James L. Garrity jr

Citibank, NA Savings, Checking, Money Market — Interest

Uniform Trans. to Minors Accout

Invesco Global Core Equity Fund Class A — None

Eaton Vance Tax Managed Grouwth Fund 1.1 Class A — Int/Div

Wells Fargo Asset Allocation — Int/Div

529 Plan Account -- JP Morgan 529 College Age-Based Portfolio C — Int/Div

Shearman & Sterling HR 10 — Tax Qualified Defined Contribution Plan — None

Morgan Lewis Bockius LLP - Defined Contribution Plan — Int/Div

Shearman & Sterling 401(k)

Wellington Vanguard — Int/Div

TRP Stable Value Fund Sch. A — Int

Berkshire Hathaway Inc. Series B New BRK/B — None — Sold

Dow Chemical Company — Int/Div — Sold

IShares Silver Tr ET SLV — None

IShares ET US Preferred — Int/Div

IShares ET Int'l Select Dividend — Int/Div

IShares MSC Brazil ET Capped — Int/Div

IShares Select ET Dividend — Int/Div

Vaneck Vectors JR Gold Miners — Int/Div

Microsoft Corp — Int/Div — Sold

Mondelez Int'l Inc — Int/Div — Sold

Philip Morris International Ing — Int/Div — Sold

SPDR Dow Jones Indl ET Average ETF TR — Int/Div

SPDR Gold Trust ET — None

Dunkin Brands Grp Inc — Int/Div — Sold

SPDR S&P Midcap 400 ET Trust Series N — Int/Div

SPDR S&P S00 Trust ET SPY — Int/Div

Puerto Rico Commonwealth Infrastructure Fin Auth — Interest — Sold

New York NY Issues See 64966K Preref £0000 Due 1/1722 — Interest

Mt Vemon NY City School Distr G/O — Interest

Dutchess Co, NY Indl Dev Agy Civic FAC Bard Coll — Interest

Hempstead Town NY LOC Dev Corp Adephi Univ — Interest

Poughkeepsie City NY Pub Impt Ser A Due 1/19 — Interest

New York State Dorm Auth REVS Non ST Supported Debt 2009 Due 7/1/19 — Interest

Newburgh NY Pub Impt Ser B G/O Due 9/1/19 — Interest

Oyster Bay NY G/O Lud CPN 3.250% Due R120 — Interest

NYS MTG AGY REV NY ST HIGH ED FIN AUTH Due 11/1720 — Interest

General Brown Cent Sch Distr NY Brownville & Dexter GIO — Interest

NYS Dorm Auth Revs Non St Supported Debt 2000 Due 1001/21 — Interest

Yonkers NY Sch Ser D G/O Ltd 2.750% — Interest

Metro Trans Auth NY Rev Trans CPN S.0000% due 11/152) — Interest

NYS Urban Dev Corp CPN 5.000% due vu — Interest

Orangetown NY Pub Imp Ser CPN 2.000% due 2/1/22 — Interest

Rockland Co NY NY Var Purp Ser CPN 42500 doe 6/1/22 — Interest

Tobacco Settlement Fing Corp NY Rey Asset BKD CPN S.000% due 6/1/22 — Interest — Sold

Rockland Co NY VAR Purp Ser CPN 4.000% Due 1/15/22 — Interest

Puerto Rico Pub Bldgs Auth CPN 5.250% due 771/23 — Interest

New York NY Subser J CPN 5.000% due $1524 — Interest

Oyster Bay NY G/O Lud CPN 3.250% due 81724 — Interest

Ramapo NY Pub Impt Ser A G/O CPN 3.625% due 5/1528 — Interest

Metro Trans Auth NY Rev Trans Ser D CPN 5.000% due 11/1528 — Interest

New York NY City Transitional FN Fiscal 2013 Due 71537 — Interest

Metr Trans Auth NY Rev Transn Ser A CPN 5.000% Due 11/15/37 — Interest

Hudson Yards NY Infra Corp SR B/E CPN 2.000% due 2/15/47 — Interest

Barlclay BAn PLC Step Up CPNMedium Term Note CPN 4.500% Due 7/9/20 — Interest

First Eagle FDS Inc Global FD CL SGIX — Int/Div

First Eagle SOCGEN Global FD CL ( FESGX Held in Margin — None

IVY FDS Inc Asset Strategy FD CL — Int/Div

JP Morgan Equity Income Fund CL A — Int/Div

Pioneer Fundemental Growth FD — Int/Div

Wells Fargo Advantage FDS - Asset Allocation FD Class C — Int/Div

Cohen & Steers Select PFD & Income FD Ine — Int/Div

Nuveen NY AMT FRE Municipal Income Fund NRK — Int/Div

Barclays Bank PLC 8.125% Non cum Perp PFD — Int/Div

Deutsche Bank 7.60% PFD contingent Cap m — Int/Div

Royal BK Scotland 7.25% PERPNon-Cum PFD — Int/Div — Sold

American Funds — Washinngton Mutual Investors Fund — Int/Div

Mass Mutual Variable Universal Life/MML Small Cap Growth Equity Fund — Int/Div

Schodak NY Central Shool District Fund — Interest

Syracuse NY Pub. Impt. Ser — Interest — Buy

NY State Urban Dev. A $% due 1/1/19 — Interest — Buy

Oyster Bay NY Pub Impt 3% due 3/1/24 — Interest — Buy

HSBC Bank USA Cpn 1.250% 7/27/21 — Interest — Buy

Officer, Lincoln Hall Foundation

Officer, Lincoln Hall Boys' Haven

Agreement — 2011 — Shearman & Sterling Employee Pension Plan -- Defined Benefit Pension Plan

Agreement — 2013 — Morgan Lewis & Bockius LLP « Cash Balance Plan

Reimbursement — Hudson Valley Bar Association — [RIE — Poughkeepsie, New York — CLE — Transportation & meal

Part | -- Estate identified in Part | does not hold any reportable assets.

Part VII -- Shearman & Sterling HR 10 -- The reports that | recieve on this account do not provide a break down of the income attributable to the assets in the

fund. Taempted to get that information but was unable to obtain it. Twas advised that over the course of the reporting period, the fund lost value. That said, |

understand that for purposes of this report, there is a distinction between income and value. Again, 1 wis not able to obtain the information.

Part VII -- | held securities in American Fin. Grp 7% PFD Maturity 9/30/50 when | filed my initial report. The shares were called and redeemed on September 30,

2015. 1 inadvertantly failed to note that event in my 2015 report, | apologize for that error, Please accept this as an amendment to my 2015 report.