C. Kathryn Preston

2015

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What was filed

  • 116

    investments

  • 0

    positions

  • 0

    gifts

  • 1

    agreements

  • 2

    debts

  • 3

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • Huntington National Bank
  • Columbus Bar Association Bankruptcy Law Institute
  • Cincinnati Bar Assoc; Bankruptey Institute
  • Credit Education Coalition
  • Ohio Police & Fire Pension Fund (retirement benefits)

As filed

Rental Property #1, Cape Coral, FI (Purchased 2005 $S679.900) — Rent

Investment Property, N. Captiva Island, FL — None

Huntington National Bank Accounts — Interest

Bank of America Accounts — Interest

Fifth Third Bank Account — Interest

Chase Bank Accounts — Interest

Preston Family Trust -income beneficiary (HY

Ashland, Inc. ("ASH") stock — Int/Div

AT&T, Inc. fk/a SBC Communications. stock (Y) — Int/Div — Sold

Chubb Com (CB"). -stock — Int/Div

Cisco Systems, Inc, -stock (Y) — Int/Div — Sold

Conoco Philips ("COP") - stock — Int/Div

Denison Mines Corp. - stock (Y) — None — Sold

Dollar General Corp. ("DG") - stock — None — Buy

EMC Corp. - stock (Y) — Int/Div — Sold

Essex Property Trust Inc. ("ESS") - stock (see Pant VID — Int/Div

First Trust Health Care AlphaDex Fund ETF (" FXH") -shares — None

Frontier Communications Corp, - stock {Y) — None — Sold

General Dynamics Corp, ("GD") -stock — Int/Div

Gilead Sciences Inc. -stock (Y) — None — Sold

Heartland Express, Inc.- stock (Y) — Int/Div — Sold

M&T Bank Corporation ("MTB") -stock — Int/Div

Van Eck Vectors Pharm ETF fka Market Vectors ("PPH") -Shares — Int/Div

Merck & Co, Inc. - stock (Y) — Int/Div — Sold

Microsoft Corp. - stock (Y) — Int/Div — Sold

Powershares QQQ ETF (*QQQ") -shares (xX) — Int/Div — Buy

Powershares QQQ ETF (*QQQ") -shares (xX) — Sold (part)

Raytheon Co. stock (Y) — Int/Div — Sold

SPDR S&P SO0DETF ("SPY™) - shares (X) — Int/Div — Buy

Southem Co.("SO") -stock — Int/Div

Tupperware Corp. ("TUP™) - stock — Int/Div

Verizon Communications ("VZ") -stock — Int/Div

Walmart Stores. Inc. - stock (Y) — Int/Div — Sold

Whirlpool Corp. ("WHR") - stock — Int/Div

Suntrust Investment Services Inc. Money Market — Int/Div

Farm Property (127.92 acres) Jasper Co. 1A — Rent

Huntington Bancshares Pension Plan (see Part VIII) — None

Hartford Life Ins. Policy — None

American Funds Ins. Asset Alloc. Fund (see Part VIII

American Funds Ins. Bond Fund (sce Part vi

Amencan Funds Ins. Growth Income Fund (see Part VII

Franklin Templeton Mutual Shares Security Fund (see Part VII

Fidelity VIP Contra Fund Portfolio (see Pant VIII

Fidelity VIP Mid Cap Portfolio (see Part vin

HLS Intl Opport. Fund (see Part VIII)

Oppenheimer Global Securities Fund (see Part VII

INV VK Comstock (see Part VID

Brokerage Account #1 (H)

Exxon Mobile Corp. - common stock (Y) — Int/Div — Sold

Express Scripts Holding Co.- common stock (X) — Int/Div — Buy

IBM -stock — Int/Div

Proctor & Gamble Co, - common stock — Int/Div

United Technologies Corp. - stock — Int/Div

Venzon Communications -common stock (XxX) — Int/Div — Buy

Walt Disney Co. -stock — Int/Div

Fed OH Muni Income Fund — Int/Div

Brokerage Account #2 (H)

American Balanced Fund - Class A Bonds (see Part VII) — Int/Div

American Europacific Growth Fund - Class A Bonds (see Part VIII — Int/Div — Buy (add'l)

American Europacific Growth Fund - Class A Bonds (see Part VIII — Buy (add'l)

American Europacific Growth Fund - Class A Bonds (see Part VIII — Buy (add'l)

American Europacific Growth Fund - Class A Bonds (see Part VIII — Buy (add'l)

American Europacific Growth Fund - Class A Bonds (see Part VIII — Buy (add'l)

American Europacific Growth Fund - Class A Bonds (see Part VIII — Buy (add'l)

American Europacific Growth Fund - Class A Bonds (see Part VIII — Buy (add'l)

American Europacific Growth Fund - Class A Bonds (see Part VIII — Buy (add'l)

American Europacific Growth Fund - Class A Bonds (see Part VIII — Buy (add'l)

American Europacific Growth Fund - Class A Bonds (see Part VIII — Buy (add'l)

American Europacific Growth Fund - Class A Bonds (see Part VIII — Buy (add'l)

American Europacific Growth Fund - Class A Bonds (see Part VIII — Buy (add'l)

Amencan Growth Fund of America - Class A Bonds (sce Part VIII — Int/Div

IRA#I1(H)

ABALX - Class A Bonds (see Part VIII) — Int/Div

ABNDX - Class A Bonds (sce Part VII — Int/Div

AEPGX - Class A Bonds (see Part VII — Int/Div

AGTHX Class A Bonds (see Part VIII) — Int/Div

AHITX - Class A Bonds (see Part VID — Int/Div

AIVSX - Class A Bonds (see Part VIII) — Int/Div

AMECX - Class A Bonds (see Part VIII — Int/Div

CWGIX - Class A Bonds (see Part VII — Int/Div

NEWFX - Class A Bonds (see Part VIII) — Int/Div

SMCWX - Class A Bonds (see Part VIII) — Int/Div

IRA#2(H)

Dodge & Cox Bal. Fund -Shares (see Part vin — Int/Div

Hershey Foods Corp. - stock — Int/Div

Investment Accounts (as Custodian for minor relatives) (H)

CAIBX - Class A Bonds (see Part VIII) — Int/Div — Sold

American Funds Money Market Account xX) — Open

WG Holding Co., LLC — None

Rum Cove, LLC — Distribution

Rental prop N.Captiva Isl. FL(purchased 2011 S350.000)

Personal property attendant to rental property

IRA #3 (Spouse) (H)

Edward Jones Cash Account — Interest

AMCPX - Class A Bonds — Int/Div

ABALX - Class A Bonds — Int/Div

AHI X - Class A Bonds — Int/Div

CAIBX - Class A Bonds — Int/Div

CWBFX - Class A Bonds — Int/Div

CWGIX - Class A Bonds — Int/Div

ANCFX - Class A Bonds — Int/Div

AMECX - Class A Bonds — Int/Div

AIVSX - Class A Bonds — Int/Div

PGBOX - Class A Bonds — Int/Div

ONIAX - Class A Bonds — Int/Div

OIFIX - Class A Bonds — Int/Div

VHIAX - Class A Bonds — Int/Div

OHYAX - Class A Bonds — Int/Div

JFEAX - Class A Bonds — Int/Div

JCMAX - Class A Bonds — Int/Div

OMBAX - Class A Bonds — Int/Div

ANEFX - Class A Bonds — Int/Div

ANWPX - Class A Bonds — Int/Div

SMCWX - Class A Bonds — Int/Div

Brokerage Account #3 (X) (see Part VIII) (Hy

CAIBX - Class A Bonds (X) (see Part vin — Int/Div

Agreement — 1991 — Huntington Bancshares Retirement Plan - former Employer: no control - Opinion of Committee on Code of Conduct obtained. (See Part VIII).

Liability — Huntington National Bank — Mortgage on Rental Prop. #1, Cape Coral, FL. (Pt VIL line 1)

Liability — Huntington National Bank — Second Mortgage Personal Credit Line, Rental Prop. #1 Cape Coral, FL (Pt. VII, line 1)

Reimbursement — Columbus Bar Association Bankruptcy Law Institute — May 7, 2015 — Columbus, OH — Speaker — Parking

Reimbursement — Cincinnati Bar Assoc; Bankruptey Institute — December 17, 2015 — Cincinnati, OH — Banruptcy Seminar — Travel Expenses, parking

Reimbursement — Credit Education Coalition — October 9, 2015 — Columbus, OH — Bankruptcy Seminar — Tuition, Meals

Spouse's income — 2015 — Ohio Police & Fire Pension Fund (retirement benefits)

Part II Line I - Retirement plan of former employer; I have no control; Twill receive retirement annuity upon reaching retirement age. 1 obtained the opinion of the

Committee on Codes of Conduct on 9-27-06; They found that a conflict exists and directed that in actions involving Huntington (1) the parties must be notified of

the conflict and that | am disqualified from presiding, and (2) the parties may be offered an opportunity to waive the conflict.

Part VII Line 16- This asset was previously listed as Essex Property Trust Inc. Com. The new name is simply a correction. No transactrion has taken place.

Part VII Line 37 - The value of my interest in the Huntington Bancshares Retirement Plan is determined by calculation of the present value of the anticipated future

benefits. The calculation is performed by Huntington or its administrative service provider.

Part VII Line 39-47 - I do not have income from these investments, because the asset is an insurance policy not securities,

Part VII Line $8, 59, 71, 73-82, 84, £7, 95-114 - Income includes capital gains distributions.

Part VII Line 115 and 116 - This account was inadvertently left off the 2014 Financial Disclosure Report. This account (Line 115) was initally a custodial account

held by me as custodian for a minor relative; the account was converted to a joint investment on 11/13/14 after the relative reached the age of majority. The assets

in this account (Line 116) were not purchased but rather were already in that account when it converted to an investment account.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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