C. Kathryn Preston
2015
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What was filed
116
investments
0
positions
0
gifts
1
agreements
2
debts
3
reimbursements
0
income
1
spouse income
Named parties
- Huntington National Bank
- Columbus Bar Association Bankruptcy Law Institute
- Cincinnati Bar Assoc; Bankruptey Institute
- Credit Education Coalition
- Ohio Police & Fire Pension Fund (retirement benefits)
As filed
Rental Property #1, Cape Coral, FI (Purchased 2005 $S679.900) — Rent
Investment Property, N. Captiva Island, FL — None
Huntington National Bank Accounts — Interest
Bank of America Accounts — Interest
Fifth Third Bank Account — Interest
Chase Bank Accounts — Interest
Preston Family Trust -income beneficiary (HY
Ashland, Inc. ("ASH") stock — Int/Div
AT&T, Inc. fk/a SBC Communications. stock (Y) — Int/Div — Sold
Chubb Com (CB"). -stock — Int/Div
Cisco Systems, Inc, -stock (Y) — Int/Div — Sold
Conoco Philips ("COP") - stock — Int/Div
Denison Mines Corp. - stock (Y) — None — Sold
Dollar General Corp. ("DG") - stock — None — Buy
EMC Corp. - stock (Y) — Int/Div — Sold
Essex Property Trust Inc. ("ESS") - stock (see Pant VID — Int/Div
First Trust Health Care AlphaDex Fund ETF (" FXH") -shares — None
Frontier Communications Corp, - stock {Y) — None — Sold
General Dynamics Corp, ("GD") -stock — Int/Div
Gilead Sciences Inc. -stock (Y) — None — Sold
Heartland Express, Inc.- stock (Y) — Int/Div — Sold
M&T Bank Corporation ("MTB") -stock — Int/Div
Van Eck Vectors Pharm ETF fka Market Vectors ("PPH") -Shares — Int/Div
Merck & Co, Inc. - stock (Y) — Int/Div — Sold
Microsoft Corp. - stock (Y) — Int/Div — Sold
Powershares QQQ ETF (*QQQ") -shares (xX) — Int/Div — Buy
Powershares QQQ ETF (*QQQ") -shares (xX) — Sold (part)
Raytheon Co. stock (Y) — Int/Div — Sold
SPDR S&P SO0DETF ("SPY™) - shares (X) — Int/Div — Buy
Southem Co.("SO") -stock — Int/Div
Tupperware Corp. ("TUP™) - stock — Int/Div
Verizon Communications ("VZ") -stock — Int/Div
Walmart Stores. Inc. - stock (Y) — Int/Div — Sold
Whirlpool Corp. ("WHR") - stock — Int/Div
Suntrust Investment Services Inc. Money Market — Int/Div
Farm Property (127.92 acres) Jasper Co. 1A — Rent
Huntington Bancshares Pension Plan (see Part VIII) — None
Hartford Life Ins. Policy — None
American Funds Ins. Asset Alloc. Fund (see Part VIII
American Funds Ins. Bond Fund (sce Part vi
Amencan Funds Ins. Growth Income Fund (see Part VII
Franklin Templeton Mutual Shares Security Fund (see Part VII
Fidelity VIP Contra Fund Portfolio (see Pant VIII
Fidelity VIP Mid Cap Portfolio (see Part vin
HLS Intl Opport. Fund (see Part VIII)
Oppenheimer Global Securities Fund (see Part VII
INV VK Comstock (see Part VID
Brokerage Account #1 (H)
Exxon Mobile Corp. - common stock (Y) — Int/Div — Sold
Express Scripts Holding Co.- common stock (X) — Int/Div — Buy
IBM -stock — Int/Div
Proctor & Gamble Co, - common stock — Int/Div
United Technologies Corp. - stock — Int/Div
Venzon Communications -common stock (XxX) — Int/Div — Buy
Walt Disney Co. -stock — Int/Div
Fed OH Muni Income Fund — Int/Div
Brokerage Account #2 (H)
American Balanced Fund - Class A Bonds (see Part VII) — Int/Div
American Europacific Growth Fund - Class A Bonds (see Part VIII — Int/Div — Buy (add'l)
American Europacific Growth Fund - Class A Bonds (see Part VIII — Buy (add'l)
American Europacific Growth Fund - Class A Bonds (see Part VIII — Buy (add'l)
American Europacific Growth Fund - Class A Bonds (see Part VIII — Buy (add'l)
American Europacific Growth Fund - Class A Bonds (see Part VIII — Buy (add'l)
American Europacific Growth Fund - Class A Bonds (see Part VIII — Buy (add'l)
American Europacific Growth Fund - Class A Bonds (see Part VIII — Buy (add'l)
American Europacific Growth Fund - Class A Bonds (see Part VIII — Buy (add'l)
American Europacific Growth Fund - Class A Bonds (see Part VIII — Buy (add'l)
American Europacific Growth Fund - Class A Bonds (see Part VIII — Buy (add'l)
American Europacific Growth Fund - Class A Bonds (see Part VIII — Buy (add'l)
American Europacific Growth Fund - Class A Bonds (see Part VIII — Buy (add'l)
Amencan Growth Fund of America - Class A Bonds (sce Part VIII — Int/Div
IRA#I1(H)
ABALX - Class A Bonds (see Part VIII) — Int/Div
ABNDX - Class A Bonds (sce Part VII — Int/Div
AEPGX - Class A Bonds (see Part VII — Int/Div
AGTHX Class A Bonds (see Part VIII) — Int/Div
AHITX - Class A Bonds (see Part VID — Int/Div
AIVSX - Class A Bonds (see Part VIII) — Int/Div
AMECX - Class A Bonds (see Part VIII — Int/Div
CWGIX - Class A Bonds (see Part VII — Int/Div
NEWFX - Class A Bonds (see Part VIII) — Int/Div
SMCWX - Class A Bonds (see Part VIII) — Int/Div
IRA#2(H)
Dodge & Cox Bal. Fund -Shares (see Part vin — Int/Div
Hershey Foods Corp. - stock — Int/Div
Investment Accounts (as Custodian for minor relatives) (H)
CAIBX - Class A Bonds (see Part VIII) — Int/Div — Sold
American Funds Money Market Account xX) — Open
WG Holding Co., LLC — None
Rum Cove, LLC — Distribution
Rental prop N.Captiva Isl. FL(purchased 2011 S350.000)
Personal property attendant to rental property
IRA #3 (Spouse) (H)
Edward Jones Cash Account — Interest
AMCPX - Class A Bonds — Int/Div
ABALX - Class A Bonds — Int/Div
AHI X - Class A Bonds — Int/Div
CAIBX - Class A Bonds — Int/Div
CWBFX - Class A Bonds — Int/Div
CWGIX - Class A Bonds — Int/Div
ANCFX - Class A Bonds — Int/Div
AMECX - Class A Bonds — Int/Div
AIVSX - Class A Bonds — Int/Div
PGBOX - Class A Bonds — Int/Div
ONIAX - Class A Bonds — Int/Div
OIFIX - Class A Bonds — Int/Div
VHIAX - Class A Bonds — Int/Div
OHYAX - Class A Bonds — Int/Div
JFEAX - Class A Bonds — Int/Div
JCMAX - Class A Bonds — Int/Div
OMBAX - Class A Bonds — Int/Div
ANEFX - Class A Bonds — Int/Div
ANWPX - Class A Bonds — Int/Div
SMCWX - Class A Bonds — Int/Div
Brokerage Account #3 (X) (see Part VIII) (Hy
CAIBX - Class A Bonds (X) (see Part vin — Int/Div
Agreement — 1991 — Huntington Bancshares Retirement Plan - former Employer: no control - Opinion of Committee on Code of Conduct obtained. (See Part VIII).
Liability — Huntington National Bank — Mortgage on Rental Prop. #1, Cape Coral, FL. (Pt VIL line 1)
Liability — Huntington National Bank — Second Mortgage Personal Credit Line, Rental Prop. #1 Cape Coral, FL (Pt. VII, line 1)
Reimbursement — Columbus Bar Association Bankruptcy Law Institute — May 7, 2015 — Columbus, OH — Speaker — Parking
Reimbursement — Cincinnati Bar Assoc; Bankruptey Institute — December 17, 2015 — Cincinnati, OH — Banruptcy Seminar — Travel Expenses, parking
Reimbursement — Credit Education Coalition — October 9, 2015 — Columbus, OH — Bankruptcy Seminar — Tuition, Meals
Spouse's income — 2015 — Ohio Police & Fire Pension Fund (retirement benefits)
Part II Line I - Retirement plan of former employer; I have no control; Twill receive retirement annuity upon reaching retirement age. 1 obtained the opinion of the
Committee on Codes of Conduct on 9-27-06; They found that a conflict exists and directed that in actions involving Huntington (1) the parties must be notified of
the conflict and that | am disqualified from presiding, and (2) the parties may be offered an opportunity to waive the conflict.
Part VII Line 16- This asset was previously listed as Essex Property Trust Inc. Com. The new name is simply a correction. No transactrion has taken place.
Part VII Line 37 - The value of my interest in the Huntington Bancshares Retirement Plan is determined by calculation of the present value of the anticipated future
benefits. The calculation is performed by Huntington or its administrative service provider.
Part VII Line 39-47 - I do not have income from these investments, because the asset is an insurance policy not securities,
Part VII Line $8, 59, 71, 73-82, 84, £7, 95-114 - Income includes capital gains distributions.
Part VII Line 115 and 116 - This account was inadvertently left off the 2014 Financial Disclosure Report. This account (Line 115) was initally a custodial account
held by me as custodian for a minor relative; the account was converted to a joint investment on 11/13/14 after the relative reached the age of majority. The assets
in this account (Line 116) were not purchased but rather were already in that account when it converted to an investment account.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.