Raymond Joseph Lohier jr

American Century Growth Stock Fund — Int/Div

American Century Ultra Stock Fund — Distribution

American Century Retirement Growth Stock Fund — istnibution

IRA AIG American Pathway (Annuity) — Int/Div

Fidelity Asset MGR — Int/Div

Fidelity Growth Co — Int/Div

Fidelity Worldwide Fund (Fidelity Roth IRA) — Int/Div

Fidelity Retirement Money Market — Interest

Fidelity Investment Contract — Interest

Fidelity SIT MidCap Growth Fund — Interest

Fidelity Magellan — None

Janus 20 Fund — Distribution

Janus Global Technology Fund — Distribution

Vanguard Growth Index Fund — Int./y

Vanguard Small Cap Index Fund — Ine

Vanguard 500 Index Fund — Int/Div

Vanguard Total Stock Market ETF mutual fund (Wachovia Roth IRA) — Int/Div

TIAA Cref Retirement Fund — Interest

T Rowe Price New Horizons Fund — istmbution

T Rowe Price Intemational Stock Fund — Int/Div

Vanguard Windsor 2 Fund — Int/Div

Bank of America Common Stock — Int/Div

Becton Dickinson & Co. common stock — Int/Div

Chevron common stock — Int/Div

Cisco. Inc. common stock — None

Dow Chemical common stock — Int/Div

Honeywell International Common Stock — Int/Div

Intel Corp. common stock — Int/Div

Microsoft Corp. common Stock — Int/Div

OGE Energy Corp. — Int/Div

Staples Inc. Common stock — Int/Div — Sold

Time Wamer Inc. common stock! — Int/Div

Trust #1 — None

First Clearing LLC (X) — Int/Div

Apple Inc. (X) — Int/Div

Corning Inc. (X) — Int/Div

Prudential Fmancial Inc. (X) — Int/Div

Qualcomm (X) — Int/Div

Invesco Floating Rate Mutual Fund (X) — Int/Div

Prudential Jenn Value Fund C (Mutual Fund) (X) — istnbution

Prudential Short Term Corporate Bond Fund (Mutual Fund) (X) — Int/Div

Charter Commumications — Int/Div

Blackrock Muni 2020 Term Trust — Int/Div

Vanguard Target 2030 — Interest

Fidelity Contrafund — Interest

Vanguard Target 2030 — Interest

Trustee, New York University Law School

Adpunct Professor, New York University Law School

Reimbursement — American Law Institute — January 18 - 20, 2017, May 21-22, 2017 — Philadelphia — Bar Association — Transportation, Meals, Hotel

Reimbursement — Brooklyn Law School — April 1,2017 — Brooklyn — Moot Court — Meal

Income — 2016 — New York Umiversity School of Law - Teaching — S21.000.00

Spouse's income — 2016 — City University of New York School of Law - Salary

1) Part | und Part VII

“Trust #1 is an "unfunded trust" whose sole asset is a term life insurance policy.

Part VII

Item in lines 46 reflects "property that is the sole financial interest or responsibility of the Jl or

that is not derived from the assets, income or activities

of the reporting person; from which the reporting person does not derive or expect to derive a benefit; and" until recently "of which the reporting person” had "no

knowledge.” In connectin with preparing this year’s report, I very recently became wware of these assets, which are controlled by my [Jl fll for the benefit

of my Ji} and which are in an account in the name of my Jl] These assets were apparently purchased for the benefit of my Jil] account well before the

2016 reporting period.

Item in lines 47 is a blended fund investment in an old Fidelity employee benefits account from a prior employer in 1997 that was not previously reported.