Thomas L. Ambro

IRA #6 (H)

M&T Bank Account — None

M&T Bank Account — None

Trust Account 26 (H)

Harris Assoc Oakmark — Int/Div — Sold (part)

Harris Assoc Oakmark — Sold (part)

Harris Assoc Oakmark — Sold (part)

Wells Fargo Bank, NA. Bank Deposit Sweep — None

IRA Account 22 (H)

Fairholme Fund — Int/Div — Buy (add'l)

Fairholme Fund — Sold (part)

WHV Intemational Equity FD CL — None — Sold

Dodge & Cox Intl Stock FD — Int/Div — Sold (part)

Dodge & Cox Intl Stock FD — Sold (part)

Federated Strategic Value Dividend FD — Int/Div — Sold (part)

Federated Strategic Value Dividend FD — Buy (add'l)

Federated Strategic Value Dividend FD — Sold (part)

Federated Strategic Value Dividend FD — Sold (part)

Natixis FDS TR 1 Qakmark Intl FD — Int/Div — Sold (part)

Natixis FDS TR 1 Qakmark Intl FD — Sold (part)

Brandes Invt TR Inst] Emerging Mkts FD — Int/Div — Sold (part)

Brandes Invt TR Inst] Emerging Mkts FD — Sold (part)

Matthews Asia Dividend FD — Int/Div — Sold (part)

Matthews Asia Dividend FD — Sold (part)

Pnmecap Odyssey FDS Aggressive Growth FD — Int/Div — Buy (add'l)

Pnmecap Odyssey FDS Aggressive Growth FD — Sold (part)

Pimco Equity SER — Int/Div — Buy (add'l)

Pimco Equity SER — Sold (part)

Neuberger Berman Alternative FDS — None — Buy (add'l)

Neuberger Berman Alternative FDS — Sold (part)

Prmecup Odyssey Growth — Int/Div — Sold (part)

Prmecup Odyssey Growth — Sold (part)

Virtus Emerging Markets Opportumties Fund — Int/Div — Sold (part)

Virtus Emerging Markets Opportumties Fund — Sold (part)

JP Morgan TR Strategic Income Opportunity — Int/Div — Sold (part)

JP Morgan TR Strategic Income Opportunity — Sold (part)

Nuveen luvt FDS Inc Real Asset Income FD — None — Sold

Dodge & Cox Stock FD — Int/Div — Sold (part)

Dodge & Cox Stock FD — Sold (part)

Dodge & Cox Income FD — Int/Div — Sold (part)

Dodge & Cox Income FD — Sold (part)

Doubleline FDS TR Total Return BD FD — Int/Div — Buy (add'l)

Doubleline FDS TR Total Return BD FD — Sold (part)

Harris Assoc Invt TR Oakmark Global Select FD — Int/Div — Sold (part)

Harris Assoc Invt TR Oakmark Global Select FD — Sold (part)

Harris Assoc Invt TR Oakmark Global Select FD — Sold (part)

Harris Assoc Invt TR Oakmark Global Select FD — Sold (part)

Federated Equity FDS Intl Strategic Value Div FD — Int/Div — Buy

Saratoga Advantage TR James Alpha Gibl Real Estate Invst — Int/Div — Buy

Saratoga Advantage TR James Alpha Gibl Real Estate Invst — Buy (add'l)

Lord Abbett Investment TR Short Duration Income — Int/Div — Buy

Lord Abbett Investment TR Short Duration Income — Buy (add'l)

Lord Abbett Investment TR Short Duration Income — Sold (part)

Lord Abbett Investment TR Short Duration Income — Sold (part)

T Rowe Price New Era Fund — Int/Div — Buy

T Rowe Price New Era Fund — Sold (part)

T Rowe Price New Era Fund — Sold (part)

T Rowe Price New Era Fund — Buy (add'l)

Steelpath MLP FDS TR Oppenheimer — Int/Div — Buy

Steelpath MLP FDS TR Oppenheimer — Sold (part)

Artisan Partners FDS Ine Global Value FD Adv — Int/Div — Buy

Artisan Partners FDS Ine Global Value FD Adv — Buy (add'l)

Artisan Partners FDS Ine Global Value FD Adv — Sold (part)

Trust Account £12 (H)

Fairholme Fund — Int/Div — Buy (add'l)

Fairholme Fund — Buy (add'l)

Fairholme Fund — Sold (part)

Dodge & Cox Intl Stock FD — Int/Div — Sold (part)

Matthews Asia Dividend FD — Int/Div — Sold (part)

Pnmecap Odyssey FDS Aggressive Growth FD — Int/Div — Buy (add'l)

Pnmecap Odyssey FDS Aggressive Growth FD — Buy (add'l)

Pnmecap Odyssey FDS Aggressive Growth FD — Buy (add'l)

Pnmecap Odyssey FDS Aggressive Growth FD — Buy (add'l)

Pnmecap Odyssey FDS Aggressive Growth FD — Buy (add'l)

Pnmecap Odyssey FDS Aggressive Growth FD — Buy (add'l)

Pnmecap Odyssey FDS Aggressive Growth FD — Buy (add'l)

Pnmecap Odyssey FDS Aggressive Growth FD — Buy (add'l)

Pnmecap Odyssey FDS Aggressive Growth FD — Buy (add'l)

Pnmecap Odyssey FDS Aggressive Growth FD — Buy (add'l)

Dodge & Cox Stock Fund — Int/Div — Sold (part)

Wells Fargo Bank, N.A. Bank Deposit Sweep — Interest

Saratoga Advantage TR James Alpha Glbl Real Estate — Int/Div — Buy

Pimco Multi-MGR Short Duration Muni Ine Fund Inst CL — Int/Div — Buy

Pimco Multi-MGR Short Duration Muni Ine Fund Inst CL — Sold (part)

Pimco Multi-MGR Short Duration Muni Ine Fund Inst CL — Sold (part)

Pimco Multi-MGR Short Duration Muni Ine Fund Inst CL — Sold (part)

Pimco Multi-MGR Short Duration Muni Ine Fund Inst CL — Sold (part)

Pimco Multi-MGR Short Duration Muni Ine Fund Inst CL — Sold (part)

Pimco Multi-MGR Short Duration Muni Ine Fund Inst CL — Buy (add'l)

Pimco Multi-MGR Short Duration Muni Ine Fund Inst CL — Sold (part)

Pimco Multi-MGR Short Duration Muni Ine Fund Inst CL — Sold (part)

Pimco Multi-MGR Short Duration Muni Ine Fund Inst CL — Sold (part)

Midcoast Energy Partners LP — Distribution — Buy

Midcoast Energy Partners LP — Distnibuted

USA Compression Partners LP — Distribution — Buy

USA Compression Partners LP — Distnbuted

Springside, LLC (2000 - $300,000, 2012 20.123) — Rent

97 — Interest

Middletown Professional Properties, LLC (12004 - $S80.925) — Rent

Trust £15(H)

Johnson & Johnson — Int/Div

Microsoft Corp — Int/Div

Range Resources Corp — Int/Div

Rex Energy Corp — None

Fairholme FDS Inc — Int/Div

Brown Cap Mgmt Mutual FDS Small Co Fund — Int/Div

Vanguard Specialized Portfolios Energy Port Investor — Int/Div — Buy (add'l)

Medley Capital Corp — Int/Div

Pennantpark Investment Corp — None — Sold

Prospect Capital Corp — None — Sold

BP Plc Spons ADR — Int/Div — Sold

National Oil Well Varco Ing — Int/Div

Esterprise Products Partners — istnbution

Plains GP Holdings LP — Distribution

Weatherford International PLC — None

BHP Billiton LTF Spon ADR — Int/Div

Cabot Oil & Gas — Int/Div — Buy (add'l)

Cabot Oil & Gas — Sold (part)

Cabot Oil & Gas — Buy (add'l)

Chesapeake Energy Corp — None — Sold

Rio Tinto PLC Spon ADR — Int/Div

South32 LTD Spon — Int/Div

Natixis FDS TR Il Vaughan Nelson Select FDCLY — Int/Div — Buy (add'l)

Natixis FDS TR Il Vaughan Nelson Select FDCLY — Buy (add'l)

Natixis FDS TR Il Vaughan Nelson Select FDCLY — Buy (add'l)

Natixis FDS TR Il Vaughan Nelson Select FDCLY — Buy (add'l)

Natixis FDS TR Il Vaughan Nelson Select FDCLY — Buy (add'l)

Natixis FDS TR Il Vaughan Nelson Select FDCLY — Buy (add'l)

Natixis FDS TR Il Vaughan Nelson Select FDCLY — Buy (add'l)

Natixis FDS TR Il Vaughan Nelson Select FDCLY — Buy (add'l)

Natixis FDS TR Il Vaughan Nelson Select FDCLY — Buy (add'l)

Natixis FDS TR Il Vaughan Nelson Select FDCLY — Buy (add'l)

Natixis FDS TR Il Vaughan Nelson Select FDCLY — Buy (add'l)

Natixis FDS TR Il Vaughan Nelson Select FDCLY — Buy (add'l)

Natixis Funds Trust 11 Vaughan Nelson Value Class Y — Int/Div

Midcoast Energy Partners LP — Distribution

Spectra Energy Corp — Int/Div — Buy

USA Compression Partners LP — Distribution

Vanguard Funds Dividend Growth Fund Invst CL — Int/Div — Buy

Wells Fargo Bank, N.A Bank Deposit Sweep (x) — None

IRA #3 (H)

Devon Energy Comp — Int/Div

Exxon Mobil Corp — Int/Div

Brown Cap Mgmt Mut FDS Small Co Fund Inv — Int/Div

Fairholme FDS Inc — Int/Div — Buy (add'l)

Harris Assoc Inve TR Oakmark Global Select FD — Int/Div

Professionally Manged Portfolio CL Inst] Hodges Small Cap — Int/Div

Matthews Intl FD Asian Growth & Income FD — Int/Div — Sold (part)

Rex Energy Corp — None

Marine Harvest ASA Sponsored ADR — Int/Div

Knot Offshore Partners LP — Int/Div

Vanguard Specialized Energy FD Admiral Shares — Int/Div

Sunoco LP — Int/Div — Buy

Sunoco LP — Buy (add'l)

Sunoco LP — Buy (add'l)

Sunoco LP — Buy (add'l)

Miller Invt Trust Convertible BD FD — Int/Div — Buy

Fairholme FDS IN Focused Income FD — Int/Div — Buy

Trust 216 (H)

Apollo Investment Corp — Int/Div

Blackrock Kelso Capital Corp — Int/Div

Prospect Capital Corp — None — Sold

Fifth Street Finance Corp — Int/Div — Sold

Medley Capital Corp — Int/Div

Pemnantpark Investment Corp — None — Sold

TICC Capital Corp — Int/Div

Wells Fargo Bank, N.A Bank Deposit Sweep — None

Golub Cap BDC Inc — Int/Div — Buy

TPG Specialty Lending Inc — Int/Div — Buy

TPG Specialty Lending Inc — Buy (add'l)

IRA #5 (H)

Newpark Resources Inc Conv SR — Interest — Sold

M/1 Homes Inc Conv SR — Interest — Sold

Helix Energy Solutions Conv SR — Interest — Sold

Redwood TR Inc Conv SR — Interest — Sold

Broadsoft Inc Conv SR — Interest — Sold

Blackstone Mortgage TR Conv SR — Interest — Sold

Fimsar Corp Conv SR — Interest — Buy (add'l)

Fimsar Corp Conv SR — Sold

KB Home Conv SR — Interest — Sold

Apollo Commrl Real Esate FI Conv SR — Interest — Sold

Ryland Group Conv Semor notes — Interest — Sold

New Mountain Finance Cor Conv SR — Interest — Sold

Hombeck Offshore Serv Conv SR — Interest — Sold

ANI Pharmaceuticals Inc Con SR — Interest — Sold

TPG Specialty Lending In Con SR — Interest — Sold

Evestnet Inc Conv — Interest — Sold

TCP Capital Corp Conv SR — Interest — Sold

Resource Capital Corp Conv SR — Interest — Sold

Echo Global Logistics Conv SR — Interest — Sold

Penmymac Corp Conv SR — Interest — Sold

Sandisk Corp Conv SR — Interest — Sold

Seacor Holdings Inc Conv SR — Interest — Sold

Colony Capital Inc Con SR — Interest — Sold

Goldman Sachs Group — None — Sold

Encore Capital Grp Inc Conv — Interest — Buy (add'l)

Encore Capital Grp Inc Conv — Sold

National Health Investor Conv SR — Interest — Sold

Sunpower Corp Conv SR — Interest — Sold

J2 Global Communications Conv SR — None — Sold

Atlas Air Worldwind Hidg Conv SR — Interest — Sold

UBS AG London Conv SR Callable Bond — None — Sold

Barclays Bank PLC Convertible Notes LKD To CMN STK Int] — None — Sold

Barclays Bank PLC Conv Medium Term Notes Conv Lakd to Bacr — None — Sold

Interdigital Inc Senior Not Conv CPN — Interest — Buy

Interdigital Inc Senior Not Conv CPN — Sold

Om Semiconductor Corp SR Conv NT — Interest — Buy

Om Semiconductor Corp SR Conv NT — Buy (add'l)

Om Semiconductor Corp SR Conv NT — Sold

Calamp Corp Cony SR Not CPN — Interest — Buy

Calamp Corp Cony SR Not CPN — Sold

Impax Laboratories Conv LKT TO IPXL SR Unsecured CPN — None — Buy

Impax Laboratories Conv LKT TO IPXL SR Unsecured CPN — Sold

Forestar Grp Inc Convertible Sr Unsecured CPN — Interest — Buy

Forestar Grp Inc Convertible Sr Unsecured CPN — Sold

Portfolio Recovery Assoc Conv SR Unsecured CPN — None — Buy

Portfolio Recovery Assoc Conv SR Unsecured CPN — Sold

Infinera Corp Conv Unsecured CPN — None — Buy

Infinera Corp Conv Unsecured CPN — Sold

Aceto Corp — None — Buy

Aceto Corp — Sold

PMC mm LLC — Ret

The Sequoia Fund — Int/Div — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

Trust £18 (H)

Wells Fargo Bank, N.A Bank Deposit Sweep — Interest

Gwinnett Caty GA WRT & SWR Auth Rev CPN — Interest — Sold (part)

Gwinnett Caty GA WRT & SWR Auth Rev CPN — Buy (add'l)

Gwinnett Caty GA WRT & SWR Auth Rev CPN — Sold

Mc Kinney TX RFDG C/O LTD — Interest

West Wilson Util Dist TN WTR WKS Rev — Interest

Montana ST BRD Regents High Ed Rev — Interest

West VA ST 1991 and Subsequent Maturities RFDG — Interest — Sold

Ocean Cnty NJ RFDG SER A G/O Unl TD — Interest

Port Seattle WA REV RFDG Inter Ser a — Interest

Metropolitan Transn Auth NY Rey — Interest

New York NY City Transtnl Fin Auth Bldg Aid Rev — Interest

New Mexico Fin Auth Rev SR Lien Pub Proj Rvlvng FD Ser C — Interest

New York ST Envinnt] Facs Corp Rev ST Ser D — Interest

Central Puget Sound WA Regl Tran Auth Sales & Use Tax Rev — Interest

New York ST Dorm Uth Revs Non ST Supported Debt CPN — Interest

Idaho Hlth Facs Suth Rev Trinity Health CR Grp — Interest

Lone Star Cllg Sys TX — Interest — Buy

Lone Star Cllg Sys TX — Sold

USF Fing Corp FL CTF Partn Rfdg Mstr Lse PG Ser — None — Buy

Hawaii St Unrefunded Balance Rfdg Ser Fd — None — Buy

Athens Clarke Cnty GA Uni Govt Dev Auth Rev Rfdg Univ GA — None — Buy

Harris Caty TX Cultural Ed Facs Fin Corp Med FA CS Rey — None — Buy

Trust £19 (H)

Bank Deposit Sweep — None

First TR Global Tactical Commodity Strategy FD — None — Buy (add'l)

First TR Global Tactical Commodity Strategy FD — Sold

iShares Russell 1000 Value FD — Int/Div — Sold (part)

iShares Core S&P S00 Index FD — Int/Div — Sold (part)

SPDR S&P Intl Small Cap — Int/Div — Sold (part)

Vanguard FTSE Developed Markets ETF — Int/Div — Buy (add'l)

Vanguard FTSE Developed Markets ETF — Buy (add'l)

Vanguard INTL Equity Index FDS FTSE Emerging MKTS — Int/Div — Buy (add'l)

Vanguard INTL Equity Index FDS FTSE Emerging MKTS — Buy (add'l)

Vanguard Mid Cap — Int/Div — Buy (add'l)

Vanguard Mid Cap — Buy (add'l)

Vanguard REIT — Int/Div — Sold (part)

Vanguard Small Cap Value VBR — Int/Div — Buy (add'l)

Vanguard Small Cap VB — Int/Div — Buy (add'l)

Vanguard Small Cap VB — Sold (part)

Vanguard Total Bond Market BND — Int/Div

Vanguard Total Stock Market ETF — Int/Div — Buy

Vanguard Mid Cap Value Index Fund — Int/Div — Buy

Invesco Global Real Estate — Int/Div — Sold (part)

Deutsche Secs TR Enhanced Commodity Strat FD Inst] Class — Int/Div — Buy (add'l)

Deutsche Secs TR Enhanced Commodity Strat FD Inst] Class — Sold (part)

Columbia Select Large Cap Growth Fund LZ — Int/Div — Sold (part)

Eaton Vance Mutual FDS Trust Global Macro Absit Return Advig FD — Int/Div — Sold (part)

Goldman Sachs TR Finl Square Treas Instrs FD Inst CL — Int/Div — Sold (part)

Goldman Sachs TR Finl Square Treas Instrs FD Inst CL — Sold (part)

Goldman Sachs TR Finl Square Treas Instrs FD Inst CL — Sold (part)

Goldman Sachs TR Finl Square Treas Instrs FD Inst CL — Buy (add'l)

Goldman Sachs TR Finl Square Treas Instrs FD Inst CL — Sold (part)

John Hancock FDS 11 Global Absolute Return Strategies FD CL — None — Sold (part)

Hotchkis & Wiley FDS Mid Cap Value FD CL — Int/Div — Buy (add'l)

Hotchkis & Wiley FDS Mid Cap Value FD CL — Sold (part)

John Hancock Funds II Absolute Return Currency FDCL 1 — None — Sold (part)

Aberdeen Total Return Bnd Fund CL — Int/Div — Sold (part)

MFS Ser TR Value FD — Int/Div — Buy (add'l)

MFS Ser TR Value FD — Sold (part)

MFS Ser TR X Emerging Mkts Debt FD CL — Int/Div

JP Morgan TR US Large Cap Core Plus FD SEL CL — Int/Div — Buy (add'l)

Neuberger Berman Alternative FDs Long Short FD Instl CL — None — Sold (part)

American Europacific Growth FU CL F2 — Int/Div — Buy (add'l)

American Europacific Growth FU CL F2 — Buy (add'l)

Investment Managers SER TR Oak Ridge Small CP Growth FD CL — Int/Div — Buy (add'l)

Investment Managers SER TR Oak Ridge Small CP Growth FD CL — Buy (add'l)

Oppenheimer Dev Mkts CL Y — Int/Div — Buy (add'l)

Oppenheimer Dev Mkts CL Y — Sold (part)

Oppenhiemer Intl BD FD CL Y — Int/Div — Sold (part)

Principal FDS Inc High Yield FD Inst] CL — Int/Div — Buy (add'l)

Principal FDS Inc High Yield FD Inst] CL — Buy (add'l)

Principal FDS Inc High Yield FD Inst] CL — Sold (part)

Victory Sycamore Small Co Oppty FD CL 1 — Int/Div — Buy (add'l)

AQR FDS Managed Futures Strategy FL CL! — Int/Div — Buy

Principal FDS Inc Global Multi Strategy FD Inst CL — None — Buy

Wells Fargo Funds TR Special Mid Cap Value FDCL — Int/Div — Buy

Trustee, Thomas L. Ambro Revocable Trust

Member (Ementus), Georgetown Lmiversity Alumni Admissions Program Board of Advisors

Member, Georgetown University Northern Delaware Alumni Admissions Program

Member, Board of Editors, Delaware Lawver

Member, Executive Committee, National Bankruptcy Conference

Member (Emeritus), TriBar Legal Opinion Committee

Member, Advisory Board, Working Group on Legal Opimons Foundation

Liability — TD, Bank NA — Limited guaranty of commercial loan to Springside, LLC (Part VII, Line 96)

Liability — TD, Bunk NA — Limited guaranty of commercial loan to Springside, LLC (Part VII, Line 06)

Liability — TD, Bank N.A — Limited guaranty of commercial loan to Springside, LLC {Part VII, Line 96)

Liability — PNC Bank, NA — Non-Recourse Guaranty and Suretyship Agreement (Part VII, Line 98)

Reimbursement — Georgetown University — June 28-29, 2016 — Washington, DX — Teaching Class Preview — Transportation

Reimbursement — Georgetown University — September 12, 2016 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — September 18-19, 2016 — Washmgton, DX — Teachmg Class — 1 ransportation

Reimbursement — Georgetown University — September 26, 2016 — Washmgton, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — October 2-3, 2016 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown Umiversity — October 16-17, 2016 — Washington, DX — Teaching Class — Transportation

Reimbursement — American Inns of Court — October 23-24, 2016 — Washington, DX — Teaching Class — Transportation

Reimbursement — Georgetown University — October 30-31, 2016 — Washington, DC — leaching Class — Transportation

Reimbursement — Georgetown University — November 6-7, 2016 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown Umversity — November 13-14, 2016 — Washmgton, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — November 20-21, 2016 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — December 4-5, 2016 — Washington, DX — Teaching Class — Transportation

Reimbursement — Georgetown Umversity — December 11-12, 2016 — Washmgton, DX — Teaching Class — Transportation

Income — 2016 — Georgetown University - teaching — STR62.00

Asset listed in Part VII, Line 98, has rental income from property located in Middletown, DE. This asset was purchased in 2004 for $80,925

Asset listed in Part VII, Line 96, has rental income from property located in Newark, DE,

Asset listed in Part VII, Line 221, has rental mcome from property located in New Castle County, DE.

Assets listed in Part VII, lines 92-95 were purchased and subsequently transferred into Trust #15,

Assets listed in Part VIL, lines 135 and 137 were transferred from Trust #12.