Walter Herbert Rice

2013Annual

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What was filed

  • 215

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • Ohio Public Employees Retirement System; monthly pension checks

As filed

BIF Money Fund

Fifth-Third Bank, Dayton, OH fka PNC Bank (savings account) — Interest

Society National Bank, nka KeyBank Dayton - checking acct) — Interest

Allergen - common stock — Int/Div

Beckman Instrument - common stock — Int/Div

Fifth-Third Bank, fka PNC Bank, Dayton (checking acct) — Interest

International Paper — Int/Div

Fifth-Third Bank, Dayton (interest bearing checking account) — Interest

Fifth-Third Bank, Dayton (interest bearing Savings account) — Interest

Bank of New York/Mellon — None — Closed

Wright-Patterson Credit Union — Interest

Everen Securities, fkka Kemper/Selected Fund — None — Closed

Integra Financial — Int/Div

SmithKline Beecham - Preferred Stock — Int/Div

Pennsylvania St Second Ser A Bond — Interest — Sold

Curators Univ Mo Sys Facs Rev Ser B — Interest

Mass St Sha Ded Sls Tax Rev Ser A — Interest

Ohio State Higher Ed Lt Ser A RF — Interest

Hawaii St — Interest — Sold (part)

Lousiana St Gas & Fuels — Interest — Sold (part)

Connecticut St — Interest

Harms Tex Met Tran At — Interest

Univ Colo Enterprise Sys — Interest — Sold

Virginia St Pub Sch Auth — Interest — Sold

Alaska Mun Bd Bk Ak Mun — Interest

Baltimore MD Rev Sub-Wastewater Proj — None — Buy

California St. Var Purp — Interest — Buy

District Columbia Ser A — None — Buy

Florida St Brd Ed Pub Cap Outlay — Interest — Buy

lowa St Hosp Rev Univ Hosps Clinics — None — Buy

Michigan Mun Bd Auth Rev — Interest — Sold

Nebraska Pub Pwr Dist Rev Gen Natl — None — Buy

New Hampshire St Tpk Sys Rev Ser B Rf — None — Buy

New Jersey St Transn Tr — Interest

New Mexico Fin Auth Rev Sr Lien-Pub Proj SerB — Interest — Buy

New York NYC Mun WFA Wir-SS RV Second BB Rf — Interest — Buy

Nevada St Hwy Impt Rev Motr Vehicle Fuel RF — Interest — Buy

North Carolina MCC HCF Rev Novant Health A Rf — None — Buy

North Carolina MCC HCF Rev Novant Health A Rf — Sold

North Carolina St Cap — Interest — Redeemed

Port Seattle Wash Rey — Interest — Sold

Texas St Pub Fin Auth Lt Sera A RF — Interest — Buy

University Minn Ser A — Interest — Buy

Abbott Labs (ABT) — None — Sold

ABBVIE Inc. (ABBY) — Int/Div — Buy

ABBVIE Inc — Sold (part)

ABBVIE Inc — Buy (add'l)

ABBVIE Inc — Buy (add'l)

ABBVIE Inc — Buy (add'l)

ABBVIE Inc — Buy (add'l)

ABBVIE Inc — Buy (add'l)

Automatic Data Proc (ADP) — None — Buy

Alliance Bernstein Interm Diversified Muni (AIDAX) — Int/Div — Buy

Alliance Bernstein Interm Diversified Muni — Buy (add'l)

Alliance Bernstein Interm Diversified Muni — Buy (add'l)

Alliance Bemstein Interm Diversified Muni — Buy (add'l)

Alliance Bemstein Interm Diversified Muni — Buy (add'l)

Alliance Bemstein Interm Diversified Muni — Buy (add'l)

Alliance Bernstein Interm Diversified Muni — Buy (add'l)

Alliance Bernstein Interm Diversified Muni — Buy (add'l)

Alliance Bernstein Interm Diversified Muni — Buy (add'l)

Alliance Bernstein Interm Diversified Muni — Buy (add'l)

Alliance Bernstein Interm Diversified Muni — Buy (add'l)

Alliance Bernstein Interm Diversified Muni — Buy (add'l)

Alliance Bernstein Interm Diversified Muni — Buy (add'l)

AllianceBemstein High Income Muni Fund (ABTYX) — Int/Div — Buy

AllianceBemstein High Income Muni Fund — Buy (add'l)

AllianceBemstein High Income Muni Fund — Buy (add'l)

AllianceBemstein High Income Muni Fund — Buy (add'l)

AllianceBemstein High Income Muni Fund — Buy (add'l)

AllianceBernstein High Income Muni Fund — Buy (add'l)

AllianceBermstein High Income Muni Fund — Buy (add'l)

AllianceBernstein High Income Muni Fund — Buy (add'l)

AllianceBemstein High Income Muni Fund — Buy (add'l)

AllianceBemstein High Income Muni Fund — Buy (add'l)

AllianceBermstein High Income Muni Fund — Buy (add'l)

AllianceBernstein High Income Muni Fund — Buy (add'l)

AllianceBermstein High Income Muni Fund — Buy (add'l)

Altria Group Inc (MO) — Int/Div — Buy

Altria Group Inc — Buy (add'l)

Altria Group Inc — Buy (add'l)

Altria Group Inc — Buy (add'l)

Amm Elec Power (AEP) — None — Buy

AT&T Inc. (T) — Int/Div — Buy

AT&T Inc — Buy (add'l)

AT&T Ine — Buy (add'l)

AT&T Inc — Buy (add'l)

AT&T Inc — Buy (add'l)

BCE Inc. (BCE) — Int/Div — Buy

BCE Inc — Buy (add'l)

BCE Inc — Buy (add'l)

BCE Inc — Buy (add'l)

BCE Inc — Buy (add'l)

Bristol-Myers Squibb Co (BMY) — Int/Div — Sold (part)

Bristol-Myers Squibb Co. — Buy

Bristol-Mvers Squibb Co — Buy

Bristol-Myers Squibb Co — Buy

Bristol-Myers Squibb Co. — Sold (part)

CMS Energy Corp (CMS) — Int/Div — Buy

CMS Energy Corp — Buy (add'l)

CMS Energy Corp — Buy (add'l)

CMS Energy Corp — Buy (add'l)

CMS Energy Corp — Sold (part)

Chevron Comp. — Int/Div — Sold (part)

Conagra Foods Inc. (CAG) — Int/Div — Buy

Conagra Foods Inc — Sold (part)

Conagra Foods Inc — Buy (add'l)

Conagra Foods Inc — Buy (add'l)

Conagra Foods Inc — Buy (add'l)

Conagra Foods Inc — Sold (part)

Digital Rity Tr Inc. (DLR) — Int/Div — Buy

Digital Rlty Tr Inc — Buy (add'l)

Digital Rlty Tr Inc — Buy (add'l)

Digital Rlty Tr Inc — Buy (add'l)

Digital Rlty Tr Inc — Buy (add'l)

Du Pont E De Nemours (DD) — Int/Div — Sold (part)

Du Pont E De Nemours — Buy (add'l)

Du Pont E De Nemours — Buy (add'l)

Du Pont E De Nemours — Buy (add'l)

Eaton Corp Plc (ETN) — Int/Div — Sold (part)

Eaton Corp Ple — Buy (add'l)

Eaton Corp Plc — Buy (add'l)

Eaton Corp Plc — Buy (add'l)

Eaton Corp Plc — Sold (part)

General Electric (GE) — Int/Div — Buy

General Electric — Buy (add'l)

General Electric — Buy (add'l)

General Electric — Sold (part)

GlaxoSmithKline (GSK) — None — Buy

Intel Corp (INTC) — Int/Div — Buy

Intel Corp — Buy (add'l)

Intel Corp — Buy (add'l)

Intel Corp — Buy (add'l)

Intel Corp — Buy (add'l)

JPMorgan Chase & Co. (JPM) — Int/Div — Sold (part)

JPMorgan Chase & Co — Buy

JPMorgan Chase & Co — Buy (add'l)

JPMorgan Chase & Co — Buy (add'l)

JPMorgan Chase & Co — Sold (part)

Kraft Foods Group Inc. (KRF1) — Int/Div — Buy

Kraft Foods Group Inc — Buy (add'l)

Kraft Foods Group Inc — Buy (add'l)

Kimberly Clark (KMB) — None — Buy

Kimberly Clark — Buy (add'l)

Kimberly Clark — Buy (add'l)

Kimberly Clark — Buy (add'l)

Merck and Co. Inc. SHS (MRK) — Int/Div — Buy

Merck and Co. Inc. SHS — Buy (add'l)

Merck and Co. Inc. SHS — Buy (add'l)

Merck and Co. Inc. SHS — Buy (add'l)

Merck and Co. Inc. SHS — Sold (part)

McDonalds Comp. (MCD) — Int/Div — Buy

McDonalds Corp. — Buy (add'l)

McDonalds Corp. — Buy (add'l)

Microsoft Corp. (MSFT) — Int/Div — Buy

Microsoft Corp. — Buy (add'l)

Microsoft Corp. — Buy (add'l)

Microsoft Corp. — Sold (part)

Nextera Energy Inc. SHS (NEE) — Int/Div — Buy

Nextera Energy Inc. SHS — Buy (add'l)

Nextera Energy Inc. SHS — Buy (add'l)

Nextera Energy Inc. SHS — Buy (add'l)

Nextera Energy Inc. SHS — Buy (add'l)

Occidental Pete Corp (OXY) — Int/Div — Buy

Occidental Pete Corp — Buy (add'l)

Occidental Pete Corp — Buy (add'l)

Occidental Pete Corp — Buy (add'l)

Occidental Pete Corp — Buy (add'l)

Paccar Inc. (PCAR) — Int/Div — Buy

Paccar Inc — Buy (add'l)

Paccar Inc — Buy (add'l)

Paccar Inc — Sold (part)

PG&E Corp (PCG) — Int/Div — Buy

PG&E Corp — Sold

Philip Morris Intl Inc. (PM) — Int/Div — Buy

Philip Moms Intl Inc — Buy (add'l)

Philip Moris Intl Inc — Buy (add'l)

PPL Corporation (PPL) — Int/Div — Buy

Roval Dutch Shel PLC Spons ADR B — None — Sold

Sempra Energy (SRE) — Int/Div — Buy

Sempra Energy — Buy (add'l)

Sempra Energy — Buy (add'l)

Sempra Energy — Buy (add'l)

Sempra Energy — Buy (add'l)

SPDR Gold Trust (GLD) — None — Buy

SPDR Gold Trust — Buy (add'l)

Spectra Energy Corp. (SE) — Int/Div — Buy

Spectra Energy Corp — Buy (add'l)

Spectra Energy Corp — Buy (add'l)

Spectra Energy Corp — Buy (add'l)

Spectra Energy Corp — Sold

Thomson Reuters Corp (TRI) — Int/Div — Buy

Thomson Reuters Corp — Buy (add'l)

Thomson Reuters Corp — Buy (add'l)

Thomson Reuters Corp — Buy (add'l)

Thomson Reuters Corp — Buy (add'l)

Thomson Reuters Corp — Buy (add'l)

Time Wamer Inc. SHS — None — Sold

Toronto Dominion Bank (TD) — Int/Div — Buy

Toronto Dominion Bank — Buy (add'l)

Toronto Dominion Bank — Buy (add'l)

Toronto Dominion Bank — Buy (add'l)

Ventas Inc. REIT (VTR) — Int/Div — Buy

Ventas Inc. REIT — Buy (add'l)

Ventas Inc. REIT — Buy (add'l)

Verizon Communicatns Com (VZ) — Int/Div — Buy

Verizon Communicatns — Buy (add'l)

Verizon Communicams — Buy (add'l)

Verizon Communicatns — Buy (add'l)

Verizon Communicatns — Sold (part)

Xcel Energy Inc. (XEL) — Int/Div — Buy

Xcel Energy Inc — Buy (add'l)

Xcel Energy Inc — Sold

ML Bank Deposit Program — Interest

Money Market — Interest

Spouse's income — 2013 — Ohio Public Employees Retirement System; monthly pension checks

I. POSITIONS:

BOARD OF TRUSTEES —-- ISUS, INC. = & charter school which is partially funded by the State of Ohio. The school is no longer operating,

FORMER AND CURRENT MEMBER, BOARD OF DIRECTORS, "BUILDING BRIDGES" «= an adjunct to Juvenile Probation Department, concentrating on

work therapy for hard-core juvenile offenders.

FOUNDING TRUSTEE —- AVIATION HERITAGE FOUNDATION, INC. ---— an organization formed to administer the National Aviation Heritage Area,

which pulls together ull of the aviation heritage sites and activities in an eight to ten county area, in order to guarantee that the Dayton area will forever be

considered not only the Birthplace of Aviation, but also where the aviation industry was founded and where, even today, it serves to provide the cutting edge of

aviation technology.

TRUSTEE «w= WRIGHT DUNBAR, INC. «<-- an organization dedicated to restoring the Third Street commercial corridor running the length of the Wright-

Dunbar Neighborhood, the site of the Dayton Aviation National Historical Park and the early 20th century homes of the Wright brothers and Paul Laurence

Dunbar,

BOARD OF ADVISORS ----- THE UNIVERSITY OF DAYTON SCHOOL OF LAW

CHAIRMAN —— DR. MARTIN LUTHER KING, JR, MEMORIAL COMMITTEE —-— a committee charged with developing a concept of a suitable memorial

to Dr. King.

MEMBER, BOARD OF TRUSTEES -—-—- MONTGOMERY COUNTY VOLUNTEER LAWYERS PROJECT —--- an organization conceived and operated to

provide legal services to indigents in all aspects of civil law: the organization supplements the work done by our local Legul Aid Society.

CHAIRPERSON «=== DAYTON DIALOGUE ON RACE RELATIONS «=== an organization dedicated to racial reconciliation through understanding and action.

FORMER CO-CHAIRPERSON —-—- COMMUNITY-WIDE EX-OFFENDER REENTRY TASK FORCE AND CURRENT CO-CHAIR REENTRY POLICY

BOARD «--- a group of service providers, criminal justice professionals and community leaders tasked with development and implementation of a protocol and

programs to facilitate successful return of ex-offenders from incarceration to become contributing, taxpaying members of the community.

CHAIR, AMERICAN VETERANS HERITAGE COMMISSION -—- a group tasked with planning, preserving, and rehabilitating the historic buildings on the

Dayton Veterans Affairs Campus and including thereon a museum to honor the contributions of America’s veterans to their communities in times of peace, as

well as in times of war. The Commission also conducts programs to educate and inspire persons of all ages on the meaning of patriotism and sacrifice for one's

country,

FORMER CHAIR, DAYTON INTERNATIONAL PEACE MUSEUM --- a museum dedicated to espousing peaceful solutions to issues that divide people, on a

global, national and local setting. Resigned 1/11.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Walter Herbert Rice | Frix