James C. Mahan

IRA #1

Aberdeen Funds — Int/Div — Buy

American Century Mutual Funds Growth Fund — Int/Div — Sold

American Europacific Growth Fund Fu C1 ond — Int/Div — Buy (add'l)

American Europacific Diversified BD FD Instl CL — Int/Div — Buy

AMG Funds II — Int/Div — Sold

AQRFDS — Int/Div — Buy

Blackrock FDS II Core Bond Inst! Class BFMCX — Int/Div — Sold

Blackrock Funds Il Strategic Income (X) — Int/Div — Sold

Blackrock Funds Global Long Short CR FD Inst! — Int/Div — Buy

Brookfield INVT Funds — Int/Div — Buy

Cohen & Steers Rlty Shares Inc CSRSX — Int/Div — Sold

Deutsche Securities Tr — Int/Div — Buy

Eaton Vance Mutual FDS — Int/Div — Buy

Europacific Growth FD CL F-1 AEGFX — Int/Div — Sold

Goldman Sachs Tr Final Square Treas Instrs FD Inst] CL — Int/Div — Buy

Goldman Sachs Tr Final Square Treas Insts FD Inst] CL — Buy (add'l)

Harbor FD — Int/Div — Buy

Ing Ser FD Inc small CD Fd CL AESGX — Int/Div — Sold

Invesco Comstock Fund Class Y — Int/Div — Buy

John Hancock Funds 11 — Int/Div — Buy

Janus INVT FD — Int/Div — Sold

JP Morgan TR Il Core BD FD Select CL — Int/Div — Buy

IP Morgan Small Cap Equity Fund Class Select — Int/Div — Buy

Managers Funds Bond Fund MGF1X — Int/Div — Sold

MFSSer TRI Value FDCL — Int/Div — Sold

MFS Ser TR Value FD CL — Int/Div — Sold (part)

MFS Ser TR X Emerging Funds Debt Fund Class 1 — Int/Div — Sold

Metropolitan West FDS - Total Return BDFDCL — Int/Div — Buy

Newberger Berman Alternative FDS Long Short Fund INSTL CL — Int/Div — Buy

Oppenheimer Intl BD FD Class Y — Int/Div — Sold

Pimco FDS PAC INVT MGMT SER TOTAL RETURN FD INSTCL PTTRX — Int/Div — Sold (part)

Pimco FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL PTTRX — Buy (add'l)

Principal FDS Inc — Int/Div — Buy

Thomburg INVT TR INVT Income Builder FD CL TIBIX — Int/Div — Sold

T Rowe Price Blue Chip Growth Fund — Int/Div — Buy

Voya Small Co FDCL — Int/Div — Sold

Wells Fargo Adv Funds TR Adv Shr Dur Govt BD FD C11 WSGIX — Int/Div — Sold

JOINT TENANCY ACCOUNT

AMG Funds Ill Managers Bond Fund Inst] Class — Int/Div — Sold

Abderdeen US Small Cap EQ Fund Inst! Class — Int/Div — Buy

AMG Funds 111 Managers Bond Fund Inst] Class — Int/Div — Sold

American Century Mut Funds Growth Fund — Int/Div — Sold

American Century Inv Tr Diversified BD Fd Insti CL — Int/Div — Buy

American Europacific Growth Fund FL CLF? — Int/Div — Buy

AQR FDS Managed Futures Strategy FD CL1 — Int/Div — Buy

Blackrock FDS II Core Bond Port Instl Class — Int/Div — Sold

Blackrock Funds Il Strategic Income — Int/Div — Sold

Blackrock Funds Global Long/Short CR FD Inst) — Int/Div — Buy

Brookfield Invt Funds global Listed Real Estate FDCL Y — Int/Div — Buy

Cohen & Steers Rlty Shares Inc. CSRSX — Int/Div — Sold

Deutsche Secs TR Enhanced Commodity — Int/Div — Buy

Eaton Vance Mutual FDS Trust Global Macro — Int/Div — Buy

Goldman Sachs TR Final Square — Int/Div

Harbor FD High Yield BD FD inst] CL HYFAX — Int/Div — Sold

Invesco Comstock Fund — Int/Div — Buy

Janus Invt FD Flexible BD FD Class 1 JFLEX — Int/Div — Sold

John Hancock FDS 11 Global Absolute Return — Int/Div — Buy

John Hancock Funds 11 Absolute Return Currency FDCL — Int/Div — Buy

JP Morgan TR 1 Small Cap Equity Fund — Int/Div — Buy

JP Morgan TR Il Core BD FD Select CL — Int/Div — Buy

Managers Funds Bond Fund MGFIX — Int/Div — Sold

Metropolitan West FDS Total Return BD FCCL — Int/Div — Buy (add'l)

MFSSERTR 1 Value FDCL 1 — Int/Div — Sold

MFS SER TR X Emerging Mkts Debt FD CLA — Int/Div — Sold

Neuberger Berman Altemative FDS Long Short Fund Inst] CL — Int/Div — Buy

Oppenheimer Intl BD FD Class Y — Int/Div — Sold

Pimco FDS Income Fund Class P — Int/Div — Sold

Pimco FDS Pac Invt Mgmt Ser Diversified Income FD Inst] CL — Int/Div — Buy

Pimco FDS Pac lnvt MGMT Ser Emerging Mkts BD FD Insti CL — Int/Div — Buy

Principal FDS Inc High Yield FD Instl CL — Int/Div — Buy

Principal FDS Inc Midcap Fund Inst] Class — Int/Div — Buy

Thomburg Invt TR Invt Income Builder FDCL — Int/Div — Sold

T Rowe Price Blue Chip Growth Fund — Int/Div — Buy

Voya Ser FD Inc Small COFD Cl — Int/Div — Sold

Wells Fargo Short Duration Govt't Bond Fund Class Inst — Int/Div — Sold

Wells Fargo Emerging Markets Equity Fund Class Inst — Int/Div — Buy

J & E Mahan Agency (Alpine) — Int/Div

Mahan Heirs Partnership — Int/Div

US. Bank — Int/Div

In Part VII, under the IRA account, the Blackrock Funds 11 Strategic Funds entry on line 9 was madvertently listed. There was an entry for Blackrock FDS 11 Core

Bond Instl Class BFMCX on line 8 which was confused with Blackrock Funds IT Strategic Funds on line 9.

Tn Part VII, under the Joint Tenancy account, the Blackrock Funds IT Strategic Funds entry on line 48 was inadvertently listed. There was an entry for Blackrock

FDS 11 Core Bond Inst] Class BEMCX on line 47 which was confused with Blackrock Funds 11 Strategic Funds on line 48.

In Part VII, under the Joint Tenancy account, the Pimeo FDS Income Fund Class P entry on line 68 was missing the entire name of the fund, which was Pimco

FDS Income Fund Class P Inve Ser Total from the 2015 report. The asset was sold in 2016, as reflected on line 68 of the 2016 report.

In Part VII on the 2015 report, under the Joint Tenancy account, the Pimeo FDS PAC INVT MGMT SER TOTAL entry on line 37 was a duplicate entry of line 36

and therefore was not reportable for the 2016 report.