Lee Hyman Rosenthal

Sachs Bank — In

Common Stock — None

St College 0.00% due 6/1/15 — Nome — Mature

TX Wtr 5.00% due 5/15/35 — nt — Mature

Cty, TX GO 5.25% due 6/15/23 — Hy

Cty, TX 5.00% due 91/25 — In

Brd Ed 0.00% due 12/1/19 — Nore

Station 1SD 4.6250% due 9/15/20 — Int

TX ISD 0.00% due 8/15/23 — None

Columbia 5.00% due 6/1/17 — Int

3end TX 1S) 0.00% due 8/15/15 — Nore — Mature

Prairie, TX 1SD 0.00% due 8/15/33 — None

ISD 0.00% due 8/15/23 — Nome

Cty, TX, 5.00% due 10/1/19 — Im

Cty, TX, 5.75% due 10/1/20 — Int

TX ISD 5.00% due 2/15/22 — mm — Redeem

TX Pub Impt 5.00% due 3/1/20 — Im

TX 1S) 0.00% cue 08/01/23 — None — Redeem

X 1SD 0.00% due 8/15/20 — None

TX ISD 0.00% due 8/15/21 — None

TX 1S) 0.00% due 8/15/23 — None

TX 1SD 0.00% due 8/15/21 — None

TX 1SD 0.00% due 8/15/32 — None

TX 1S) 5.00% due 2/15/16 — nt

Co., GA Dev 6.375% due 12/01/21 — None

City, TX 1SD 0.00% due 8/15/25 — None — Redeem

City, TX 0.00% due 2/1/24 — Nore

City, TX 0.00% cue 2/1/25 — Nore

Cty WA SD 5.25% due 12/1/24 — Int

of lincis 5.00% due 6/1/22 — nm

Washington BO 0.00% due 12/01/21 — Nore

TX ISD 0.00% due 2/15/26 — Nore

TX Univ 5.25% due 7/1/21 — Int

TX ISD 0.00% due 8/15/19 — None

TX ISD 0.00% due 8/15/23 — None

Chase Checking — None

Bank — nt

Lynch (SP — Int — Closed

Bank — Int

Express Bark, FSB — 1g

V Private Investors LLC — 1 — Buy (add'l)

VI Private Investors LLC — (1) — Sold

VII Private Investors LLC — (1) — Sold

Ewope VII Private Investors, LLC — 1) — Sold

Trust Company, NA — Int/Div

Bank — nt — Open

B-Common — None — Buy (add'l)

B-Common — Buy (add'l)

Stone Mingds Company, LP — 1 — Exchange — exchange 2

Stone Minds, LP common units — 1 — Exchange — exchange 2

Stone Mineras, LP sub units — (1) — Exchange — exchange 2)

Resssrch Corp — Nore

Group Holdings, Inc.-Common — Nore

Asa Patras — (1) — Sald

IV Private Investors, LLC (11) — 1 — Buy

Japan Internationa Partners i, L.P — (1 — Sold

Bank — nt

Limited, L.P — M1 — Buy

Fund VII Private Investors, LLC — (1) — Sold

Fund IX Private Investors LLC 11 — 1 — Sold

Staples Select Sector SPDR-ETF (see Page 16, Line 176

Energy see Seminole, Page 12 Line 117)

Stock — None

CVEO-Common — None

Bank — Int — Open

Marina Bay — 1)

Cambridge — 1

Marina Cove — (1)

Marina Shores — }

nergy, LLC — (1) — uy

Capitd Investors Fund, LLC — 1) — Buy

Group McKinney, Ltd — 1 — Sold

Group Crawford, Lid — (1)

Group Dunlavy, Lic — {0

Group Wilcrest, Ltd — 1 — Sold

Group Yorktown, Ltd — (1) — Buy

Group Waugh, Ltd — 1}

Crescert-Mutuad Fund — Int/Div

Crescert-Mutuad Fund — M1 — Buy

Ltd. — 1) — Buy

Kdlett — 1 — Buy (add'l)

Kdlett ) — 1) — Sold

Capita Bank — Int — Open

Northern Midstream, LLC — (1 — Sold

Investment Partnership — 1 — Buy (add'l)

Core High Dividend-ET* (see Page 11, Line 92)

Rosenthal Inc — 1 — Buy (add'l)

Rosenthal Inc — Buy (add'l)

Fund IV — (1) — Sold

Acquesition, LLC - Note Recavable — In

Globd Enargy-ETF — Int/Div

US Consumer Goods ETF — Int/Div

Core High Dividend-ETF — Int/Div

Chase Investment Account - Cash — Int

2006 Private Investors, LLC — 1 — Sald

KMI-Common — Int/Div — Buy (add'l)

KMI-Common — Buy (add'l)

Lyncy (CMA — In

Capital Group LLC — Int/Div — Buy (add'l)

Capital Group LLC — Buy (add'l)

Capital Group LLC — Buy (add'l)

Restricted Stock — Nore

QIS-Common — None

Midtown, LLC — 1 — Sold

CityCenter, LLC — (1)

Partnes, LLC — 1) — Buy

Partnes, LLC — Int/Div — Buy

Partnes, LLC — Buy (add'l)

Partnes, LLC — Buy (add'l)

SCF-V.L.P — 1 — Buy

SCF-V.L.P — 1 — Buy

SCF-VII.LP — (1) — Sold

TAIV). LP — il — uy

SCF-VIIILLP — 1 — 3uy

AIV I. LP — 1 — Buy

currently known as Continuum Energy’ — 1 — Buy

I-Common — None

Properties, LP — (1) — Sold

Socia-Convertible Pid — None — Buy

Socia-Convertible Pid — Buy (add'l)

Bank — Int — Open

Bank — (1) — Sold

Bank — 1 — Sold

RILASN! — 1

RILASN! — 1) — Sold

RILASN! — 1) — Sold

RILASN! — 1 — Sold

RILASN! — (1) — Sold

RILASN! — 1 — Sale

GC LF — 1 — Sold

gm , LP. — (1 — sold

Ny GP, LP — 1 — sold

4 (dpha sort)

Bath — 1 — Buy (add'l)

Bath cont'd — Buy (add'l)

Bath cont'd — 1 — Sold(part)

Bath cont'd — Sold(part)

Industries — 1

formerly Dexter — 1) — Buy (add'l)

Express

Liqui-Box — 1) — Sold(part)

Liqui-Box — Sold (part)

Panolam — sold

Baron — 1) — Buy

Gordon [became Specified Air Solutions

ef lest — i" — Buy (add'l)

Saxco — 1

Air Solutions — 1 — Buy (add'l)

Stackpole — sold

Fibers — 1 — Sod(part)

Veoon — Sold

LP. 401(k FA Stable Value — Int/Div

Morgan Chase Checking — None

Morgan Chase-Checking-S — None

TROW-Common — Int/Div

One — None

Tax-Exempt M/M-Mutua Fund — Int/Div

Admiral Fund Treasury M/M Mutual Fund — Int/Div

Large Cap Index Fund Adm — Int/Div — Buy — pte TQ erg i= Tax-Managed Cap Apprec

Lage Cap ETF — Int/Div — Buy

Tax-Managed Cap Apprec-Mutua — Int/Div — Buy

Tax-Managed Cap Apprec-Mutua — Buy (add'l)

Tax-Managed Cap Apprec-Mutua — Sold — 10 Vanguar Large Cap Index Fund

S& P 500 Index [ETF — Int/Div — Buy

S& P 500 Index [ETF — Buy (add'l)

S& P 500 Index [ETF — Buy (add'l)

S& P 500 Index [ETF — Buy (add'l)

S& P 500 Index [ETF — Buy (add'l)

SEP 500 Index ETF (cont'd) — Buy (add'l)

SEP 500 Index ETF (cont'd) — Buy (add'l)

SEP 500 Index ETF (cont'd) — Buy (add'l)

SEP 500 Index ETF (cont'd) — Sold

Recovery IV Investors, LLC — 1) — Sald

Staples Sdect Sector SPDR-ETF — Int/Div

Media — None — Buy (add'l)

Oxide LLC — 1 — Buy

Oxide LLC — 1 — Buy (add'l)

Limited Partners 1/39 — 1 — Sold

Limited Partners 2/54

Associates, LP — 1 — Buy

Cam, L.P — i — Sold

GEO, LLC — 1 — Sold

Basan GEO. LLC — (1

Basan GEO. LLC — 1) — Buy (add'l)

Basan GEO. LLC — 1 — Sold

LLC 2/54 (1% owner in 2/54 LP — 1 — Sold

Treasury Zero% Obligations — None

Lynch Cash — 1}

Admiral Fund Treasury MIM Mutual Fund — Int/Div

Prime M/M -Mutua Fund — Int/Div

500 Index Fund — Int/Div

S&P 500 Index =F — Int/Div

Lynch Cash — In

Treas 2.375% due 11/15/17 — 11g

Mutua Fund — Nore — Buy (add'l)

Crescent-Mutua Fund — Int/Div

Sachs Bank

Sachs . iberty Harbor — None

Investment Partnership. . P — Nore — sold

Core High Dividend-ETF — Int/Div

I-Common Stock — Int/Div — Buy

I-Common Stock — Buy (add'l)

I-Common Stock — Sold(part)

I-Common Stock — Sold

I-Common Stock — Buy

I-Common Stock — Sold

I-Common Stock — uy

I-Common Stock — Sold

I-Common Stock — Buy

I-Common Stock — Buy (add'l)

I-Common Stock — Buy (add'l)

I-Common Stock — Buy (add'l)

I-Common Stock — Buy (add'l)

I-Common Stock — Buy (add'l)

I-Common Stock — Buy (add'l)

Oaktrea-Units — Int/Div — Buy

cont'd — Buy (add'l)

cont'd — Buy (add'l)

RDSB-ADR — Int/Div — Buy

RDSB-ADR — Buy (add'l)

RDSB-ADR — Sold(part)

RDSB-ADR — Sold (part)

RDSB-ADR — Buy (add'l)

RDSB-ADR — Buy (add'l)

RDSB-ADR — Buy (add'l)

Admiral Fund Treasury MIM Mutual Fund — Int/Div

Prime M/M-M utud Fund — Int/Div — Exchange — lo Vanguard Tax [Exempt Fund

Tax-Exempt M/M-Mutuad Fund — Int/Div

500 Index Fund — Int/Div

S& P 500 Index ETF — Int/Div — Buy (add'l)

S& P 500 Index ETF — Buy (add'l)

S& P 500 Index ETF — Buy (add'l)

S& P 500 Index ETF (cont'd — Sold(part)

S& P 500 Index ETF (cont'd — Buy (add'l)

S& P 500 Index ETF (cont'd — Buy (add'l)

S& P 500 Index ETF (cont'd — Sold (part)

S& P 500 Index ETF (cont'd — Sold(part)

Trust (RS)

Lynch Reserves — nm

US Consumer Goods - ETF — Vv

Vanguard Tax-Managed Capital Appreciation-Mutua Fund — Int/Div

Vanguard Admiral Fund Treasury-Mutua Fund — Int/Div

Tax-Exempt M/M-Mutual Fund — Int/Div

Limited Partners 2/54

Assocides, LP — 1 — Buy

Trust (HS)

Lynch Reserves — Int

Consumer Staples Sdlect Sector SPDR: =TE — Int/Div

Vanguard Tax-Managed Capita Appreciation-Mutuad Fund — nv/int

Vanguard Admiral Fund Treasury M/M Mutual Fund — Int/Div

Tax-Exempt M/M-Mutual Fund — Int/Div

MEMBER. BOARD OF OVERSEERS, THE RAND INSTITUTE FOR CIVIL JUSTICE

MEMBER, BOARD OF TRUSTEES, RICE UNIVERSITY

MEMBER. BOARD OF TRUSTEES, CENTER FOR AMERICAN AND INTERNATIONAL LAW

MEMBER. ADVISORY BOARD, INSTITUTE FOR THE ADVANCEMENT OF THE AMERICAN LEGAL SYSTEM

MEMBER, EXECUTIVE COMMITTEE. COUNCIL, AMERICAN LAW INSTITUTE

Reimbursement — AMERICAN LAW INSTITUTE — JANUARY 14-16, 2015 — PHILDELPHIA. PA — ATTEND COUNCIL MEETING — LOGDING, TRANSPORTATION, AIRFARE

Reimbursement — FEDERAL JUDICIAL CENTER AND NYU — MARCH 12-15, 2015 — NEW YORK, NY — FIC/NYU EMPLOYMENT CONFERENCE — LODGING, MEALS, TRANSPORTATION. AIRFARE

Reimbursement — PRAGUE TRAINING FOR TUNISIAN JUDGES — AIRFARE. MISC

Reimbursement — CONFERENCE OF BAR EXAMINERS — MEETING — TRANSPORTATION. AIRFARE. MISC

Reimbursement — DUKE LAW SCHOOL — MAY 258-29. 2015 — DURHAM. NC — FACULTY AT DUKE JUDICIAL STUDIES — LODGING, MEALS, TRANSPORTATION. AIRFARE

Reimbursement — DUKE LAW SCHOOL — JUNE 10-12, 2015 — DURHAM. NC — FACULTY AT DUKE JUDICIAL STUDIES — LODGING, MEALS, TRANSPORTATION, AIRFARE

Reimbursement — ACTION SETTLEMENT CONFERENCE — TRANSPORTATION. AIRFARE

Reimbursement — YALE LAW SCHOOL — OCTOBER 25-. 2015 20 — NEW HAVEN, CT — YALE CLASS TALK — LODGING, MEALS, TRANSPORTATION. AIRFARE

Income — 20158 — UNIVERSITY OF HOUSTON. TEACHING — $2200.00

Spouse's income — 2015 — I: 172 TURS FEES

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on market value.

MN

No transaction value or gain or loss is reported on non-taxable exchanges of one

security for another or spin-offs of securities or stock dividends. If publicly traded,

the value as of the date of the transaction when such security is received is reflected

in Column C(1) Gross Value.

In instances noted in first sentence, any gain is

reported only when the new security is sold.

(8)

Restricted stock is not valued during restriction period. After restrictions lapse,

restricted stock is reflected as owned shares. In the case of CVEO, the restricted

stock did not vest and has a value of zero.

©)

Oil and Gas interests — value not known to filer.

(10)

Private company — value not known to filer.

(11)

Inadvertently omitted in prior year report.

(12)

Amounts for each company aggregate values for the direct ownership of each entity

as well as indirectly through other Sterling group entities.

23