Robert Michael Dow jr

Northern Trust Bank accounts — Interest

Northem Trust Bank IRA (CD) — Interest

Prudential Individual Retirement Annuity

AST Academic Strategies Asset ‘Allocation — None — Sold (part)

AST Academic Strategies Asset ‘Allocation — Buy (add'l)

AST Academic Strategies Asset ‘Allocation — Sold (part)

AST Academic Strategies Asset ‘Allocation — Buy (add'l)

AST Academic Strategies Asset ‘Allocation — Buy (add'l)

AST First Trust Cap Appr Target Portfolio — None — Sold (part)

AST First Trust Cap Appr Target Portfolio — Buy (add'l)

AST First Trust Cap Appr Target Portfolio — Sold (part)

AST First Trust Cap Appr Target Portfolio — Buy (add'l)

AST First Trust Cap Appr Target Portfolio — Buy (add'l)

AST Bond Portfolio 2020 (X) — None — Buy

AST Bond Portfolio 2020 (X) — Sold (part)

AST Bond Portfolio 2020 (X) — Buy (add'l)

AST Bond Portfolio 2020 (X) — Sold (part)

AST Bond Portfolio 2020 (X) — Sold (part)

Harris Bank accounts — Interest

GCG Mutual Fund

Amencan Funds Euro Pacific Growth — Int/Div

Amencan Funds Fundamental Investors — Int/Div

American Funds Small Cap World Fund — Int/Div

American Funds Bond Fund of America — Int/Div

American Funds Growth Fund of America — Int/Div

GCG 529 Fund #1

EuroPacific Growth Fund 529A — Int/Div

Amencan Funds New Economy Fund — Int/Div

GCG 529 Fund #2

American Funds Capital World G/I 529A — Int/Div

American Funds Growth Fund of America 529A — Int/Div

GCG S529 Fund #3

New Perspective Fund 529A — Int/Div

American Funds Fundamental Investors 529A — Int/Div

GCGFund#4

American Funds SmallCap World Fund 529A — Int/Div

American Funds Capital Income Builder 529A — Int/Div

Podesta HSA Account

I Shares Dow Jones Select Dividend Index Fund — Int/Div

1 Shares TR S&P 500 Index Fund — Int/Div

First Community Bank Common Stock — None

Sauk Valley Community Bank Common Stock — Int/Div

MSIL, Inc. Common Stock — None

Minnesota Life: Vanable Adjustable Life Insurance red — Interest

Travelers: Variable Life Policy — Interest

Northwestem Mutual Life Policy — Int/Div

MetLife: Universal Life Policy — Interest

Buffalo Jayhawk China Fund — None

Buffalo Intemational Fund fF — Int/Div — Buy (add'l)

Buffalo Balanced Fund — Int/Div — Buy (add'l)

Buffalo Balanced Fund — Buy (add'l)

Buffalo Balanced Fund — Buy (add'l)

Buffalo Balanced Fund — Buy (add'l)

Buffalo Balanced Fund — Buy (add'l)

Buffalo Small Cap Fund — None

Buffalo Science & Technology Fund — None — Buy (add'l)

Buffalo Large Cap Fund — Int/Div — Buy (add'l)

Buffalo USA Growth Fund — Int/Div — Buy (add'l)

Buffalo USA Growth Fund — Buy (add'l)

Northern Inst Tax-Exempt — None

Liability — Chase Bank — credit card

Reimbursement — EA RCN Gy tl SEE FEL — LVF FL VIAR, IY — inti — attra international arbitration; served as moot court judge

Spouse's income — 2010 — Bailey & Glasser LLP -- salary as attomey at law firm

1. Lines 3,20, 26, 29, 32, 35, and 38 are headers for various funds -- the individual holdings of each fund, values, and transactions are reported in the lines below

each header.

2. As noted in my 2009 report, all of the stock assets of a]

nvestment partnership in which’

was a limited partner (Hoskins Group LLP) were

divested in March 2009. Because each of the final disposiuons was noted on the 2009 report, 1t 1s my understanding that those assets no longer need to be listed

on the 2010 report. In other words, the omission of those assets from the 2010 report is explained by the final disposition of the assets reported on the 2009 report