Kimba Maureen Wood

RS). — Sold

EXXON CORP COMMON STOCK — Int/Div

MORGAN STANLEY BANK/CASH — Interest

ALLERGAN CMN STK (NOTE 12 IN SECT VII — None — Sold

ALLERGAN CMN STK (NOTE 12 IN SECT VII — Buy

ALPHABET INC COMMON STOCK — None

AMAZON COM INC COMMON STOCK — None — Buy

AMAZON COM INC COMMON STOCK — Buy (add'l)

AMER INTL GP INC COMMON STOCK — Int/Div — Sold (part)

AMER INTL GP INC COMMON STOCK — Sold

AMGEN INC COMMON STOCK — Int/Div — Buy (add'l)

AMGEN INC COMMON STOCK — Sold

APPLE INC COMMON STOCK — Int/Div

AQRSTYLE PREMIA ALT FUND — Int/Div — Buy

AQRSTYLE PREMIA ALT FUND — Buy (add'l)

AQRSTYLE PREMIA ALT FUND — Buy (add'l)

AQRSTYLE PREMIA ALT FUND — Sold (part)

ARES CAPITAL CORP FUND — Int/Div — Buy

ARES CAPITAL CORP FUND — Buy (add'l)

AVENLE INCOME CREDIT FUND — Int/Div — Sold (part)

AVENLE INCOME CREDIT FUND — Sold

BOEING CO COMMON STOCK — Int/Div — Buy (add'l)

BOEING CO COMMON STOCK — Sold (part)

BOEING CO COMMON STOCK — Sold

BUCKEYE PARTNERS LP COMMON STOCK (SEENOTE IN SECT VID — Distribution

CATALENT INC COMMON STOCK (SEE NOTE 21 INSECT VHD — None — Sold (part)

CATALENT INC COMMON STOCK (SEE NOTE 21 INSECT VHD — Sold (part)

CATALENT INC COMMON STOCK (SEE NOTE 21 INSECT VHD — Sold (part)

CATALENT INC COMMON STOCK (SEE NOTE 21 INSECT VHD — Sold (part)

CATALENT INC COMMON STOCK (SEE NOTE 21 INSECT VHD — Sold (part)

GROUP INC COMMON STOCK — Int/Div — Buy

CROWN CASTLE INTL CORP COMMONS STOCK — Int/Div — Buy

CROWN CASTLE INTL CORP COMMONS STOCK — Buy (add'l)

CROWN CASTLE INTL CORP COMMONS STOCK — Buy (add'l)

ENTERPRISE PROD PARTNERS LP (SEE NOTE INSECT VI — None — Buy (add'l)

ENVESTNET INC COMMON STOCK — None — Sold (part)

ENVESTNET INC COMMON STOCK — Sold

FIDELITY ADV HEALTH CARE INST MUTUAL FUND — None — Buy (add'l)

FIDELITY ADV HEALTH CARE INST MUTUAL FUND — Buy (add'l)

FIDELITY ADV HEALTH CARE INST MUTUAL FUND — Sold (part)

FIDELITY ADV HEALTH CARE INST MUTUAL FUND — Sold

FIRST TRUST DORSEY WRIGHT FO FUND — None — Sold (part)

FIRST TRUST DORSEY WRIGHT FO FUND — Sold

FIRST TRUST DW FOCUS S INTL FUND — None — Sold (part)

FIRST TRUST DW FOCUS S INTL FUND — Sold

FRESHPET INC COMMON STOCK — None

GEO GROUP INC COMMON STOCK — Int/Div — Sold (part)

GEO GROUP INC COMMON STOCK — Sold (part)

GEO GROUP INC COMMON STOCK — Sold (part)

GEO GROUP INC COMMON STOCK — Sold

GTT COMMUNICATIONS INC COMMON STOCK — None — Buy

GTT COMMUNICATIONS INC COMMON STOCK — Buy (add'l)

GTT COMMUNICATIONS INC COMMON STOCK — Buy (add'l)

GULFPORT ENERGY CORP COMMON STOCK — None — Buy

HAIN CELESTIAL GROUP INC COMMON STOCK — None — Buy

HAIN CELESTIAL GROUP INC COMMON STOCK — Sold

HONEYWELL INTERNATIONAL INC COMMON STOCK — Int/Div

QUINTILES IMS C/S (FKA IMS HEALTH HOLDINGS INC) COMMON STOCK — None — Sold (part)

QUINTILES IMS C/S (FKA IMS HEALTH HOLDINGS INC) COMMON STOCK — Sold (part)

QUINTILES IMS C/S (FKA IMS HEALTH HOLDINGS INC) COMMON STOCK — Sold (part)

QUINTILES IMS C/S (FKA IMS HEALTH HOLDINGS INC) COMMON STOCK — Sold

ISHARES MSC USA MOMENTUM ETF — None — Sold (part)

ISHARES MSC USA MOMENTUM ETF — Sold

ISHARES NASDAQ BIOTECH ETF — Int/Div — Buy

ISHARES NASDAQ BIOTECH ETF — Buy (add'l)

ISHARES NASDAQ BIOTECH ETF — Buy (add'l)

ISHARES S&P MID CAP 400 GROWTH ETF — Int/Div

ISHARES US OIL & GAS EXP PROD ETF — Int/Div — Buy

ISHARES US OIL & GAS EXP PROD ETF — Buy (add'l)

ISHARES US OIL & GAS EXP PROD ETF — Buy (add'l)

JPMORGAN INTREPID EURO SEL MUTUAL FUND — None — Buy (add'l)

JPMORGAN INTREPID EURO SEL MUTUAL FUND — Sold (part)

JPMORGAN INTREPID EURO SEL MUTUAL FUND — Sold

KAR AUCTION SVCS INC COMMON STOCK — Int/Div — Sold (part)

KAR AUCTION SVCS INC COMMON STOCK — Sold (part)

MPLX LPCMN NOTE INSECT VID — None — Sold

MATTHEWS CHINA DIVIDEND INV FUND — None — Sold

MATTRESS FIRM HOLDING COMMON STOCK — None — Buy

MATTRESS FIRM HOLDING COMMON STOCK — Buy (add'l)

MATTRESS FIRM HOLDING COMMON STOCK — Sold (part)

MATTRESS FIRM HOLDING COMMON STOCK — Sold

MCKESSON CORP COMMON STOCK — None — Buy

MCKESSON CORP COMMON STOCK — Sold

MCKESSON CORP COMMON STOCK — Sold

OCH-ZIFF CAPITAL LP CMN STK (SEE NOTE INSECT VII — None — Buy (add'l)

OCH-ZIFF CAPITAL LP CMN STK (SEE NOTE INSECT VII — Sold

POWERSHARES ETF TR DYNA BUYBK — Int/Div — Sold

POWERSHARES INTL BUYBACK FUND — Int/Div — Buy

POWERSHARES INTL BUYBACK FUND — Buy (add'l)

PROSHARES TR S&P 500 DV ARIST FUND — Int/Div — Buy

PRUDENTIAL FINANCIAL INC COMMON STOCK — None — Sold

SPDR S&P MIDCAP 400 ETF TRUST — Int/Div

SS&C TECHNOLOGIES HLDGS INC COMMON STOCK — Int/Div — Sold

TERRAFORM PWR INC COMMON STOCK (SEENOTE 21 INSECT VID — None — Buy

TERRAFORM PWR INC COMMON STOCK (SEENOTE 21 INSECT VID — Buy (add'l)

TERRAFORM PWR INC COMMON STOCK (SEENOTE 21 INSECT VID — Sold (part)

TERRAFORM PWR INC COMMON STOCK (SEENOTE 21 INSECT VID — Sold (part)

THERMO FISHER SCIENTIFIC COMMON STOCK — Int/Div

VANGUARD DIVIDEND APPRECIATION FUND — Int/Div

VANGUARD INFO TECH ETF — Int/Div — Buy (add'l)

VANGUARD MID-CAP ETF — Int/Div

VANGUARD SMALL CAP ETF — Int/Div

VIRTUS INSIGHT EMERGING MKTS MUTUAL FUND — Int/Div — Buy

VISA INC COMMON STOCK — Int/Div — Buy (add'l)

WALT DISNEY CO HLDG CO COMMON STOCK — Int/Div — Buy

WALT DISNEY CO HLDG CO COMMON STOCK — Buy (add'l)

WELLS FARGO & CO COMMON STOCK — Int/Div — Buy (add'l)

WELLS FARGO & CO COMMON STOCK — Buy (add'l)

WISDOMTREE EUROPE HEDGED EQUITY FUND — None — Sold

WISDOMTREE EURO SM CAP DIV ETF — Int/Div — Buy (add'l)

WISDOMTREE EURO SM CAP DIV ETF — Buy (add'l)

WISDOMTREE SMALL CAP DIV FUND — Int/Div

WISDOMTREE TRUST INDIA FUND — None — Sold

WISDOMTREE TRUST JAPAN HEDGE EQUITY FUND — None — Sold

YUM BRANDS INC COMMON STOCK — Int/Div — Buy

YUM BRANDS INC COMMON STOCK — Sold (part)

IRA ACCOUNT #1

IRA #1 - MSSB CASH/MM — Interest

IRA #1 - COMMON STOCKS (LINES 121-187)

ALLERGAN — None — Sold

ALPHABET INC — None — Buy (add'l)

AMAZON COM INC — None — Buy

AMER INTL GROUP INC — Int/Div — Sold (part)

AMER INTL GROUP INC — Sold

AMGEN INC — Int/Div — Sold (part)

AMGEN INC — Sold

BOEING CO — Int/Div — Buy

BOEING CO — Buy (add'l)

BOEING CO — Sold (part)

BOEING CO — Sold

CATALENT INC — None — Sold (part)

CATALENT INC — Sold

CHEVRON CORP — Int/Div

CROWN CASTLE INTL CORP — Int/Div — Buy

CROWN CASTLE INTL CORP — Buy (add'l)

CROWN CASTLE INTL CORP — Buy (add'l)

CROWN CASTLE INTL CORP — Buy (add'l)

CROWN CASTLE INTL CORP — Buy (add'l)

CROWN CASTLE INTL CORP — Sold (part)

DANAHER CORPORATION — Int/Div

FORTIVE CORP — None — from line 141)

FORTIVE CORP — Sold

FRESHPET INC — None — Buy (add'l)

GEO GROUP INC — Int/Div — Buy (add'l)

GEO GROUP INC — Sold (part)

GEO GROUP INC — Sold

GTT COMMUNICATIONS INC — None — Buy

GTT COMMUNICATIONS INC — Buy (add'l)

GTT COMMUNICATIONS INC — Buy (add'l)

HAIN CELESTIAL GROUP INC — None — Buy

HAIN CELESTIAL GROUP INC — Sold

HONEYWELL INTERNATIONAL INC — Int/Div

QUINTILES IMS HOLDINGS (FKA IMS HEALTH HLDGS INC) — None — Sold (part)

QUINTILES IMS HOLDINGS (FKA IMS HEALTH HLDGS INC) — Sold (part)

QUINTILES IMS HOLDINGS (FKA IMS HEALTH HLDGS INC) — Sold (part)

QUINTILES IMS HOLDINGS (FKA IMS HEALTH HLDGS INC) — Buy (add'l)

QUINTILES IMS HOLDINGS (FKA IMS HEALTH HLDGS INC) — Sold (part)

QUINTILES IMS HOLDINGS (FKA IMS HEALTH HLDGS INC) — Sold

KAR AUCTION SERVICES INC — Int/Div — Sold (part)

MATTRESS FIRM HOLDING — None — Buy

MATTRESS FIRM HOLDING — Buy (add'l)

MATTRESS FIRM HOLDING — Buy (add'l)

MATTRESS FIRM HOLDING — Buy (add'l)

MATTRESS FIRM HOLDING — Sold (part)

MATTRESS FIRM HOLDING — Sold

MEDTRONIC PLC — Int/Div

NATIONAL STORAGE AFFILIATES — None — Sold

OCH-ZIFF CAPITAL MGMT (NOTE IN SECT VII — None — Sold

PRUDENTIAL FINANCIAL — None — Sold (part)

PRUDENTIAL FINANCIAL — Sold

STARWOOD PROPERTY TRUST INC — Int/Div — Buy (add'l)

STARWOOD PROPERTY TRUST INC — Sold (part)

TERRAFORM PWR INC — None — Buy

TERRAFORM PWR INC — Buy (add'l)

TERRAFORM PWR INC — Sold (part)

TERRAFORM PWR INC — Sold (part)

TERRAFORM PWR INC — Sold

THERMO FISHER SCIENTIFIC — Int/Div — Buy

THERMO FISHER SCIENTIFIC — Buy (add'l)

VISA INC — Int/Div — Buy (add'l)

WALT DISNEY CO HLDG CO — Int/Div — Buy

WALT DISNEY CO HLDG CO — Buy (add'l)

WELLS FARGO & CO — Int/Div — Buy (add'l)

WELLS FARGO & CO — Buy (add'l)

YUM BRANDS INC — Int/Div — Buy

YUM BRANDS INC — Sold (part)

IRA #1 - ETF AND CLOSED END FUNDS (LINES 189.229)

ARES CAPITAL CORP — Int/Div — Buy

ARES CAPITAL CORP — Buy (add'l)

ARES CAPITAL CORP — Buy (add'l)

AVENLE INCOME CREDIT FUND — Int/Div

BLACKROCK CORP HIGH YLD FD INC — Int/Div — Sold (part)

FIRST TRUST DORSEY WRIGHT FUND — None — Sold (part)

FIRST TRUST DORSEY WRIGHT FUND — Sold

FIRST TRUST SENIOR LOAN FUND — Int/Div — Buy

FIRST TRUST SENIOR LOAN FUND — Buy (add'l)

ISHARES MSC EAFE GROWTH ETF — Int/Div — Sold (part)

ISHARES MSCI USA MOMENTUM FUND — None — Sold (part)

ISHARES MSCI USA MOMENTUM FUND — Sold

ISHARES NASDAQ BIOTECH ETF — Int/Div — Buy

ISHARES NASDAQ BIOTECH ETF — Buy (add'l)

ISHARES US OIL & GAS EXP PROD — Int/Div — Buy

ISHARES US OIL & GAS EXP PROD — Buy (add'l)

ISHARES US OIL & GAS EXP PROD — Buy (add'l)

PENNANIPARK FLTGRTCAPLTD — Int/Div — Buy (add'l)

PENNANITPARK INVESTMENT CORP — Int/Div — Buy (add'l)

POWERSHARES INTL BUYBACK — Int/Div — Buy

POWERSHARES INTL BUYBACK — Buy (add'l)

POWERSHARES INTL BUYBACK — Buy (add'l)

POWERSHARES ETF TR DYNA BUYBACK — Int/Div — Sold

PROSHARES TR S&P 500 DV ARIST FUND — Int/Div — Buy (add'l)

SOLAR SENIOR CAPITAL LTD FUND — Int/Div — Sold (part)

SOLAR SENIOR CAPITAL LTD FUND — Sold (part)

SOLAR SENIOR CAPITAL LTD FUND — Sold

SOLAR CAPITAL LTD FUND — Int/Div

SPDR S&P MIDCAP 400 ETF TRUST — Int/Div — Sold (part)

TORTOISE ENERGY INFRA FUND — None — Sold

VANGUARD INFO TECH ETF — Int/Div — Buy (add'l)

VANGUARD MIDCAP ETF — Int/Div — Sold (part)

VANGUARD SMALL CAPETF — Int/Div

WISDOMTREE CBOE S&P sO0 ETF — None — Buy

WISDOMTREE EUROPE HEDGED EQUITY — None — Sold

WISDOMTREE EURO SM CAP DIV ETF — Int/Div — Buy

WISDOMTREE EURO SM CAP DIV ETF — Buy (add'l)

WISDOMTREE MID CAP DIV — Int/Div — Buy

WISDOMTREE SMALL CAP DIV FUND — Int/Div

WISDOMTREE TRUST JAPAN HEDGE EQUITY FUND — None — Sold

WISDOMTREE TRUST MDCP EARN FUND — Int/Div

IRA #1 - MUTUAL FUND{S) (LINES 231.250)

AQR LONG-SHORT EQUITY — Int/Div — Buy

AQR LONG-SHORT EQUITY — Buy (add'l)

AOR MANAGED FUTURES STRATEGY — Int/Div — Buy

AQR STYLE PREMIA ALTERNATIVE — Int/Div — Buy

AQR STYLE PREMIA ALTERNATIVE — Buy (add'l)

AQR STYLE PREMIA ALTERNATIVE — Buy (add'l)

AQR STYLE PREMIA ALTERNATIVE — Sold (part)

AQR STYLE PREMIA ALTERNATIVE — Sold (part)

AQR STYLE PREMIA ALTERNATIVE — Sold (part)

FIDELITY ADV HEALTH CARE INST MUTUAL FUND — None — Buy (add'l)

FIDELITY ADV HEALTH CARE INST MUTUAL FUND — Sold

GOTHAM ENHANCED RETURN INSTL — None — Sold

GOTHAM NEUTRAL FUND — None — Sold

JPMORGAN INTREPID EURO SEL MUTUAL FUND — None — Buy (add'l)

JPMORGAN INTREPID EURO SEL MUTUAL FUND — Buy (add'l)

JPMORGAN INTREPID EURO SEL MUTUAL FUND — Sold (part)

JPMORGAN INTREPID EURO SEL MUTUAL FUND — Sold

LOCORR MARKET TREND FUND — None — Sold

MATTHEWS CHINA DIVIDEND INV — None — Sold

VIRTUS INSIGHT EMERG MKTS — Int/Div — Buy (add'l)

BIF TAX-EXEMPT FUND/CASH — Int/Div — Closed

BIF MONEY FUND/CASH — Int/Div — Open

ADDITIONAL COMMON STOCKS AND FUNDS (NON<IRAKLINES 254.433)

ABBVIE COMMON STOCK — Int/Div — Buy

CHUBB (FKA AS ACE LTD) COMMON STOCK — Int/Div

ALLERGAN COMMON STOCK — None — Buy

ALLERGAN COMMON STOCK — Sold

AMAZON.COM COMMON STOCK — None — Buy

AMAZON.COM COMMON STOCK — Buy (add'l)

AMGEN COMMON STOCK — Int/Div

APPLE INC COMMON STOCK — Int/Div

APPLIED MATERIALS COMMON STOCK — Int/Div — Buy (add'l)

AT&T COMMON STOCK — Int/Div — Buy

ALTOZONE COMMON STOCK — None — Buy

FLY LEASING COMMON STOCK — None — Sold

BERKSHIRE HATHAWAY COMMON STOCK — None

BLACKROCK INC COMMON STOCK — Int/Div

BOEING COMMON STOCK — Int/Div — Sold (part)

BOEING COMMON STOCK — Sold

CABOT OIL & GAS COMMON STOCK — Int/Div

CDK GLOBAL INC COMMON STOCK — Int/Div

CME GROUP COMMON STOCK — Int/Div

COGNIZANT TECH SOLUTIONS COMMON STOCK — None

COMCAST COMMON STOCK — Int/Div

CONOCOPHILLIPS COMMON STOCK — None — Sold

CONS DISCRET SEL SECT SPDR FUND — Int/Div — Buy (add'l)

CONS DISCRET SEL SECT SPDR FUND — Sold (part)

CONS DISCRET SEL SECT SPDR FUND — Buy (add'l)

CONS DISCRET SEL SECT SPDR FUND — a

CONS DISCRET SEL SECT SPDR FUND — Buy (add'l)

CONS DISCRET SEL SECT SPDR FUND — Buy (add'l)

CONS DISCRET SEL SECT SPDR FUND — Buy (add'l)

CONS DISCRET SEL SECT SPDR FUND — Buy (add'l)

CONS DISCRET SEL SECT SPDR FUND — Buy (add'l)

CONS DISCRET SEL SECT SPDR FUND — Buy (add'l)

CROWN CASTLE COMMON STOCK — Int/Div — Buy (add'l)

ELI LILLY COMMON STOCK — Int/Div — Sold

ENERGY SEL SECT SPDR FUND (SEE NOTE 12 INSECT VID — Int/Div — Sold

ENERGY SEL SECT SPDR FUND (SEE NOTE 12 INSECT VID — Buy

ENERGY SEL SECT SPDR FUND (SEE NOTE 12 INSECT VID — Buy (add'l)

FINANCIAL SEL SCT SPDR FUND — Int/Div — Buy (add'l)

FINANCIAL SEL SCT SPDR FUND — Buy (add'l)

FINANCIAL SEL SCT SPDR FUND — Buy (add'l)

FINANCIAL SEL SCT SPDR FUND — Sold

FIRST TRUST CONSUMER STAPLES ETF — Int/Div — Buy (add'l)

FIRST TRUST CONSUMER STAPLES ETF — Buy (add'l)

FIRST TRUST CONSUMER STAPLES ETF — Sold

FIRST TRUST DORSEY WRIGHT FUND — None — Sold

FIRST TRUST INDS/PRODS ETF — Int/Div — Buy (add'l)

FIRST TRUST INDS/PRODS ETF — Buy (add'l)

FIRST TRUST INDS/PRODS ETF — Buy (add'l)

FIRST TRUST INDS/PRODS ETF — Buy (add'l)

RIL) — Buy (add'l)

RTIY) — Buy (add'l)

RTIY) — Buy (add'l)

RTIY) — Sold

GENERAL MOTORS COMMON STOCK — Int/Div

GUGGENHEIM S&P 500 EQUITY WEIGHT FUND — Int/Div — Buy (add'l)

RII) — Buy (add'l)

RII) — Buy (add'l)

RII) — Buy (add'l)

RII) — Buy (add'l)

RII) — Buy (add'l)

RII) — Buy (add'l)

RII) — Buy (add'l)

RII) — Buy (add'l)

HEALTH CARE SEL SECT SPDR FUND — Int/Div — Buy (add'l)

HEALTH CARE SEL SECT SPDR FUND — Buy (add'l)

HEALTH CARE SEL SECT SPDR FUND — Sold (part)

HEALTH CARE SEL SECT SPDR FUND — Buy (add'l)

HEALTH CARE SEL SECT SPDR FUND — Buy (add'l)

HEALTH CARE SEL SECT SPDR FUND — Buy (add'l)

HEALTH CARE SEL SECT SPDR FUND — Buy (add'l)

HEALTH CARE SEL SECT SPDR FUND — Buy (add'l)

HEALTH CARE SEL SECT SPDR FUND — Buy (add'l)

HEALTH CARE SEL SECT SPDR FUND — Buy (add'l)

HEALTH CARE SEL SECT SPDR FUND — Sold

HOME DEPOT COMMON STOCK — Int/Div

INTERNATIONAL PAPER CO COMMON STOCK — None — Sold

INVESCO COMMON STOCK — Int/Div — Sold

ISHARES EDGE MSCI MIN VOL USA ETF — Int/Div — Buy

ISHARES MSCI EAFE SM CAP ETF — Int/Div — Buy (add'l)

ISHARES MSCI EAFE SM CAP ETF — Buy (add'l)

ISHARES MSCI EAFE SM CAP ETF — Buy (add'l)

ISHARES MSCI EAFE SM CAP ETF — Buy (add'l)

ISHARES MSCI EAFE SM CAP ETF — Buy (add'l)

ISHARES MSCI EAFE SM CAP ETF — Buy (add'l)

ISHARES MSCI EAFE SM CAP ETF — Buy (add'l)

ISHARES MSCI EAFE SM CAP ETF — Buy (add'l)

ISHARES MSCI EAFE SM CAP ETF — Buy (add'l)

ISHARES MSCI EAFE GROWTH ETF — Int/Div — Buy (add'l)

ISHARES MSCI EAFE GROWTH ETF — Buy (add'l)

ISHARES MSCI EAFE GROWTH ETF — Buy (add'l)

ISHARES MSCI EAFE GROWTH ETF — Buy (add'l)

ISHARES MSCI EAFE GROWTH ETF — Buy (add'l)

ISHARES MSCI EAFE GROWTH ETF — Buy (add'l)

ISHARES MSCI EAFE GROWTH ETF — Buy (add'l)

ISHARES MSCI EAFE GROWTH ETF — Buy (add'l)

ISHARES MSCI EAFE GROWTH ETF — Buy (add'l)

ISHARES MSC USA MOMENTUM ETF — None — Sold (part)

ISHARES MSC USA MOMENTUM ETF — Sold

ISHARES NASDAQ BIOTECH ETF — Int/Div — Buy

ISHARES NASDAQ BIOTECH ETF — Buy (add'l)

ISHARES NASDAQ BIOTECH ETF — Buy (add'l)

ISHARES NASDAQ BIOTECH ETF — Buy (add'l)

ISHARES NASDAQ BIOTECH ETF — Buy (add'l)

ISHARES S&P S00 VAL ETF — Int/Div — Buy

ISHARES S&P S00 VAL ETF — Buy (add'l)

ISHARES S&P S00 VAL ETF — Buy (add'l)

ISHARES S&P S00 VAL ETF — Buy (add'l)

ISHARES S&P S00 VAL ETF — Buy (add'l)

ISHARES S&P S00 VAL ETF — Buy (add'l)

ISHARES S&P S00 VAL ETF — Buy (add'l)

ISHARES S&P S00 VAL ETF — Buy (add'l)

ISHARES S&P S00 VAL ETF — Buy (add'l)

ISHARES S&P S00 VAL ETF — Buy (add'l)

ISHARES S&P S00 VAL ETF — Buy (add'l)

ISHARES US TECHNOLOGY ETF — Int/Div — Sold (part)

ISHARES US TECHNOLOGY ETF — Buy (add'l)

ISHARES US TECHNOLOGY ETF — Buy (add'l)

kyl] — Buy (add'l)

kyl] — Buy (add'l)

kyl] — Buy (add'l)

kyl] — Buy (add'l)

kyl] — Buy (add'l)

JOHNSON & JOHNSON COMMON STOCK — Int/Div

JPMORGAN CHASE COMMON STOCK — Int/Div

JPMORGAN INTREPID EURO SEL MUTUAL FUND — None — Buy (add'l)

JPMORGAN INTREPID EURO SEL MUTUAL FUND — Buy (add'l)

JPMORGAN INTREPID EURO SEL MUTUAL FUND — Buy (add'l)

JPMORGAN INTREPID EURO SEL MUTUAL FUND — Sold (part)

JPMORGAN INTREPID EURO SEL MUTUAL FUND — Sold

LAS VEGAS SANDS COMMON STOCK — None — Sold

MATERIALS SEL SECT SPDR FUND — Int/Div — Sold

MEDTRONIC PLC COMMON STOCK — Int/Div — Sold (part)

aA86. — Sold (part)

MICROSOFT COMMON STOCK — Int/Div — Buy (add'l)

NOVONORDISK COMMON STOCK — Int/Div — Buy (add'l)

NOVONORDISK COMMON STOCK — Sold

OAKTREE CAPITAL GROUP COMMON STOCK (NOTE INSEC VID — Distribution — Sold

OCCIDENTAL PETE CORP COMMON STOCK — Int/Div — Sold

ORACLE CORP COMMON STOCK — Int/Div — Sold

PACKAGING CORP COMMON STOCK — Int/Div — Donated

PEPSICO COMMON STOCK — Int/Div

PFIZER INC COMMON STOCK (SEE NOTE 12 INSECT VID — Int/Div — Sold

PFIZER INC COMMON STOCK (SEE NOTE 12 INSECT VID — Buy

PFIZER INC COMMON STOCK (SEE NOTE 12 INSECT VID — Buy (add'l)

PIONEER NATURAL RESOURCES COMMON STOCK — Int/Div

POWERSHARES ETF TR DYNA BUYBK — Int/Div — Sold

POWERSHARES INTL BUYBACK — Int/Div — Buy

POWERSHARES INTL BUYBACK — Buy (add'l)

POWERSHARES INTL BUYBACK — Buy (add'l)

POWERSHARES INTL BUYBACK — Buy (add'l)

POWERSHARES INTL BUYBACK — Buy (add'l)

POWERSHARES INTL BUYBACK — Buy (add'l)

POWERSHARES INTL BUYBACK — Buy (add'l)

POWERSHARES INTL BUYBACK — Buy (add'l)

POWERSHARES INTL BUYBACK — Buy (add'l)

POWERSHARES INTL BUYBACK — Buy (add'l)

POWERSHARES INTL BUYBACK — Buy (add'l)

POWERSHARES S&P 500 LOW VOLA FTF — Int/Div — Buy (add'l)

POWERSHARES S&P 500 LOW VOLA FTF — Buy (add'l)

POWERSHARES S&P 500 LOW VOLA FTF — Buy (add'l)

POWERSHARES S&P 500 LOW VOLA FTF — Buy (add'l)

POWERSHARES S&P 500 LOW VOLA FTF — Buy (add'l)

POWERSHARES S&P 500 LOW VOLA FTF — Buy (add'l)

POWERSHARES S&P 500 LOW VOLA FTF — Buy (add'l)

POWERSHARES S&P 500 LOW VOLA FTF — Buy (add'l)

POWERSHARES S&P 500 LOW VOLA FTF — Buy (add'l)

POWERSHARES S&P 500 LOW VOLA FTF — Buy (add'l)

PROSHARES TR S&P 500 DV ARIST FUND — Int/Div — Buy (add'l)

PROSHARES TR S&P 500 DV ARIST FUND — Buy (add'l)

PROSHARES TR S&P 500 DV ARIST FUND — Buy (add'l)

PROSHARES TR S&P 500 DV ARIST FUND — Buy (add'l)

PROSHARES TR S&P 500 DV ARIST FUND — Buy (add'l)

PROSHARES TR S&P 500 DV ARIST FUND — Buy (add'l)

PROSHARES TR S&P 500 DV ARIST FUND — Buy (add'l)

PROSHARES TR S&P 500 DV ARIST FUND — Buy (add'l)

PROSHARES TR S&P 500 DV ARIST FUND — Buy (add'l)

PROSHARES TR S&P 500 DV ARIST FUND — Buy (add'l)

QUALCOMM COMMON STOCK — Int/Div — Sold

RAYTHEON COMMON STOCK — Int/Div — Buy

RAYTHEON COMMON STOCK — Buy (add'l)

IRA ACCOUNT #2 (LINES 435-564)

ALLERGAN COMMON STOCK — None — Sold

ALPHABET INC COMMON STOCK — None — Buy (add'l)

AMAZON COM INC COMMON STOCK — None — Buy

AMERICAN INTERNATIONAL GROUP COMMON STOCK — Int/Div — Sold (part)

AMERICAN INTERNATIONAL GROUP COMMON STOCK — Sold

AMGEN INC COMMON STOCK — Int/Div — Sold (part)

AMGEN INC COMMON STOCK — Sold

AQR LONG-SHORT EQ INST MUTUAL FUND — Int/Div — Buy

AQR LONG-SHORT EQ INST MUTUAL FUND — Buy (add'l)

AQR LONG-SHORT EQ INST MUTUAL FUND — Sold (part)

AQR LONG-SHORT EQ INST MUTUAL FUND — Buy (add'l)

AQR MANAGED FUTURES STRATEGY MUTUAL FUND — Int/Div — Buy

AQR STYLE PREMIA ALTERNATIVE MUTUAL FUND — Int/Div — Buy

AQR STYLE PREMIA ALTERNATIVE MUTUAL FUND — Buy (add'l)

AQR STYLE PREMIA ALTERNATIVE MUTUAL FUND — Buy (add'l)

AQR STYLE PREMIA ALTERNATIVE MUTUAL FUND — Buy (add'l)

AQR STYLE PREMIA ALTERNATIVE MUTUAL FUND — Sold (part)

AQR STYLE PREMIA ALTERNATIVE MUTUAL FUND — Sold (part)

AQR STYLE PREMIA ALTERNATIVE MUTUAL FUND — Sold (part)

ARES CAPITAL CORP FUND — Int/Div — Buy

ARES CAPITAL CORP FUND — Buy (add'l)

ARES CAPITAL CORP FUND — Buy (add'l)

AVENLE INCOME CREDIT FUND — Int/Div — Buy (add'l)

BLACKROCK CORP HIGH YLD FD INC — Int/Div — Sold (part)

BOEING CO COMMON STOCK — Int/Div — Buy

BOEING CO COMMON STOCK — Buy (add'l)

BOEING CO COMMON STOCK — Sold (part)

BOEING CO COMMON STOCK — Sold

CATALENT INC COMMON STOCK — None — Sold (part)

CATALENT INC COMMON STOCK — Sold

CHEVRON CORP COMMON STOCK — Int/Div

CROWN CASTLE INTL CORP COMMON STOCK — Int/Div — Buy

CROWN CASTLE INTL CORP COMMON STOCK — Buy (add'l)

CROWN CASTLE INTL CORP COMMON STOCK — Buy (add'l)

CROWN CASTLE INTL CORP COMMON STOCK — Buy (add'l)

CROWN CASTLE INTL CORP COMMON STOCK — Buy (add'l)

CROWN CASTLE INTL CORP COMMON STOCK — Sold (part)

DANAHER CORP COMMON STOCK — Int/Div

FIDELITY ADV HEALTH CARE INST MUTUAL FUND — None — Buy (add'l)

FIDELITY ADV HEALTH CARE INST MUTUAL FUND — Sold

FIRST TRUST DORSEY WRIGHT FUND — None — Sold (part)

FIRST TRUST DORSEY WRIGHT FUND — Sold

FIRST TRUST SENIOR LOAN FUND — Int/Div — Buy

FIRST TRUST SENIOR LOAN FUND — Buy (add'l)

FORTIVE CORP COMMON STOCK — None — from line 472)

FORTIVE CORP COMMON STOCK — Sold

FRESHPET INC COMMON STOCK — None — Buy (add'l)

GEO GROUP INC COMMON STOCK — Int/Div — Buy (add'l)

GEO GROUP INC COMMON STOCK — Sold (part)

GEO GROUP INC COMMON STOCK — Sold

GOTHAM ENHANCED RETURN INSTL FUND — None — Sold

GOTHAM NEUTRAL FUND — None — Sold

GTT COMMUNICATIONS INC COMMON STOCK — None — Buy

GTT COMMUNICATIONS INC COMMON STOCK — Buy (add'l)

HAIN CELESTIAL GROUP INC COMMON STOCK — None — Buy

HAIN CELESTIAL GROUP INC COMMON STOCK — Sold

HONEYWELL INTERNATIONAL INC COMMON STOCK — Int/Div

QUINTILES IMS HOLDINGS (FKA IMS HEALTH HLDGS) COMMON STOCK — None — Sold (part)

QUINTILES IMS HOLDINGS (FKA IMS HEALTH HLDGS) COMMON STOCK — Sold (part)

QUINTILES IMS HOLDINGS (FKA IMS HEALTH HLDGS) COMMON STOCK — Buy (add'l)

QUINTILES IMS HOLDINGS (FKA IMS HEALTH HLDGS) COMMON STOCK — Sold (part)

QUINTILES IMS HOLDINGS (FKA IMS HEALTH HLDGS) COMMON STOCK — Sold

ISHARES MSCI GROWTH ETF — Int/Div — Sold (part)

ISHARES MSCI USA MOMENTUM FUND — None — Sold (part)

ISHARES MSCI USA MOMENTUM FUND — Sold

ISHARES NASDAQ BIOTECH ETF — Int/Div — Buy

ISHARES NASDAQ BIOTECH ETF — Buy (add'l)

ISHARES US OIL & GAS EXP PROD ETF — Int/Div — Buy

ISHARES US OIL & GAS EXP PROD ETF — Buy (add'l)

ISHARES US OIL & GAS EXP PROD ETF — Buy (add'l)

JP MORGAN INTREPID EURO SEL MUTUAL FUND — None — Buy (add'l)

JP MORGAN INTREPID EURO SEL MUTUAL FUND — Sold (part)

JP MORGAN INTREPID EURO SEL MUTUAL FUND — Buy (add'l)

JP MORGAN INTREPID EURO SEL MUTUAL FUND — Sold

KAR AUCTION SVCS INC COMMON STOCK — Int/Div

LOCORR MARKET TREND MUTUAL FUND — None — Sold

MATTHEWS CHINA DIVIDEND INV MUTUAL FUND — None — Sold

MATTRESS FIRM HOLDING COMMON STOCK — None — Buy

MATTRESS FIRM HOLDING COMMON STOCK — Buy (add'l)

MATTRESS FIRM HOLDING COMMON STOCK — Buy (add'l)

MATTRESS FIRM HOLDING COMMON STOCK — Buy (add'l)

MATTRESS FIRM HOLDING COMMON STOCK — Sold (part)

S17. — Sold

MEDTRONIC PLC COMMON STOCK — Int/Div

NATIONAL STORAGE AFFILIATES COMMON STOCK — None — Sold

OCH-ZIFF CAPITAL MANAGEMENT CMN (NOTE INSECT VID — None — Sold

PENNANTPARK FLTG RT CAP LTD FUND — Int/Div — Buy (add'l)

PENNANTPARK INVESTMENT CORP FUND — Int/Div — Buy (add'l)

POWERSHRES ETF TR DYNA BUYBK FUND — Int/Div — Sold

POWERSHARES INTL BUYBACK FUND — Int/Div — Buy

POWERSHARES INTL BUYBACK FUND — Buy (add'l)

POWERSHARES INTL BUYBACK FUND — Buy (add'l)

PROSHARES TR S&P 500 DV ARIST FUND — Int/Div — Buy (add'l)

PRUDENTIAL FINANCIAL INC COMMON STOCK — None — Sold (part)

PRUDENTIAL FINANCIAL INC COMMON STOCK — Sold

SOLAR SENIOR CAPITAL LTD FUND — Int/Div — Sold (part)

SOLAR SENIOR CAPITAL LTD FUND — Sold (part)

SOLAR SENIOR CAPITAL LTD FUND — Sold

SOLAR CAPITAL LTD FUND — Int/Div

SPDR S&P MIDCAP 400 ETF TRUST — Int/Div — Sold (part)

STARWOOD PROPERTY TRUST CMN STOCK — Int/Div — Buy (add'l)

STARWOOD PROPERTY TRUST CMN STOCK — Sold (part)

TERRAFORM PWR INC COMMON STOCK (SEE NOTE 21 INSECT VID — None — Buy

TERRAFORM PWR INC COMMON STOCK (SEE NOTE 21 INSECT VID — Buy (add'l)

TERRAFORM PWR INC COMMON STOCK (SEE NOTE 21 INSECT VID — Sold (part)

TERRAFORM PWR INC COMMON STOCK (SEE NOTE 21 INSECT VID — Sold (part)

THERMO FISHER SCIENTIFIC COMMON STOCK — Int/Div — Buy

THERMO FISHER SCIENTIFIC COMMON STOCK — Buy (add'l)

TORTOISE ENERGY INFRA FUND — None — Sold

VANGUARD INFOTECH ETF — Int/Div — Buy (add'l)

VANGUARD MID-CAP ETF — Int/Div — Sold (part)

VANGUARD SMALL CAP ETF — Int/Div

VIRTUS INSIGHT EMERGING MKTS MUTUAL FUND — Int/Div

VISA INC COMMON STOCK — Int/Div — Buy (add'l)

WALT DISNEY CO HLDG CO COMMON STOCK — Int/Div — Buy

S50. — Buy (add'l)

WELLS FARGO & CO COMMON STOCK — Int/Div — Buy (add'l)

WELLS FARGO & CO COMMON STOCK — Buy (add'l)

WELLS FARGO & CO COMMON STOCK — Buy (add'l)

WELLS FARGO & CO COMMON STOCK — Buy (add'l)

WISDOMTREE CBOE S&P SOD ETF — None — Buy

WISDOMTREE EUROPE HEDGED EQUITY FUND — None — Sold

WISDOMTREE EUROSMCAPDIV ETF — Int/Div — Buy

WISDOMTREE EUROSMCAPDIV ETF — Buy (add'l)

WISDOMTREE SMALL CAP DIV FUND — Int/Div

WISDOMTREE TRUST JAPAN HEDGE EQUITY FUND — None — Sold

WISDOMTREE MID CAP DIV — Int/Div — Buy

WISDOMTREE TRUST MIDCAP EARN FUND — Int/Div

YUM BRANDS INC COMMON STOCK — Int/Div — Buy

YUM BRANDS INC COMMON STOCK — Sold (part)

ADDITIONAL COMMON STOCKS/ FUNDS (NON-IRA) (LINES 566-687)

SCHLUMBERGER COMMON STOCK — Int/Div — Buy

SCHLUMBERGER COMMON STOCK — Buy (add'l)

SCHLUMBERGER COMMON STOCK — Buy (add'l)

SELECT SECTOR SPDR TD ETF — None — Buy

SELECT SECTOR SPDR TD ETF — from line 291)

Lyi] — Sold

SEMPRA ENERGY COMMON STOCK — Int/Div — Buy (add'l)

SPDR S&P MIDCP 400 ETF TRUST — Int/Div — Buy (add'l)

SPDR S&P MIDCP 400 ETF TRUST — Buy (add'l)

SPDR S&P MIDCP 400 ETF TRUST — Buy (add'l)

SPDR S&P MIDCP 400 ETF TRUST — Buy (add'l)

SPDR S&P MIDCP 400 ETF TRUST — Buy (add'l)

SPDR S&P MIDCP 400 ETF TRUST — Buy (add'l)

SPDR S&P MIDCP 400 ETF TRUST — Buy (add'l)

SPDR S&P MIDCP 400 ETF TRUST — Buy (add'l)

SPDR S&P MIDCP 400 ETF TRUST — Buy (add'l)

SPDR S&P MIDCP 400 ETF TRUST — Buy (add'l)

SONIC CORP COMMONSTOCK — Int/Div — Buy (add'l)

SK84 — Sold (part)

SK84 — Sold (part)

SK84 — Buy (add'l)

SK84 — Sold (part)

SK84 — Sold (part)

SK84 — Sold (part)

SK84 — Sold (part)

SK84 — Sold (part)

SK84 — Sold (part)

SK84 — Sold (part)

STARBUCKS COMMON STOCK — Int/Div — Buy

S985 — Buy (add'l)

TEXTRON COMMON STOCK — Int/Div — Sold

UNITED CONTINENTAL COMMON STOCK — None — Sold

UNITED HEALTH GROUP COMMON STOCK — Int/Div — Buy

UNUM GROLP COMMON STOCK — None — Sold

UTILITIES SEL SECT SPDR FUND — Int/Div — Buy (add'l)

UTILITIES SEL SECT SPDR FUND — Buy (add'l)

UTILITIES SEL SECT SPDR FUND — Buy (add'l)

UTILITIES SEL SECT SPDR FUND — Sold

VANGUARD FTSE EMERGING MARKETS FUND — Int/Div — Buy

VANGUARD INDEX FUNDS S&P 500 FTF — Int/Div — Buy (add'l)

VANGUARD INDEX FUNDS S&P 500 FTF — Buy (add'l)

VANGUARD INDEX FUNDS S&P 500 FTF — Buy (add'l)

VANGUARD INDEX FUNDS S&P 500 FTF — Buy (add'l)

VANGUARD INDEX FUNDS S&P 500 FTF — Buy (add'l)

VANGUARD INDEX FUNDS S&P 500 FTF — Buy (add'l)

VANGUARD INDEX FUNDS S&P 500 FTF — Buy (add'l)

VANGUARD INDEX FUNDS S&P 500 FTF — Buy (add'l)

VANGUARD INDEX FUNDS S&P 500 FTF — Buy (add'l)

VANGUARD INDEX FUNDS S&P 500 FTF — Buy (add'l)

VANGUARD SMALL CAPETF — Int/Div — Buy (add'l)

VANGUARD SMALL CAPETF — Buy (add'l)

VANGUARD SMALL CAPETF — Buy (add'l)

VANGUARD SMALL CAPETF — Buy (add'l)

VANGUARD SMALL CAPETF — Buy (add'l)

VANGUARD SMALL CAPETF — Buy (add'l)

VANGUARD SMALL CAPETF — Buy (add'l)

VANGUARD SMALL CAPETF — Buy (add'l)

VANGUARD SMALL CAPETF — Buy (add'l)

VANGUARD SMALL CAPETF — Buy (add'l)

VANGUARD SMALL CAPETF — Buy (add'l)

VANGUARD TELE SVCS ETF INDEX — Int/Div — Buy

VANGUARD TELE SVCS ETF INDEX — Buy (add'l)

VANGUARD TELE SVCS ETF INDEX — Sold

VIRTUS INSIGHT EMERG MKTS MUTUTAL FUND — Int/Div — Buy (add'l)

VIRTUS INSIGHT EMERG MKTS MUTUTAL FUND — A

VIRTUS INSIGHT EMERG MKTS MUTUTAL FUND — Buy (add'l)

VIRTUS INSIGHT EMERG MKTS MUTUTAL FUND — Buy (add'l)

VIRTUS INSIGHT EMERG MKTS MUTUTAL FUND — Buy (add'l)

VIRTUS INSIGHT EMERG MKTS MUTUTAL FUND — Buy (add'l)

VIRTUS INSIGHT EMERG MKTS MUTUTAL FUND — Buy (add'l)

VIRTUS INSIGHT EMERG MKTS MUTUTAL FUND — Buy (add'l)

VIRTUS INSIGHT EMERG MKTS MUTUTAL FUND — Buy (add'l)

WALGREEN COMMON STOCK — Int/Div

WISDOMTREE EUROPE HEDGED EQUITY FUND — Int/Div — Sold (part)

WISDOMTREE EUROPE HEDGED EQUITY FUND — Buy (add'l)

WISDOMTREE EUROPE HEDGED EQUITY FUND — Buy (add'l)

WISDOMTREE EUROPE HEDGED EQUITY FUND — Buy (add'l)

WISDOMTREE EUROPE HEDGED EQUITY FUND — Buy (add'l)

WISDOMTREE EUROPE HEDGED EQUITY FUND — Buy (add'l)

WISDOMTREE EUROPE HEDGED EQUITY FUND — Buy (add'l)

WISDOMTREE EUROPE HEDGED EQUITY FUND — Buy (add'l)

WISDOMTREE EUROPE HEDGED EQUITY FUND — Buy (add'l)

WISDOMTREE EUROPE HEDGED EQUITY FUND — Buy (add'l)

WISDOMTREE EURO SM CAP DIV FUND — Int/Div — Buy (add'l)

WISDOMTREE EURO SM CAP DIV FUND — Buy (add'l)

WISDOMTREE EURO SM CAP DIV FUND — Buy (add'l)

WISDOMTREE EURO SM CAP DIV FUND — Buy (add'l)

WISDOMTREE EURO SM CAP DIV FUND — Buy (add'l)

WISDOMTREE EURO SM CAP DIV FUND — Buy (add'l)

WISDOMTREE EURO SM CAP DIV FUND — Buy (add'l)

WISDOMTREE EURO SM CAP DIV FUND — Buy (add'l)

WISDOMTREE EURO SM CAP DIV FUND — Buy (add'l)

WISDOMTREE MID CAP DIV FUND — Int/Div — Buy

WISDOMTREE MID CAP DIV FUND — Buy (add'l)

Hhi) — Buy (add'l)

Hhi) — Buy (add'l)

Hhi) — Buy (add'l)

Hhi) — Buy (add'l)

Hhi) — Buy (add'l)

Hhi) — Buy (add'l)

Hhb6 — Buy (add'l)

Hhb6 — Buy (add'l)

Hhb6 — Buy (add'l)

WISDOMTREE TRUST INDIA FUND — Int/Div — Sold

WIDSOMTREE TRUST JAPAN HEDGE EQUITY FUND — Int/Div — Buy (add'l)

WIDSOMTREE TRUST JAPAN HEDGE EQUITY FUND — Buy (add'l)

WIDSOMTREE TRUST JAPAN HEDGE EQUITY FUND — Buy (add'l)

WIDSOMTREE TRUST JAPAN HEDGE EQUITY FUND — Buy (add'l)

WIDSOMTREE TRUST JAPAN HEDGE EQUITY FUND — Sold

WISDOMTREE TRUST MDCP EARN FUND — Int/Div — Buy (add'l)

WISDOMTREE TRUST MDCP EARN FUND — Buy (add'l)

WISDOMTREE TRUST MDCP EARN FUND — Buy (add'l)

WISDOMTREE TRUST MDCP EARN FUND — Buy (add'l)

WISDOMTREE TRUST MDCP EARN FUND — Buy (add'l)

WISDOMTREE TRUST MDCP EARN FUND — Buy (add'l)

WISDOMTREE TRUST MDCP EARN FUND — Buy (add'l)

WISDOMTREE TRUST MDCP EARN FUND — Buy (add'l)

WISDOMTREE TRUST MDCP EARN FUND — Buy (add'l)

WISDOMTREE TRUST US QTLY DIV GRT FUND — Int/Div — Buy

WISDOMTREE TRUST US QTLY DIV GRT FUND — Buy (add'l)

ZAYO GROUP HOLDINGS COMMON STOCK — None — Buy

ZAYO GROUP HOLDINGS COMMON STOCK — Buy (add'l)

MLPS (LINES 689-700) EXCEPT WHERE NOTED

BLACKSTONE GROUP (SEE NOTES AND 7TINSECT VID — Distribution

BUCKEYE PARTNERS (SEE NOTE 1 IN SECT VID — Distribution

CHIMERA INVESTMENT CORP COMMON STOCK — Int/Div — Sold

ENERGY TRANS EQTY LP (SEE NOTE INSECT VIII — Distribution

ENERGY TRANSFER LP (SEE NOTE INSECT VIII — Distribution

ENTERPRISE GP/AKA ENTERPRISE PRODS LPINOTE L INSECT VHD — Distribution

MAGELLAN MIDSTREAM PARTNERS LP(SEE NOTE 1 INSECT VID — istmbution

MPLX (SEE NOTE 1 INSECT VHD — istnbution

NORTHERN TIER (SEE NOTE 1 SECT vin — Distribution — with line 700)

PIT PARTNERS INC CMN STK — Int/Div

WESTERN GAS PARTNERS (SEE NOTE INSECT VID — Distribution

WESTERN REFINING (RECVD FROM NORTHERN TIER MERGER (LINE 698) — Int/Div

GS PUT ACCT (LINES 702-752) (NOTE 3 INSECT VIII

XSP PUT - CONTRACT CLOSED (EXPIRED 1/15/16) — None — Buy

XSP PUT - CONTRACT CLOSED (EXPIRED VIR/16) — None — Expired

XSP PUT - CONTRACT CLOSED (EXPIRED 2/19/16) — None — Buy

XSP PUT - CONTRACT OPENED (EXPIRES 2/12/16) — None — Sold

CONTRACT CLOSED — Expired

XSP PUT - CONTRACT OPENED (EXPIRES 2/19/2016) — None — Sold

CONTRACT CLOSED — Buy

XSP PUT - CONTRACT OPENED (EXPIRES 3/312016) — None — Sold

CONTRACT CLOSED — Buy

XSP PUT - CONTRACT OPENED (EXPIRES 4/15/2016) — None — Sold

CONTRACT CLOSED — Expired

XSP PUT - CONTRACT OPENED (EXPIRES §/2012016) — None — Sold

CONTRACT CLOSED — Expired

XSP PUT - CONTRACT OPENED (EXPIRES 482016) — None — Sold

CONTRACT CLOSED — Buy

XSP PUT - CONTRACT OPENED (EXPIRES 4/292016) — None — Sold

CONTRACT CLOSED — Expired

XSP PUT - CONTRACT OPENED (EXPIRES 6/17/2016) — None — Sold

CONTRACT CLOSED — Buy

XSP PUT - CONTRACT OPENED (EXPIRES 5202106) — None — Sold

CONTRACT CLOSED — Buy

XSP PUT - CONTRACT OPENED (EXPIRES 6/30/2016) — None — Sold

CONTRACT CLOSED — Buy

XSP PUT - CONTRACT OPENED (EXPIRES 7/152016) — None — Sold

CONTRACT CLOSED — Buy

XSP PUT - CONTRACT OPENED (EXPIRES 6/24/2016) — None — Sold

CONTRACT CLOSED — Buy

XSP PUT - CONTRACT OPENED (EXPIRES 8/192016) — None — Sold

CONTRACT CLOSED — Expired

XSP PUT - CONTRACT OPENED (EXPIRES 7/292016) — None — Sold

CONTRACT CLOSED — Buy

XSP PUT - CONTRACT OPENED (EXPIRES 8/52016) — None — Sold

CONTRACT CLOSED — Expired

XSP PUT - CONTRACT OPENED (EXPIRES 9/16/2016) — None — Sold

CONTRACT CLOSED — Expired

XSP PUT - CONTRACT OPENED (EXPIRES 9/30/2016) — None — Sold

CONTRACT CLOSED — Expired

XSP PUT - CONTRACT OPENED (EXPIRES 1072172016) — None — Sold

CONTRACT CLOSED — Expired

XSP PUT - CONTRACT OPENED (EXPIRES 11/1822016) — None — Sold

CONTRACT CLOSED — Expired

XSP PUT - CONTRACT OPENED (EXPIRES 10/72016) — None — Sold

CONTRACT CLOSED — Expired

XSP PUT - CONTRACT OPENED (EXPIRES 1271672016) — None — Sold

CONTRACT CLOSED — Buy

XSP PUT - CONTRACT OPENED (EXPIRES 1271672016) — None — Sold

CONTRACT CLOSED — Expired

XSP PUT - CONTRACT OPENED (EXPIRES 1202017) — None — Sold

XSP PUT - CONTRACT OPENED (EXPIRES 17202017) — None — Sold

XSP PUT - CONTRACT OPENED (EXPIRES 2/172017) — None — Sold

XSP PUT - CONTRACT OPENED (EXPIRES 3/17201T) — None — Sold

CASH/S/T INVESTS/MM ACCTS (LINES 754.769)

GOLDMAN SACHS FINANCIAL SOUARE MM/CASH — Interest

GOLDMAN SACHS FINANCIAL SOUARE MM/CASH (PLT) — Interest

GOLDMAN SACHS BANK DEPOSIT CASH #2 (FDNY (NOTE 8 SECT VIII — Interest

CITIBANK CHECKING ACCOUNT FOUNDATION — None

CITIBANK INTEREST CHECKING ACCOUNT #1 (FER) — Interest

CITIBANK CHECKING ACCOUNT (HH) — None

CITIBANK AGENCY TRUST CASH ACCOUNT — Interest

CITIBANK ASSET ACCOUNT — None

CITIBANK MONEY MARKET PLUS — Interest

CITIBANK INTEREST CHECKING ACCOUNT #2 (KATNH) — Interest

CASH A/C (FKA JPMORGAN MM! CASH) — None — Closed

UBS BANK USA DEPOSIT ACCOUNT (SEE NOTE 8 IN SECT VII — None

CGM BANK DEPOSIT PROGRAM — Interest

MORGAN STANLEY BANK/TRUST DEPOSITS #2 — Interest

MORGAN STANELY BANK/TRUST DEPOSITS #2A (5161) — Interest

MORGAN STANLEY BANK/TRUST DEPOSITS #3 (ROTH IRA) — Interest

FDN BROKERAGE #1 (NOTE 16 IN SECT VII

PACKAGING CORP OF AMERICA COMMON STK (XO) — None — Sold

FDN BRKG ACCT #2 (LINES 773 -912) (SEE NOTE 16 SECT VID

MORGAN STANLEY BANK/TRUST (CASH/MM NOTE R IN SECT VID — None

MORGAN STANLEY BANK/TRUST #2 (CASH/MM) — Interest

COMMON STOCKS AND FUNDS (LINES 776-912)

ALLERGAN CMN STK — None — Sold

ALPHABET INC COMMON STOCK — None — Buy (add'l)

AMAZON COM INC — None — Buy

AMER INTL GP INC COMMON STOCK — Int/Div — Sold (part)

AMER INTL GP INC COMMON STOCK — Sold (part)

AMER INTL GP INC COMMON STOCK — Sold

AMGEN INC COMMON STOCK — Int/Div — Sold (part)

AMGEN INC COMMON STOCK — Sold

AQR LONG SHORT EQ INST FUND — Int/Div — Buy

TSS. — Sold (part)

TSS. — Buy (add'l)

AQR MANAGED FUTURES STRATEGY FUND — Int/Div — Buy

AQR STYLE PREMIA ALTERNATIVE FUND — Int/Div — Buy

AQR STYLE PREMIA ALTERNATIVE FUND — Buy (add'l)

AQR STYLE PREMIA ALTERNATIVE FUND — Buy (add'l)

AQR STYLE PREMIA ALTERNATIVE FUND — Buy (add'l)

AQR STYLE PREMIA ALTERNATIVE FUND — Sold (part)

AQR STYLE PREMIA ALTERNATIVE FUND — Sold (part)

AQR STYLE PREMIA ALTERNATIVE FUND — Sold (part)

ARES CAPITAL CORP FUND — Int/Div — Buy

ARES CAPITAL CORP FUND — Buy (add'l)

ARES CAPITAL CORP FUND — Buy (add'l)

AVENLE INCOME CREDIT FUND — Int/Div

BLACKROCK CORP HIGH YIELD FD INC — Int/Div — Sold (part)

BOEING CO COMMON STOCK — Int/Div — Buy

BOEING CO COMMON STOCK — Buy (add'l)

BOEING CO COMMON STOCK — Sold (part)

BOEING CO COMMON STOCK — Sold

CATALENT INC COMMON STOCK — None — Sold (part)

CATALENT INC COMMON STOCK — Sold

CHEVRON CORP COMMON STOCK — Int/Div

CROWN CASTLE INTL CORP COMMON STOCK — Int/Div — Buy

CROWN CASTLE INTL CORP COMMON STOCK — Buy (add'l)

CROWN CASTLE INTL CORP COMMON STOCK — Buy (add'l)

R10. — Buy (add'l)

R10. — Buy (add'l)

R10. — Sold (part)

DANAHER CORP COMON STOCK — Int/Div

FIDELITY ADV HEALTH CARE INST MUTUAL FUND — None — Sold (part)

FIDELITY ADV HEALTH CARE INST MUTUAL FUND — Sold

FIRST TRUST DORSEY WRIGHT FO FUND — None — Sold (part)

FIRST TRUST DORSEY WRIGHT FO FUND — Sold

FIRST TRUST SENIOR LOAN FUND — Int/Div — Buy

FIRST TRUST SENIOR LOAN FUND — Buy (add'l)

FORTIVE CORP COMMON STOCK — None — from line 813)

FORTIVE CORP COMMON STOCK — Sold

FRESHPET INC COMMON STOCK — None — Buy (add'l)

GEO GROUP INC COMMON STOCK — Int/Div — Buy (add'l)

GEO GROUP INC COMMON STOCK — Sold (part)

GEO GROUP INC COMMON STOCK — Sold

GOTHAM ENHANCED RETURN INSTL MUTUAL FUND — None — Sold

GOTHAM NEUTRAL MUTLAL FUND — None — Sold

GTT COMMUNICATIONS INC COMMON STOCK — None — Buy

GTT COMMUNICATIONS INC COMMON STOCK — Buy (add'l)

GTT COMMUNICATIONS INC COMMON STOCK — Buy (add'l)

HAIN CELESTIAL GROUP INC COMMON STOCK — None — Buy

HAIN CELESTIAL GROUP INC COMMON STOCK — Sold

HONEYWELL INTERNATIONAL INC COMMON STOCK — Int/Div — Sold (part)

QUINTILES IMS HOLDINGS (FKA IMS HEALTH) COMMON STOCK — None — Sold (part)

QUINTILES IMS HOLDINGS (FKA IMS HEALTH) COMMON STOCK — Sold (part)

R16. — Buy (add'l)

R16. — Sold (part)

R16. — Sold

ISHARES MSCI GROWTH INDX FD — Int/Div — Sold (part)

ISHARES MSC USA MOMENTUM FUND — None — Sold (part)

ISHARES MSC USA MOMENTUM FUND — Sold

ISHARES NASDAQ BIOTECH ETF — Int/Div — Buy

ISHARES NASDAQ BIOTECH ETF — Buy (add'l)

ISHARES US OIL & GAS EXP PROD FUND — Int/Div — Buy

ISHARES US OIL & GAS EXP PROD FUND — Buy (add'l)

ISHARES US OIL & GAS EXP PROD FUND — Buy (add'l)

JP MORGAN INTREPID EURO SEL MUTUAL FUND — None — Buy (add'l)

JP MORGAN INTREPID EURO SEL MUTUAL FUND — Buy (add'l)

JP MORGAN INTREPID EURO SEL MUTUAL FUND — Sold (part)

KAR AUCTION SERVICES INC COMMON STOCK — Int/Div — Sold (part)

LOCORR MARKET TREND MUTUAL FUND — None — Sold

MATTHEWS CHINA DIVIDEND MUTUAL FUND — None — Sold

MATTRESS FIRM HOLDING COMMON STOCK — None — Buy

MATTRESS FIRM HOLDING COMMON STOCK — Buy (add'l)

MATTRESS FIRM HOLDING COMMON STOCK — Buy (add'l)

MATTRESS FIRM HOLDING COMMON STOCK — Buy (add'l)

MATTRESS FIRM HOLDING COMMON STOCK — Sold (part)

MATTRESS FIRM HOLDING COMMON STOCK — Sold

MEDTRONIC PLC COMMON STOCK — Int/Div

NATIONAL STORAGE AFFILIATES COMMON STOCK — None — Sold

OCH-ZIFF CAPITAL MGMT CMN STK (SEE NOTE 1 IN SECT VIII — None — Sold

PENNANTPARK FLTG RATE CAP LTD FUND — Int/Div — Buy (add'l)

PENNANTPARK INVESTMENT CORP FUND — Int/Div — Buy (add'l)

POWERSHARES ETF TR DYNA BUYBK FUND — Int/Div — Sold

POWERSHARES INTL BUYBACK FUND — Int/Div — Buy

POWERSHARES INTL BUYBACK FUND — Buy (add'l)

KOHN — Buy (add'l)

PROSHARES TR S&P 500 DV ARIST FUND — Int/Div — Buy (add'l)

PRUDENTIAL FINANCIAL COMMON STOCK — None — Sold (part)

PRUDENTIAL FINANCIAL COMMON STOCK — Sold

SOLAR CAPITALLTD FUND — Int/Div

SOLAR SENIOR CAPITAL LTD FUND — Int/Div — Sold (part)

SOLAR SENIOR CAPITAL LTD FUND — Sold (part)

SOLAR SENIOR CAPITAL LTD FUND — Sold

SONIC CORP COMMON STOCK (X) — None — Sold (part)

SONIC CORP COMMON STOCK (X) — Sold (part)

SONIC CORP COMMON STOCK (X) — Sold (part)

SONIC CORP COMMON STOCK (X) — Sold

SPDR S&P MIDCAP 400 ETF TRUST — Int/Div — Sold (part)

STARWOOD PROPERTY TRUST INC COMMON STOCK — Int/Div — Buy (add'l)

STARWOOD PROPERTY TRUST INC COMMON STOCK — Sold (part)

STARWOOD PROPERTY TRUST INC COMMON STOCK — Sold (part)

TERRAFORM PWR INC COMMON STOCK — None — Buy

TERRAFORM PWR INC COMMON STOCK — Buy (add'l)

TERRAFORM PWR INC COMMON STOCK — Sold (part)

TERRAFORM PWR INC COMMON STOCK — Sold (part)

TERRAFORM PWR INC COMMON STOCK — Sold

THERMO FISHER SCIENTIFIC COMMON STOCK — Int/Div — Buy

THERMO FISHER SCIENTIFIC COMMON STOCK — Buy (add'l)

TORTOISE ENERGY INFRA FUND — None — Sold

VANGUARD INFO TECH ETF — Int/Div — Buy (add'l)

VANGUARD MID-CAP ETF — Int/Div — Sold (part)

VANGUARD SMALL CAPETF — Int/Div — Sold (part)

VIRTUS INSIGHT EMERGING MKTS MUTUAL FUND — Int/Div — Sold (part)

VISA INC COMMON STOCK — Int/Div — Sold (part)

VISA INC COMMON STOCK — Buy (add'l)

WALT DISNEY CO HLDG CO COMMON STOCK — Int/Div — Buy

WALT DISNEY CO HLDG CO COMMON STOCK — Buy (add'l)

WELLS FARGO & CO COMMON STOCK — Int/Div — Buy (add'l)

WELLS FARGO & CO COMMON STOCK — Buy (add'l)

WELLS FARGO & CO COMMON STOCK — Buy (add'l)

WISDOMTREE CBOE S&P 500 ETF — None — Buy

WISDOMTREE EUROPE HEDGED EQUITY FUND — None — Sold

WISDOMTREE EUROPE SMALL CAP DIV ETF — Int/Div — Buy

WISDOMTREE EUROPE SMALL CAP DIV ETF — Buy (add'l)

WISDOMTREE MID CAP DIV — Int/Div — Buy

WISDOMTREE SMALL CAP DIV FUND — Int/Div

WIDSOMTREE TRUST JAPAN HEDGE EQUITY FUND — None — Sold

WISDOMTREE TRUST MDCP EARN FUND — Int/Div

YUM BRANDS COMMON STOCK — Int/Div — Buy

YUM BRANDS COMMON STOCK — Sold (part)

NON-PUBLICS (SEE NOTES 5 & 7 IN SECT VIIN (LINES 914-1045)

ARIZONA SNOWBOWL (SEE NOTE 1 IN SECT VII — None — Sold (part)

ARIZONA SNOWBOWL (SEE NOTE 1 IN SECT VII — Sold (part)

ARIZONA SNOWBOWL (SEE NOTE 1 IN SECT VII — Sold (part)

ARIZONA SNOWBOWL (SEE NOTE 1 IN SECT VII — Sold (part)

ARIZONA SNOWBOWL (SEE NOTE 1 IN SECT VII — Sold (part)

ARIZONA SNOWBOWL (SEE NOTE 1 IN SECT VII — Sold (part)

ARIZONA SNOWBOWL (SEE NOTE 1 IN SECT VII — Sold (part)

ARIZONA SNOWBOWL (SEE NOTE 1 IN SECT VII — Sold (part)

ARIZONA SNOWBOWL (SEE NOTE 1 IN SECT VII — Sold

ELGIN CAPITAL (SEE NOTES 1 & 22 IN SECT VII — istnbution — Sold (part)

CENTERBRIDGE CREDIT PARTNERS (SEE NOTE 1 INSECT VID — Distribution

TAMPA BAY RAYS (SEE NOTE 1 IN SECT VII — Dhistnibution

HARDING SERVICE, LLC (SEE NOTES &K&6INSECT VID — istmbution

OFFIT CAPITAL ADVISORS (SEE NOTE 1 INSECTION VIII — Distribution — Sold (part)

UNIVERSAL HOSPITAL SERVICES HOLDING CO (NOTE SECT VHD — None

WHOLESOME FOODS (SEE NOTES & 22 IN SECTION VIII — None

GOLUB CAPITAL PARTNERS (SEE NOTE 9 INSECTION VID — istmbution — Sold (part)

GOLUB CAPITAL PARTNERS (SEE NOTE 9 INSECTION VID — Sold (part)

GOLUB CAPITAL PARTNERS (SEE NOTE 9 INSECTION VID — Sold (part)

GOLUB CAPITAL PARTNERS (SEE NOTE 9 INSECTION VID — Sold (part)

GOLUB CAPITAL VIII (SEE NOTE 9 IN SECT VII — istnbution — Sold (part)

GOLUB CAPITAL VIII (SEE NOTE 9 IN SECT VII — Sold (part)

GOLUB CAPITAL VIII (SEE NOTE 9 IN SECT VII — Sold (part)

GOLUB CAPITAL VIII (SEE NOTE 9 IN SECT VII — Sold (part)

IRVING PLACE CAPITAL II (SEE NOTE 9 INSECT VIN — None

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Distribution — Buy (add'l)

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Buy (add'l)

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Sold (part)

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Sold (part)

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Buy (add'l)

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Buy (add'l)

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Sold (part)

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Sold (part)

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Sold (part)

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Buy (add'l)

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Sold (part)

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Buy (add'l)

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Buy (add'l)

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Sold (part)

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Buy (add'l)

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Sold (part)

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Sold (part)

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Sold (part)

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Sold (part)

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Sold (part)

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Buy (add'l)

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Sold (part)

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Sold (part)

BLACKSTONE REAL ESTATE VI AND VIHHINOTES 9 & 22 SECT VII — Sold (part)

BLENHEIM ELGIN NATL RESOURCES FUND (SFE NOTE 9 INSECT VIII — istnibution — Sold (part)

CENTERVIEW CAPITAL (SEE NOTE 10 INSECT VIII — Distribution

ADVANTAGE SALES MARKETING (SEE NOTE 15 INSECT VID — None

RICHELIEU FOODS, INC (SEE NOTE 15 INSECT VIN — None

DGNL VENTURES (SEE NOTE 9 IN SECT VII — istnbution — Buy

HIGHCAPE PARTNERS (SEE NOTE 10 INSECT VII — Distribution

CHEETAH MEDICAL (SEE NOTE 15 IN SECT VII — None — hw

TELABIO (SEE NOTE IS INSECT VID — None — Buy (add'l)

AZIYO(SEE NOTE IS INSECT VHD — None

KAYNE ANDERSON (SEE NOTE 9 IN SECT VII — Distribution — Buy (add'l)

KAYNE ANDERSON (SEE NOTE 9 IN SECT VII — Sold (part)

KAYNE ANDERSON (SEE NOTE 9 IN SECT VII — Sold (part)

KAYNE ANDERSON (SEE NOTE 9 IN SECT VII — Buy (add'l)

KAYNE ANDERSON (SEE NOTE 9 IN SECT VII — Sold (part)

VESTAR CAPL PRTNRS/ASSC IV/AIV (SEE NOTE 9 IN SECT VII — None

VESTAR CAP/ASSOC V (SEE NOTE 9 & 22 IN SECT VIII — Distribution — Sold (part)

VESTAR CAP/ASSOC V (SEE NOTE 9 & 22 IN SECT VIII — Sold (part)

VESTAR CAP/ASSOC V (SEE NOTE 9 & 22 IN SECT VIII — Sold (part)

VESTAR CAP/ASSOC V (SEE NOTE 9 & 22 IN SECT VIII — Sold (part)

VESTAR CAP/ASSOC V (SEE NOTE 9 & 22 IN SECT VIII — Sold (part)

VESTAR ASSOCIATES, VI (SEE NOTES 1S & 22 INSECT VHD — istnbution

RAZOR'S EDGE FUND (SEE NOTE 9 IN SECT VII — Distribution — Buy (add'l)

RAZOR'S EDGE FUND (SEE NOTE 9 IN SECT VII — Buy (add'l)

RAZOR'S EDGE FUND IH (SEE NOTE 9 INSECT VII — Distribution — Buy

RED ABBEY (SEE NOTE 9 INSECT VII) — Distribution — Sold (part)

SENTINEL CAPITAL 111 (SEE NOTE 10 INSECT VIII — Distribution

SENTINEL CAPITAL IV (SEE NOTES 10 & 22 INSECT VII — Iistnbution

SENTINEL CAPITAL V (SEE NOTES 10 & 22 INSECT VID — None — Buy (add'l)

CHASE DOORS - (SEE NOTES 11 & 15 INSECT VID — None — Sold (part)

CHASE DOORS - (SEE NOTES 11 & 15 INSECT VID — Distnbuted

CHECKERS & RALLY'S (SEE NOTE 15 INSECTION VID — None

COLSON GROUP HOLDINGS (SEE NOTE IS INSECTION VID — None

CORPORATE VISIONS (SEE NOTE 15 IN SECT VII — None

CREDIT INFONET HOLDINGS (SEE NOTE IS INSECT VID — None

CRITICAL SOLUTIONS (SEE NOTE 15 INSECTION VID — None — Sold (part)

CRITICAL SOLUTIONS (SEE NOTE 15 INSECTION VID — Sold (part)

1000) — Sold (part)

1000) — Sold (part)

DRIVEN PERFORMANCE BRANDS (SEE NOTE ISINSECT VID — None

ENGINEERED CONTROLS (NOTES 11 & 1S INSECT VIII — None — Sold (part)

ENGINEERED CONTROLS (NOTES 11 & 1S INSECT VIII — Distributed

FAZOLI GROUP (SEE NOTE 15 IN SECT Vin — None

HOLLANDER SLEEP PRODUCTS (SEE NOTE ISINSECT VID — None

HUDDLE HOUSE (SEE NOTE 15 IN SECT VII — Int/Div — Sold (part)

IEP TECHNOLOGIES (SEE NOTES 11 & IS INSECT VIII) — None — Distributed

LUMINARIES GROUP (SEE NOTE 15 IN SECT VII — None — Buy

MARKETPLACE EVENTS (SEE NOTE 15 INSECT VIL — None — Buy

NATIONAL SPINE AND PAIN CENTERS (SEE NOTE ISINSECT VID — None

NEWK'S HOLDINGS (SEE NOTE 15 IN SECT VII — None

NORTH AMERICAN RESCUE (SEE NOTES 11 & ISINSECT VHD — None — Distnbuted

NORTHEAST DENTAL MANAGEMENT (SEE NOTE 1S INSECT VHD — None — Sold — Care Alhance

NORTHEAST DENTAL MANAGEMENT (SEE NOTE 1S INSECT VHD — Distnbuted

PCH HOLDINGS (SEE NOTE 15 IN SECT Vi — None

POWER PRODUCT (SEE NOTE 15 IN SECT VII — None — Sold (part)

1018, — Sold — Capital

PRECISION PIPELINE (NOTES 11 & 15 INSECT VID — None — Distnibuted

QUICK WEIGHT LOSS CENTERS (SEE NOTE IS INSECT VID — None — Buy

REVENEW INTERNATIONAL (SEE NOTE IS INSECT VID — None — Buy

ROBOMETRICS (SEE NOTE 15 IN SECT vin — None

TGI FRIDAYS (SEE NOTE 15 IN SECT vin — None

TOTAL MILITARY MANAGEMENT (SEE NOTE ISINSECT VID — None

VINTAGE HOLDINGS (SEE NOTES 11 & ISINSECT VIII — None — Sold (part)

1026, — Distributed

WELLSPRING PHARMACEUTICALS (SEE NOTE 1S INSECTION VID — Interest

SCIENS CAPITAL (AKA ZILKHA) (NOTES 6 & 9 IN SECT VID — istnbution — Sold (part)

SCP SHARE EXCHANGE CO (X) (SEE NOTE 17 INSECT VHD — istmbution

NORTHERN HELLENIC HOLDINGS (Y)

QUINTANA ENERGY PARTNERS (SEE NOTES 9 & 22 INSECT VII — None

TINICUM LP (SEE NOTES 9 & 22 IN SECT VIII — None — Buy (add'l)

3G KRAFT HEINZ (FKA 3G SPECL SIT FND HD (NOTE 9 SECT VID — Distribution — Sold (part)

1034, — Sold (part)

1034, — Sold (part)

1036, — Sold (part)

1036, — Sold (part)

3G FUND IV (SEE NOTE 9 IN SECT VII — Distribution — Sold (part)

1039, — Sold (part)

1040), — Sold (part)

1040), — Sold (part)

1040), — Sold (part)

VALINOR LP (SEE NOTE 9 IN SECT vin — Distribution — Buy

VALINOR LP (SEE NOTE 9 IN SECT vin — Sold (part)

VALINOR LP (SEE NOTE 9 IN SECT vin — Buy (add'l)

1046, — Buy (add'l)

OTHER INVESTMENTS/NOTES RECEIVABLES (LINES 1047-1080)

AMBULNZ LLC (SEE NOTE 1 IN SECT vin — None — Buy

ATLANTA VININGS (SEE NOTE IN SECT VIII — istmbution — Buy

BLUE LOTUS INVESTMENT FUND (SEE NOTE 1 INSECT VID — Distribution

CEDAR ROCK CAPITAL PARTNERS (SEE NOTE 1 IN SECT VID — istnbution

CHEETAH MEDICAL DIRECT (SEE NOTE [14 INSECT VII) — None

CHESAPEAKE PARTNERS (SEE NOTE 1 INSECT VII — Distribution — Sold (part)

1054, — Sold (part)

1054, — Distnbuted

GOLD BULLION — None

F. E. RICHARDSON & CO (SEE NOTES & 13IN SECT VII — None — Buy (add'l)

105K, — Buy (add'l)

105K, — Buy (add'l)

105K, — Buy (add'l)

105K, — Buy (add'l)

105K, — Buy (add'l)

105K, — Buy (add'l)

105K, — Buy (add'l)

105K, — Buy (add'l)

105K, — Buy (add'l)

105K, — Buy (add'l)

1068, — Buy (add'l)

1068, — Buy (add'l)

1070, — Buy (add'l)

1070, — Buy (add'l)

1070, — A

HITCHWOOD CAPITAL (SEE NOTE 1 IN SECT VII — None

ORBIMED (SEE NOTE 1 INSECT VII) — None

OVERLOOK PARTNERS (SEE NOTE INSECT VII — None — Buy (add'l)

OVERLOOK 3G PARTNERS (SEE NOTE 1 INSECT VIN — istmbution — from line 1075)

RYFT (AKA RE SIDECAR 2) (SEE NOTES & 14 INSECT VIII) — None — Buy (add'l)

ZOOM DATA DIRECT (AKA RE SIDECAR SY (NOTE INSECT VID — None — Buy

ELIZABETH REILLY, PERSONAL LOAN «NOTE RECEIVABLE — None

SHIRLEY NAVARETTE, PERSONAL LOAN - NOTE RECEIVABLE — None

SARA LAJOIE, PERSONAL LOAN NOTE RECEIVABLE — None — Open

TRUST #1 (LINES 1082-1100) (SEE NOTE 2INSECT VID

GOLDMAN SACHS BANK DEPOSIT! CASH #4 — Interest

ABBOTT LABORATORIES COMMON STOCK — Int/Div — Sold

ABB-VIE INC. COMMON STOCK — Int/Div

ALLERGAN PLC CMN STK — None — Sold

AMAZON.COM INC COMMON STOCK — None — Buy

BLACKROCK INC COMMON STOCK — Int/Div — Sold (part)

CHUBB LTD COMMON — Int/Div — Buy

1090, — Buy (add'l)

FACEBOOK INC COMMON STOCK — None

JOHNSON & JOHNSON COMMON STOCK — Int/Div

LINKEDIN CORP COMMON STOCK — None — Sold

SALESFORCE.COM, INC COMMON STOCK — None — Sold

SONIC CORP COMMON STOCK — Int/Div

STARBUCKS CORP COMMON STOCK — Int/Div — Buy

STARBUCKS CORP COMMON STOCK — Buy (add'l)

109%, — Buy (add'l)

UNITED CONTINENTAL HOLDING INC COMMON STOCK — None — Sold

WALGREEN BOOTS ALLIANCE, INC CO CMN STOCK — Int/Div — Buy (add'l)

WALGREEN BOOTS ALLIANCE, INC CO CMN STOCK — Buy (add'l)

TRUST #1A (LINES 1102-1145) (NOTES 1.2& 7INSECT VHD

GOLDMAN SACHS BANK DEPOSITS! CASH #4A — Interest

WILLIAMS PARTNERS — Distribution — Sold (part)

WILLIAMS PARTNERS — Sold (part)

ANTERO MIDSTREAM PARTNERS — Distribution — Buy (add'l)

ANTERO MIDSTREAM PARTNERS — Sold (part)

BUCKEYE PARTNERS LP — Distribution

COLUMBIA PIPELINE PARTNERS LP (SEE NOTE 21 INSECT VID — Distribution — Sold (part)

DCP MIDSTREAM PARTNERS LP — Distribution — Buy (add'l)

DCP MIDSTREAM PARTNERS LP — Sold (part)

ENBRIDGE INC COMMON — Int/Div — Buy

ENBRIDGE INC COMMON — Buy (add'l)

ENERGY TRANSFER EQUITY LP — Distribution — Sold

ENERGY TRANSFER PARTNERS. LP — Distribution — Buy

ENERGY TRANSFER PARTNERS. LP — Buy (add'l)

ENERGY TRANSFER PARTNERS. LP — Sold (part)

ENTERPRISE PRODUCTS PART LP — Distribution — Buy (add'l)

1119, — Buy (add'l)

1120, — Sold (part)

EQT GP HOLDINGS COMMON — None

EQT MIDSTREAM PARTNERS LP COMMON — None — Sold (part)

GENESIS ENERGY. LP — None — Sold (part)

1124, — Sold (part)

1125, — Sold (part)

MAGELLAN MIDSTREAM PARTNERS LP — Distribution — Sold (part)

MPLX LP — Distribution — Buy (add'l)

MPLX LP — Buy (add'l)

MPLX LP — Sold (part)

ONEOK INC CMN — Int/Div — Sold (part)

ONEOK INC CMN — Sold

1132, — Buy

ONEOK PARTNERS. LP — None

PHILLIPS 66 PARTNERS LP — None — Buy (add'l)

PLAINS ALL AMERICAN PIPELINE Lr — None — Buy (add'l)

PLAINS ALL AMERICAN PIPELINE Lr — Buy (add'l)

TARGA RESOURCES CORP COMMON — Int/Div — Buy (add'l)

1138, — Buy (add'l)

1139, — Buy (add'l)

TESORO LOGISTICS LP COMMON — None

VALERO ENERGY PARTNERS LP — None

WESTERN GAS EQUITY PARTNERS LPASEE NOTE 21 INSECT VID — None — Sold (part)

WESTERN GAS PARTNERS, LP — None — Sold (part)

THE WILLIAMS COMPANIES, INC (SEE NOTE 12 INSECT VID — Int/Div — Sold

THE WILLIAMS COMPANIES, INC (SEE NOTE 12 INSECT VID — Buy

1146, — Buy (add'l)

TRUST #1B (LINES 1147-1197) (NOTES 2 &K&SINSECT VIN

CITI TRUST CHECKING ACCOUNT — None

FARALLON CAPITAL (SEE NOTE 9 INSECT VII — None — Sold (part)

1150, — Sold (part)

VESTAR 11 (SEE NOTE 9 IN SECT Vi — None — Sold (part)

VANGUARD PRIME MM FUND — Int/Div

VANGUARD FEDERAL MONEY MARKET FUND — Int/Div — Open

ABBVIE INC COMMON STOCK — None — Buy

ALLERGAN PLC COMMON STOCK — None — Buy (add'l)

ALLERGAN PLC COMMON STOCK — Buy (add'l)

ALLERGAN PLC COMMON STOCK — Sold (part)

1158, — Buy (add'l)

1159, — Sold

AMAZON.COM INC COMMON STOCK — None — Buy

AMAZON.COM INC COMMON STOCK — Buy (add'l)

BERKSHIRE HATHAWAY INC CL B COMMON STOCK — None — Buy

1163, — Buy (add'l)

CABOT OIL & GAS CORP COMMON STOCK — Int/Div — Sold (part)

CABOT OIL & GAS CORP COMMON STOCK — Sold (part)

1166, — Sold (part)

CHUBB LTD COMMON STOCK — Int/Div — Buy

1168, — Buy (add'l)

ENDO INTL PLC — None — Sold (part)

ENDO INTL PLC — Sold

EOG RESOURCES INC COMMON STOCK — Int/Div — Sold

HONEYWELL INTL INC COMMON STOCK — Int/Div — Buy

HONEYWELL INTL INC COMMON STOCK — Buy (add'l)

ISHARES NASDAQ BIOTECHNOLOGY ETF — Int/Div — Sold (part)

JOHNSON & JOHNSON COMMON STOCK — Int/Div — Buy

LINKEDIN CORP COMMON STOCK — None — Buy (add'l)

LINKEDIN CORP COMMON STOCK — Sold

MCKESSON CORP COMMON STOCK — Int/Div — Sold (part)

1179, — Sold

PALO ALTO NETWORKS INC — None — Buy (add'l)

PALO ALTO NETWORKS INC — Sold (part)

PALO ALTO NETWORKS INC — Sold (part)

1183, — Sold

PIONEER NATURAL RESOURCES COMPANY COMMON STOCK — Int/Div — Sold (part)

PIONEER NATURAL RESOURCES COMPANY COMMON STOCK — Sold (part)

PIONEER NATURAL RESOURCES COMPANY COMMON STOCK — Sold (part)

PIONEER NATURAL RESOURCES COMPANY COMMON STOCK — Sold (part)

POWERSHARES DYNAMIC BUYBACK ACHIEVERS ETF — Int/Div — Sold

PRIME CAP ODYSSEY AGGRESSIVE GROWTH MUTUAL FUND — Int/Div

SALESFORCE.COM INC COMMON STOCK — None — Sold

SPDR SERIES TRUST S&P BIOTECH ETF — Int/Div

STARBUCKS CORP COMMON STOCK — Int/Div — Buy

VANGUARD CONSUMER DISCRETIONARY ETF — Int/Div

VANGUARD DIVIDEND APPRECIATION FUND — Int/Div

VANGUARD HEALTH CARE ETF — Int/Div — Sold

VANGUARD INFORMATION TECHNOLOGY ETF — Int/Div — Buy (add'l)

VANGUARD INFORMATION TECHNOLOGY ETF — Buy (add'l)

VANGUARD TOTAL STOCK MARKET ETF — Int/Div — Buy

TRUST #2 (LINES 1199-1212) (SEE NOTE 19 INSECT VIII

BLACKROCK LIQUIDITY FUNDS — Int/Div — Sold

TD AMERITRADE INSURED DEPOSIT/ACASH ACCOUNT — Interest

PRIMECAP ODYSSEY GR FD — Int/Div — Buy

PRIMECAP ODYSSEY GR FD — Buy (add'l)

PRUDENTIAL JENNISON 20/20 FOCUS FUND (MUTUAL FUND) — None — Sold

BLACKROCK EQUITY DIVIDEND INST CLASS FUND — None — Sold

EAGLE SMALL CAP GROWTH FUND — None — Sold

ISHARES CORE S&P MID-CAP ETF — Int/Div — Buy

ISHARES CORE S&P MID-CAP ETF — Buy (add'l)

ISHARES TIPS BOND ETF — Int/Div — Buy (add'l)

1210, — Buy (add'l)

ISHARES NATL MUNI BND ETF — Int/Div — Sold (part)

VANGUARD CRSP US SM CAP GROWTH IND ETF — Int/Div — Buy

VANGUARD DIVIDEND APPRECIATION ETF — Int/Div — Buy

TRUST #3 (LINES 1214-1266) (SEE NOTE 19 INSECT VII

TD AMERITRADE CASH ACCOUNT — Interest

BLACKROCK LIQUIDITY FUNDS — Int/Div — Sold

ALLERGAN INC COMMON STOCK — None — Buy (add'l)

1218, — Sold (part)

1219, — Sold

AMAZON.COM INC COMMON STOCK — None — Buy

AMAZON.COM INC COMMON STOCK — Buy (add'l)

AMERICAN EXPRESS CO COMMON STOCK — Int/Div — Sold

AMERISOURCEBERGEN CORP COMMON STOCK — Int/Div

AMERIPRISE FINANCIAL INC COMMON STOCK — None — Sold

AMGEN INC COMMON STOCK — Int/Div — Buy (add'l)

AMGEN INC COMMON STOCK — Buy (add'l)

AMGEN INC COMMON STOCK — Buy (add'l)

1228, — Sold (part)

APPLE INC COMMON STOCK — Int/Div

CAPITAL ONE FINANCIAL CORP COMMON STOCK — None — Sold

CELANESE CORP COMMON STOCK — None — Sold

CHUBB CORP COMMON STOCK (SEE NOTE 12 INSECT VHD — Int/Div — Sold

1233, — Buy

1234, — Buy (add'l)

DOLLAR TREE INC COMMON STOCK — None — Buy (add'l)

EAGLE SMALL CAP GROWTH MUTUAL FUND — Int/Div

EBAY INC COMMON STOCK — None — Sold

EOG RESOURCES INC COMMON STOCK — Int/Div — Buy

FIDELITY SPARTAN PA MUNI INCOME FUND — Int/Div — Sold

FIRST TRUST DJ INTERNET COMMON STOCK — None — Buy

GENERAL MILLS INC COMMON STOCK — Int/Div — Sold

ALPHABET INC (FKA GOOGLE INC) COMMON STOCK — None

HOME DEPOT INC COMMON STOCK — Int/Div — Buy (add'l)

HOME DEPOT INC COMMON STOCK — Buy (add'l)

ISHARES TIPS BOND ETF — Int/Div

ISHARES S&P MID-CAP ETF — Int/Div — Buy (add'l)

ISHARES S&P NATL AMT-FREE MUNI BND FUND (FKA S&M) — Int/Div

JP MORGAN CHASE & CO COMMON STOCK — Int/Div

LAUDER ESTEE COS INC COMMON STOCK — Int/Div — Buy (add'l)

1250, — Sold

MICROSOFT CORP COMMON STOCK — Int/Div — Buy (add'l)

MICROSOFT CORP COMMON STOCK — Buy (add'l)

ORACLE CORP COMMON STOCK — Int/Div — Buy (add'l)

PAYPAL HOLDINGS COMMON STOCK — None — Sold

PEPSICO INC COMMON STOCK — Int/Div

PFIZER INC COMMON STOCK — Int/Div

PIONEER NATURAL RESOURCES CO COMMON STOCK — Int/Div — Buy

ROCKWELL AUTOMATION INC COMMON STOCK — None — Sold

ROSS STORES INC COMMON STOCK — Int/Div

JM SMUCKER CO COMMON STOCK — Int/Div — Sold

3M COMPANY COMMON STOCK — Int/Div

TWENTY-FIRST CENTURY COMMON STOCK — Int/Div — Buy (add'l)

US BANCORP DEL COMMON STOCK — Int/Div — Sold

UNITEDHEALTH GROUP INC COMMON STOCK — Int/Div

WELLS FARGO & CO COMMON STOCK — Int/Div — Buy (add'l)

WILLIAMS COMPANIES INC COMMON STOCK — None — Sold

WEC ENERGY GROUP INC COMMON — Int/Div

TRUST #4 (SEE NOTES 2, 5 & 7 IN SECT VHD (LINES 1268-1269)

VANGUARD PRIME MONEY MARKET FUND ACCOUNT #1 tY)

PARK AVENUE EQUITY LP (SEE NOTES 6 9 IN SECT VIII — Distribution

TRUST #5 (SEE NOTES 2, 5 & 7 IN SECT VU (LINES 1271-1285)

VANGUARD PRIME MONEY MARKET FUND ACCOUNT #2 — Int/Div

STAR FUND — Int/Div — Sold (part)

1274, — Sold (part)

VANGUARD FEDERAL MONEY MARKET FUND — Int/Div — Open

PARK AVENUE EQUITY LP (SEE NOTES 6 & 9 INSECT VID — istmbution

SONIC CORP COMMON STOCK — Int/Div

VANGUARD DIVIDEND APPRECIATION ETF — Int/Div — Buy

1279, — Buy (add'l)

1280, — Buy (add'l)

1280, — Sold (part)

VANGUARD TOTAL BOND MARKET ETF — Int/Div — Buy

VANGUARD TOTAL BOND MARKET ETF — Buy (add'l)

VANGUARD TOTAL BOND MARKET ETF — Buy (add'l)

VANGUARD TOTAL BOND MARKET ETF — Sold (part)

VANGUARD TOTAL STOCK MARKET ETF — Int/Div — Buy

TRUST #6 (SEE NOTES 2, 5 & 7 IN SECT VUHINLINES 1287-1308)

VANGUARD PRIME MONEY MARKET FUND ACCOUNT #3 — Int/Div

STAR FUND — Int/Div — Sold (part)

STAR FUND — Sold (part)

VANGUARD FEDERAL MONEY MARKET FUND ACCOUNT #3 — Int/Div — Open

VANGUARD DIVIDEND APPRECIATION ETF — Int/Div — Buy

VANGUARD DIVIDEND APPRECIATION ETF — Buy (add'l)

VANGUARD DIVIDEND APPRECIATION ETF — Buy (add'l)

VANGUARD DIVIDEND APPRECIATION ETF — Sold (part)

VANGUARD TOTAL BOND MARKET ETF — Int/Div — Buy

VANGUARD TOTAL BOND MARKET ETF — Buy (add'l)

VANGUARD TOTAL BOND MARKET ETF — Buy (add'l)

1299, — Sold (part)

VANGUARD TOTAL STOCK MARKET ETF — Int/Div — Buy

PARK AVENUE EQUITY LP (SEE NOTES 6 & 9 INSECT VID — Distribution

SONIC CORP COMMON STOCK — Int/Div

VANGUARD PRIME MONEY MARKET FUND ACCOUNT #3A — Int/Div — Open

LULTRA SHORT TERM BOND INV — None — Buy

VANGUARD FEDERAL MONEY MARKET FUND ACCOUNT #3A — Int/Div — Open

ISHARES NEW YORK MUNI BOND ETF — Int/Div — Buy

ISHARES NEW YORK MUNI BOND ETF — Sold

PRIME CAP ODYSSEY GROWTH — Int/Div — Buy

VANGUARD DIVIDEND APPRECIATION ETF — Int/Div — Buy

TRUST #7 (SEE NOTE 4 INSECT VII

CITIBANK CHECKING ACCOUNT — None

Board Member, New York City Ballet, Inc

Trustee, The Frank E. Richardson 2011 Insurance Trust Agreement (See Note 4 in Section VIII)

Gift — Janet and Ben Cheever — Earphones (gift to reporting person's spouse) (dollar value estimated) — $200.00

Gift — Janet and Ben Cheever — Golf Club (gift 10 reporting person's spouse) — $450.00

Liability — Citibank — Line of Credit

Liability — Amcrican Express — Credit Card

Liability — Ciibunk — Credit Card

Spouse's income — 2016 — Morgan Stanley Pension Benefit

Spouse's income — 2016 — Soni¢c Corp - various Board & Committee Fees

Spouse's income — 2016 — Blackstone, Vestur, Harding Services and HighCape - Fee Income

FINANCIAL DISCLOSURE REPORT