR TR Utilities — Sold

SPDR S&P Dividend — Buy

SPDR S&P Dividend — Sold (part)

SPDR S&P Dividend — Buy (add'l)

SPDR S&P Dividend — Buy (add'l)

SPDR S&P Dividend — Buy (add'l)

SPDR S&P Dividend — Sold (part)

SPDR S&P Dividend — Sold

SPDR S&P International EF Dividend — Buy

Telefonica Brasil SA Sponsored ADR — Buy

Telefonica S A Spon ADR — Buy

Telefonica S A Spon ADR — Sold (part)

Telefonica S A Spon ADR — Buy (add'l)

Teva Pharmaceutical ADR Inds LTD — Buy

Teva Pharmaceutical ADR Inds LTD — Sold (part)

Teva Pharmaceutical ADR Inds LTD — Buy (add'l)

Teva Pharmaceutical ADR Inds LTD — Sold (part)

Teva Pharmaceutical ADR Inds LTD — Sold

TICC Capital Corp — Buy

TICC Capital Corp — Sold (part)

Total S A Spons ADR — Buy

Total S A Spons ADR — Sold

Transocean LTD Ordinary Shares — Buy

Two Harbors Invt Corp — Buy

Two Harbors Invt Corp — Buy (add'l)

Two Harbors Invt Corp — Buy (add'l)

Two Harbors Invt Corp — Buy (add'l)

Two Harbors Invt Corp — Sold (part)

Vodafone Group PLC Sponsored ADR — Buy

Vodafone Group PLC Sponsored ADR — Buy (add'l)

Walgreen Company — Buy

Walgreen Company — Sold

Waste Management Inc Del — Buy

Waste Management Inc Del — Sold

Wells Fargo Company — Buy

Wells Fargo Company — Sold (part)

Wells Fargo Company — Sold

Whitestone REIT — Buy

Whitestone REIT — Buy (add'l)

IRA #5 — Int/Div

Abbott Laboratories — Buy

Abbott Laboratories — Sold

AGL Resources — Buy

AGL Resources — Sold

Alerian MFP — Buy

American Capital Mortgage Investment Corp — Buy

American Capital Mortgage Investment Corp — Buy (add'l)

American Capital Mortgage Investment Corp — Buy (add'l)

American Capital Mortgage Investment Corp — Sold (part)

American Eagle Outfitters — Buy

American Eagle Outfitters — Sold

American Realty Capital Properties Inc — Buy

Anworth Mortgage Asset Corp — Buy

Anworth Mortgage Asset Corp — Buy (add'l)

Anworth Mortgage Asset Corp — Sold (part)

Anworth Mortgage Asset Corp — Sold (part)

Anworth Mortgage Asset Corp — Sold

Apollo Investment Corp — Buy

Apollo Investment Corp — Buy (add'l)

Arlington Asset Investment Corp — Buy

Arlington Asset Investment Corp — Sold

Armour Residential REIT Inc — Buy

Armour Residential REIT Inc — Buy (add'l)

Armour Residential REIT Inc — Sold (part)

Armour Residential REIT Inc — Sold (part)

Armour Residential REIT Inc — Sold (part)

Armour Residential REIT Inc — Sold

AT&T Inc — Buy

AT&T Inc — Buy (add'l)

BCE Inc — Buy

Blackrock Kelso Capital Corp — Buy

Blackrock Kelso Capital Corp — Buy (add'l)

Blackrock Kelso Capital Corp — Sold (part)

California WTR Svc — Buy

California WTR Svc — Buy (add'l)

California WTR Svc — Sold

Cardinal Health Inc — Buy

Cardinal Health Inc — Buy (add'l)

Cardinal Health Inc — Sold (part)

Cardinal Health Inc — Sold

Centurylink Inc — Buy

Centurylink Inc — Buy (add'l)

Centurylink Inc — Sold (part)

Centurylink Inc — Sold (part)

Centurylink Inc — Buy (add'l)

Centurylink Inc — Buy (add'l)

Centurylink Inc — Sold (part)

Cisco Systems Inc — Buy

Cisco Systems Inc — Buy (add'l)

Cisco Systems Inc — Sold (part)

Conagra Foods — Buy

Conagra Foods — Buy (add'l)

Conagra Foods — Sold (part)

Cypress Semiconductor Corp — Buy

Cypress Semiconductor Corp — Buy (add'l)

Cypress Semiconductor Corp — Buy (add'l)

Cypress Semiconductor Corp — Sold (part)

Cypress Semiconductor Corp — Sold (part)

Cypress Semiconductor Corp — Buy (add'l)

Cypress Semiconductor Corp — Buy (add'l)

CYS Investments Inc — Buy

1112, — Buy (add'l)

1112, — Sold (part)

1112, — Buy (add'l)

1112, — Buy (add'l)

1112, — Sold (part)

1112, — Sold (part)

Deere & Co — Buy

Deere & Co — Buy (add'l)

Deere & Co — Buy (add'l)

Deutsche Telekom AG Spon Adr — Buy

Deutsche Telekom AG Spon Adr — Buy (add'l)

1123, — Sold

Dynex Cap Inc — Buy

Dynex Cap Inc — Buy (add'l)

Dynex Cap Inc — Sold (part)

Eli Lilly & Co — Buy

Eli Lilly & Co — Sold

Ford Motor Company — Buy

Ford Motor Company — Buy (add'l)

Ford Motor Company — Sold

Einstein Noah Restaurant Group — Buy

Enduro Royalty Trust — Buy

Energy Select Sector SPDR — Buy

Ericsson Tel-SP ADR — Buy

Exxon Mobil Corp — Buy

Exxon Mobil Corp — Sold

Exxon Mobil Corp — Buy

1139, — Sold

Fifth Street Finance Corp — Buy

Fifth Street Finance Corp — Buy (add'l)

Fifth Street Finance Corp — Buy (add'l)

Franlkin Street Properties Corp — Buy

General Electric Company — Buy

General Electric Company — Buy (add'l)

General Electric Company — Buy (add'l)

General Electric Company — Sold (part)

General Electric Company — Buy (add'l)

General Electric Company — Sold (part)

General Electric Company — Sold (part)

Halliburton Company — Buy

Halliburton Company — Sold

Hewlett-Packard Company — Buy

Hewlett-Packard Company — Sold

HCP Inc — Buy

Hospitality Properties REIT Trust — Buy

Hospitality Properties REIT Trust — Buy (add'l)

Hospitality Properties REIT Trust — Sold (part)

Independence Realty TR Inc — Buy

Intel Corp — Buy

Intel Corp — Buy (add'l)

Intel Corp — Sold (part)

Intel Corp — Buy (add'l)

Intel Corp — Sold (part)

Intel Corp — Sold (part)

Intersil Corp LC A — Buy

Intersil Corp LC A — Buy (add'l)

Intersil Corp LC A — Sold (part)

Intersil Corp LC A — Sold (part)

iShares MSCI Brazil ETF — Buy

iShares MSCI Brazil ETF — Sold

iShares Mortgage Real Estate — Buy

Kellogg Company — Buy

Johnson & Johnson — Buy

Johnson & Johnson — Sold (part)

Johnson & Johnson — Buy (add'l)

Johnson & Johnson — Sold

JP Morgan Chase & Co — Buy

JP Morgan Chase & Co — Sold (part)

JP Morgan Chase & Co — Sold

KLA-Tencor Corp — Buy

KLA-Tencor Corp — Buy (add'l)

KLA-Tencor Corp — Buy (add'l)

KLA-Tencor Corp — Sold

Kohls Corp — Buy

Kohls Corp — Sold (part)

Kohls Corp — Sold (part)

Kohls Corp — Buy (add'l)

Kohls Corp — Sold (part)

1190, — Sold

Kroger Company Common — Buy

Kroger Company Common — Sold

Marvell Technology Croup LTD — Buy

Marvell Technology Croup LTD — Buy (add'l)

Marvell Technology Croup LTD — Buy (add'l)

Marvell Technology Croup LTD — Sold (part)

Marvell Technology Croup LTD — Sold (part)

Marvell Technology Croup LTD — Buy (add'l)

Maxim Integrated Prods Inc — Buy

Medley Capital Corp — Buy

Medley Capital Corp — Buy (add'l)

Medley Capital Corp — Buy (add'l)

Medley Capital Corp — Buy (add'l)

Medley Capital Corp — Sold (part)

Merck & Co Inc New — Buy

Merck & Co Inc New — Sold (part)

Merck & Co Inc New — Buy (add'l)

Merck & Co Inc New — Sold

Microsoft Corp — Buy

Microsoft Corp — Buy (add'l)

Microsoft Corp — Sold (part)

Microsoft Corp — Sold (part)

Microsoft Corp — Sold (part)

1214, — Buy (add'l)

New York Mortgage Trust Inc — Buy

New York Mortgage Trust Inc — Sold (part)

New York Mortgage Trust Inc — Buy (add'l)

New York Mortgage Trust Inc — Sold (part)

New York Mortgage Trust Inc — Sold (part)

Newmont Mining Corp New — Buy

Newmont Mining Corp New — Buy (add'l)

Newmont Mining Corp New — Buy (add'l)

Newmont Mining Corp New — Sold (part)

Newmont Mining Corp New — Sold (part)

Newmont Mining Corp New — Buy (add'l)

Pengrowth Energy Corp — Buy

Pennantpark Investment Corp — Buy

Pennantpark Investment Corp — Buy (add'l)

Pennantpark Investment Corp — Buy (add'l)

Pfizer Incorporated — Buy

Pfizer Incorporated — Buy (add'l)

Pfizer Incorporated — Sold (part)

Pfizer Incorporated — Buy (add'l)

Proctor & Gamble Co — Buy

Proctor & Gamble Co — Sold

Proshares Trust Ultrapro Short S&P 500 — Buy

Proshares Trust Ultrapro Short S&P 500 — Sold

Proshares Short S&P 500 — Buy

Proshares Short S&P 500 — Buy (add'l)

Proshares Short S&P 500 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Buy

Proshares TR ET Ultrashort Russell 2000 — Sold (part)

Proshares TR ET Ultrashort Russell 2000 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Sold (part)

Proshares TR ET Ultrashort Russell 2000 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Sold (part)

Proshares TR ET Ultrashort Russell 2000 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Sold (part)

Proshares TR ET Ultrashort Russell 2000 — Sold (part)

Proshares TR ET Ultrashort Russell 2000 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Buy (add'l)

Proshares TR ET Ultrashort Russell 2000 — Sold (part)

Proshares TR ET Ultrashort Russell 2000 — Sold (part)

Proshares TR ET Ultrashort Russell 2000 — Sold (part)

1259, — Buy (add'l)

1259, — Buy (add'l)

1259, — Buy (add'l)

1259, — Sold (part)

1259, — Buy

1259, — Buy (add'l)

Proshares Trust Ultrashort 20+ Treasury — Buy

Proshares Trust Ultrashort 20+ Treasury — Buy (add'l)

Proshares Trust Ultrashort 20+ Treasury — Sold (part)

Proshares Trust Ultrashort 20+ Treasury — Sold (part)

Proshares Trust Ultrashort 20+ Treasury — Buy (add'l)

Proshares TR Ultrashort S&P 500 — Buy

Proshares TR Ultrashort S&P 500 — Buy (add'l)

Proshares TR Ultrashort S&P 500 — Sold (part)

Proshares TR Ultrashort S&P 500 — Buy (add'l)

Proshares TR Ultrashort S&P 500 — Buy (add'l)

Proshares TR Ultrashort S&P 500 — Buy (add'l)

Proshares TR Ultrashort S&P 500 — Sold (part)

Proshares TR Ultrashort S&P 500 — Buy (add'l)

Proshares TR Ultrashort S&P 500 — Buy (add'l)

Proshares TR Ultrashort S&P 500 — Buy (add'l)

Proshares TR Ultrashort S&P 500 — Sold (part)

Proshares TR Ultrashort S&P 500 — Buy (add'l)

Proshares TR Ultrashort S&P 500 — Buy (add'l)

Proshares TR Ultrashort S&P 500 — Buy (add'l)

Proshares TR Ultrashort S&P 500 — Buy (add'l)

Proshares TR Ultrashort S&P 500 — Sold (part)

Proshares TR Ultrashort S&P 500 — Sold (part)

Proshares TR Ultrashort S&P 500 — Sold (part)

Proshares TR Ultrashort S&P 500 — Buy (add'l)

Proshares TR Ultrashort S&P 500 — Buy (add'l)

Proshares TR Ultrashort S&P 500 — Buy (add'l)

Proshares TR Ultrashort S&P 500 — Sold (part)

Proshares TR Ultrashort S&P 500 — Buy (add'l)

Proshares TR Ultrashort S&P 500 — Buy (add'l)

Proshares TR Ultrashort S&P 500 — Sold (part)

Proshares TR Ultrashort S&P 500 — Buy (add'l)

Proshares TR Ultrashort S&P 500 — Sold (part)

Proshares TR Ultrashort S&P 500 — Sold (part)

Proshares TR Ultrashort S&P 500 — Buy (add'l)

Proshares TR Ultrashort S&P 500 — Buy (add'l)

Proshares TR Ultrashort S&P 500 — Buy (add'l)

Proshares TR Ultrashort S&P 500 — Sold (part)

Proshares TR Ultrashort S&P 500 — Sold (part)

Proshares TR Ultrashort S&P 500 — Sold (part)

Proshares TR Ultrashort S&P 500 — Sold (part)

Proshares TR Ultrashort S&P 500 — Sold

Powershares QQQ TR Series I — Buy

Powershares QQQ TR Series I — Sold

Prospect Capital Corp — Buy

1309, — Buy (add'l)

1309, — Buy (add'l)

1309, — Buy (add'l)

1309, — Sold (part)

Royal Dutch Shell PL — Buy

Royal Dutch Shell PL — Buy (add'l)

Royal Dutch Shell PL — Sold (part)

Regal Entertainment Grp — Buy

Safeway Inc — Buy

Safeway Inc — Buy (add'l)

Safeway Inc — Buy (add'l)

Safeway Inc — Buy (add'l)

Safeway Inc — Sold (part)

Safeway Inc — Sold (part)

Select Sector SPDR TR Utilities — Buy

Select Sector SPDR TR Utilities — Sold

Select Sector SPDR TR Utilities — Buy

Select Sector SPDR TR Utilities — Sold (part)

Select Sector SPDR TR Utilities — Sold

SPDR S&P Dividend — Buy

1329, — Sold

1329, — Buy

1329, — Buy (add'l)

1329, — Sold (part)

1329, — Sold

SPDR S&P International Dividend — Buy

SPDR S&P International Dividend — Buy (add'l)

SPDR S&P International Dividend — Buy (add'l)

Telefonicca Brasil SA Sponsored ADR — Buy

Telefonicca Brasil SA Sponsored ADR — Buy (add'l)

Telefonicca Brasil SA Sponsored ADR — Sold (part)

Telefonica SA Spon ADR — Buy

Telefonica SA Spon ADR — Buy (add'l)

Telefonica SA Spon ADR — Sold (part)

Teva Pharmaceutical ADR — Buy

Teva Pharmaceutical ADR — Sold (part)

Teva Pharmaceutical ADR — Buy (add'l)

Teva Pharmaceutical ADR — Sold (part)

Teva Pharmaceutical ADR — Sold

TICC Capital Corp — Buy

TICC Capital Corp — Buy (add'l)

TICC Capital Corp — Sold (part)

TICC Capital Corp — Buy (add'l)

Total SA Spons ADR — Buy

Total SA Spons ADR — Sold

Transocean LTD Ordinary Shares — Buy

Transocean LTD Ordinary Shares — Buy (add'l)

Transocean LTD Ordinary Shares — Buy (add'l)

Transocean LTD Ordinary Shares — Buy (add'l)

Transocean LTD Ordinary Shares — Sold (part)

Two Harbors Invt Corp — Buy

Two Harbors Invt Corp — Buy (add'l)

Two Harbors Invt Corp — Buy (add'l)

Two Harbors Invt Corp — Buy (add'l)

Two Harbors Invt Corp — Buy (add'l)

Two Harbors Invt Corp — Buy (add'l)

Vodafone Grouup PLC Sponsored ADR — Buy

Vodafone Grouup PLC Sponsored ADR — Buy (add'l)

Walgreen Company — Buy

Walgreen Company — Sold

Waste Management Inc Del — Buy

Waste Management Inc Del — Sold (part)

Waste Management Inc Del — Buy (add'l)

Waste Management Inc Del — Sold

Wells Fargo Company — Buy

Wells Fargo Company — Sold (part)

Wells Fargo Company — Buy (add'l)

Wells Fargo Company — Sold

Whitestone REIT — Buy

Whitestone REIT — Buy (add'l)

Gladstone Investment — Buy

Gladstone Investment — Buy (add'l)

Gladstone Investment — Sold

PMC Family LLC (x) — None

The Sequoia Fund (x) — None

Trustee, Thomas L.. Ambro Revocable Trust

Member (Emeritus), Georgetown University Alumni Admissions Program Board of Advisors

Member, Executive Committee, Richard S. Rodney Inn of Court

Member, Georgetown University Northern Delaware Alumni Admissions Program

Member, Board of Editors, Delaware Lawver

Member, Board of Editors, Delaware Law Review

Liability — TD, Bank N.A — Limited guaranty of commercial loan to Springside, LLC (Part VII, Line 144)

Liability — TD, Bank N.A — Limited guaranty of commercial loan to Springside, LLC (Part VII, Line 144)

Liability — TD.Bank N.A — Limited guaranty of commercial loan to Springside, LLC (Part VII, Line 144)

Liability — PNC Bank. National Association — Guaranty of letter of credit reimbursement obligations of Middletown Professional Properties, LLC

Reimbursement — University of Chicago Law School — January 22-23-2013 — Chicago, IL — Sidebar Panelist — Transportation, Lodging & Meals

Reimbursement — Georgetown University — April 3, 2013 — Washington, DC — Teaching Clinic Class — Transportation

Reimbursement — Georgetown University — August 5-6, 2013 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — August 27-28, 2013 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — September 8-9. 2012 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — September 15-16. 2013 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — September 22-23 2013 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — September 30, 2013 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — October 6-7, 2013 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — October 19-21, 2013 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — October 27-28, 2013 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — November 1, 2013 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — November 3-4, 2013 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — November 10-11 2013 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — November 17-18, 2013 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — November 24-25 2013 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — December 1-2, 2013 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — December 10-12. 2013 — Washington, DC — Teaching Class — Transportation

Income — 2013 — Georgetown University - teaching — $6.000.00

Spouse's income — 2013 — State of Delaware - salary

Asset listed in Part VII, Line 188, has rental income from property located in Middletown, DE. This asset was purchased in 2004 for $80,925

Asset listed in Part VII, Line 7, was transferred to Trust #17 reporting on line 861 then subsequently sold.

Asset listed in Part VII, Line 10, was transferred to Trust #17 reporting on line 909 then subsequently sold.

Part VI, Line 4, is in reference to investment listed in Part VII, Line 188.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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