James C. Mahan

US. Bank — Int/Div

S10.

IRA #1 — Int/Div

AMG Managers BD FD INSTL (X)

American Centy Mut Fds Growth Fund Instl TWGIX

Blackrock FDS Core Bond Port Instl Class BFMCX

Cohen & Steers Rity Shares Inc CSRSX

Buropacific Growth Fd Cl F<1 AEGFX

Goldman Sachs Tr Finl Sq Treas Instrs FD Inst] CL FTIXX

Harbor FD High Yield BD FD Instl CI HYFAX

Ing Ser FD Inc Small CD FD CL AESGX

Janus Invt FD Flexible BD FD Class JFLEX

MFS Ser TR Value FD CL MENIX

Managers Funds Bond Fund MGFIX

Managers Fund Bond Fund MGFIX

MFS SER TR X Emerging Mkts Debt FD Class MEDIX

Metropolitan West FDS Total Return BD FDCLIMWTIX

JP Morgan Core Bond FD Select WOBDX

Oppenheimer Intl BD FD Class Y OIBYX

Pimco FDS PAC INVT MGMT SER TOTAL RETURN FD INST CL PTTRX

Thomburg Invt TR Invt Income Builder FD CHI TIBIX

Wells Fargo Adv Funds TR Adv Sht Dur Govt BDFD CHI WXGIX

JOINT TENANCY ACCOUNT

AMG Funds 111 Managers Bond Fund Inst] Class — Int/Div — Sold (part)

American Centy Mut Fds Growth Fund Instl TWGIX — Int/Div — Sold (part)

Blackrock FDS Core Bond Port Instl Class BEMCX — Int/Div — Buy (add'l)

Cohen & Steers Rlty Shares Inc CSRSX — Int/Div — Sold (part)

Europacific Growth Fd C1 F-1 AEGFX — Int/Div — Sold (part)

Goldman Sachs Tr Finl Sq Treas Instrs FD Inst] CL FTIXX — Int/Div — Buy

Goldman Sachs Tr Finl Sq Treas Instrs FD Insti CL — Sold (part)

Harbor FD High Yield BD FD Instl CI HYFAX — Int/Div — Sold (part)

Ing Ser FD Inc Small CD FD CL AESGX (Y)

Janus Invt FD Flexible BD FD Class JFLEX — Int/Div

MFS Ser TR Value FD CL MEHIX — Int/Div — Sold (part)

Managers Funds Bond Fund MGF1X — Int/Div

MFS SER TR X Emerging Mkts Debt FD Class MEDIX — Int/Div — Sold (part)

Metropolitan West FDS Total Return BD FDCLIMWTIX — Int/Div — Buy (add'l)

JP Morgan Core Bond FD Select WOBDX — Int/Div — Buy (add'l)

Oppenheimer Intl BD FD Class Y OIBY X — Int/Div — Sold (part)

Oppenheimer Intl BD FD Class Y OIBYX — Int/Div — Buy (add'l)

Pimco FDS PAC INVT MGMT SER TOTAL RETURN FD INST CL PTTRX — Int/Div — Sold (part)

Pimco FDS PAC INVT MGMT SER TOTAL — Int/Div — Buy (add'l)

Thomburg Invt TR Invt Income Builder FDCHITIBIX — Int/Div — Sold (part)

Vova Ser FD Inc. Small Co FD CL 1 (X) — Int/Div

Vova Ser FD Inc. Small Co FD CL — Int/Div — Sold (part)

Wells Fargo Ady Fads TR Adv Sht Dur Govt BDFD CHI WXGIX — Int/Div — Buy (add'l)

J & E Mahan Agency (Alpine) — Int/Div

Mahan Heirs Partnership — Int/Div

Advisory Board Member, Vanderbilt University Law School