Alan H W Shiff

2012Annual

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What was filed

  • 31

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 1

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • CAPITAL ONE BANK

As filed

PEOPLES BANK — Interest

PEOPLES BANK — None

PEOPLES BANK — Int/Div — Buy (add'l)

IBM — Int/Div

AT&T — Int/Div

INTEL — Int/Div

THE TORRAY FUND — Int/Div

VANGUARD PRIM MONEY MKT FUND — Int/Div

VANGUARD SOO INDEX FUND ADM — Int/Div

VANGUARD INTERNATIONAL GROWTH INV — Int/Div

VANGUARD EXTENDED MKT INDEX ADM — Int/Div

GENERAL ELECTRIC — Int/Div

BLACKROCK GLOBAL ALLOCATION (IRA) — Distribution

VANGUARD (IRA) — Distribution

THE TORRAY FUND IRA — Int/Div

FID EQ DIV INCM — Int/Div

EATON VANCE TAX MANAGED BUY WRITE OPPORTUNITIES FD — Int/Div

EATON VANCE TAX MNG GLOBAL BUY-WRITE OPP. FD. — Int/Div — Sold

EATON VANCE TAX MANAGED DIVERSIFIED EQUITY INCOME FD — Int/Div — Sold

EATON VANCE RISK MANAGED DIVERSIFIED EQUITY INCOME FD — Int/Div

EATON VANCE TAX MGD DIV EQU FD — Int/Div — Buy

EATON VANCE ENHANCED EQ INCM — Int/Div — Buy (add'l)

EATON VANCE TAX MANAGED DIVERSIFIED EQUITY INCOME FD — Int/Div

ING GLOBAL ADVANTAGE & PREM FUND — Int/Div — Sold (part)

LINCOLN NATIONAL LIFE INS CO (PENSION) — Distribution

CBS — Int/Div

VIACOM — Int/Div

COMCAST — Int/Div

CENTURY LINK — Int/Div

NFJ DIVIDEND INTEREST & PREMIUM STRATEGY FD — Int/Div

MORGAN STANLEY! SMITH BARNEY MM (Y)

Liability — CAPITAL ONE BANK — UNSECURED CREDIT CARD

In response to the Judicial Conference of the United States Committee on Financial Disclosure’s letter of inquiry dated September 18, 2013 on my annual fmancial

disclosure report for 2012, please note the following:

2012 Financial Disclosure Report, Part VII, Page §, line 18 - EATON VANCE TAX MNGD GLBL is the same fund as EATON VANCE TAX MNG GLOBAL

BUY-WRITE OPP. FD. The corresponding NYSE ticker symbol is ETW. | have made the corresponding name change to match the 2011 report.

2012 Financial Disclosure Report, Part VII, page §, line 24 - EATON VANCE TAX MG CEF is the same fund as Line 19, EATON VANCE TAX MANAGED

DIVERSIFIED EQUITY INCOME FD. This fund was reported on the 2011 financial disclosure report on page S, line 21 EATON VANCE TAX MNG, DIV EQ.

INC. FD. The corresponding NYSE ticker symbol is ETY. 1 have made the corresponding name change to match the 2011 report.

2012 Financial Disclosure Report, Part VII, page 5, line 29 - COMCAST was purchased on December 20, 2010 and was inadvertently omitted on the 2010 and

2011 financial disclosure reports,

2012 Financial Disclosure Report, Part VII, page 5, line 30 - CENTURYLINK was purchased on April 6, 2011 and was inadvertently omitted on the 2011

financial disclosure report.

2011 Financial Disclosure Report, Part VII, page 4, line 11

MORGAN STANLEY/ SMITH BARNEY M.M. is a money market bank account that had a balance

in 2011. In 2012, there was no balance and thus nothing to report. | have added line 32 to Part VII, page 5 to include this asset with a parenthetical *(Y)™.

1 am hopeful that this response and revised report satisfies the Committee’s letter of inquiry on the 2012 financial disclosure report.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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