Cheryl Pollak

What was filed

775
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
1
spouse income

Named parties

Morgan Lewis & Bockius - partmership

As filed

Morgan, Lewis & Bockius Defined Contribution Plan — Interest

William Blair International Growth Fund Class

Dodge & Cox International Stock Fund

DFA US Small Cap Portfolio; Class

Goldman Sachs Global Income Fund Institutional Shares

Morgan Lewis & Bockius Tax Saver Retirement Plan — Interest

Conestoga Small Cap Fund - Institutional Class

Rovee Opp. Fund - Institutional Shares

Vanguard Institutional Index Fund

Vanguard Admiral Growth Fund

Vanguard Winter 2 Admiral Fund

Vanguard Prime Money Market Fund Institutional Shares

Vanguard Total Bound Market - Joint Shares

William Blair International Growth Fund Class

Goldman Sachs Global Income Fund Institutional Shares

Vanguard 500 Index Fund (no control) — Interest

Rental Property Kiawah Island, SC (2010 $1.8 million) — Rent

Rental Property Syosset, NY 11791 (2014 £2 million) (X) — Rent

AB Discovery Growth Fund — Int/Div — Buy (add'l)

AB Discovery Growth Fund — Buy (add'l)

AB Discovery Value Fund — Int/Div — Buy (add'l)

Actavis — Int/Div — Buy

Actavis — Buy (add'l)

AETNA — Int/Div — Buy

AETNA — Buy (add'l)

Affiliated Managers Group — Int/Div — Sold (part)

Affiliated Managers Group — Buy (add'l)

Allergan Inc — Int/Div — Buy (add'l)

Allergan Inc — Sold (part)

AllianceBernstein Multi-manager Alternative Fund — Int/Div

Allstate — Int/Div — Buy

Amazon.com Inc — Int/Div — Sold (part)

Amazon.com Inc — Sold (part)

Amazon.com Inc — Sold

AMDOCS Lud — Int/Div — Buy (add'l)

AMDOCS Lud — Sold (part)

AMDOCS Lud — Buy (add'l)

AMDOCS Lud — Sold (part)

Amencan Electric Power — Int/Div — Buy

Amencan Electric Power — Buy (add'l)

American Express Co. — Int/Div — Buy (add'l)

American Express Co. — Sold (part)

American Express Co. — Buy (add'l)

American Express Co. — Sold (part)

Amencan International Group — Int/Div — Buy (add'l)

Amencan International Group — Buy (add'l)

American Tower Corp. — Int/Div — Buy

American Tower Corp. — Buy (add'l)

AMG GW&K Small Cap (formerly GW&K Small Cap) — Int/Div — Buy (add'l)

AMG GW&K Small Cap (formerly GW&K Small Cap) — Buy (add'l)

Amphenol Comp. — Int/Div — Buy (add'l)

Ansys Inc — Int/Div — Buy (add'l)

Ansys Inc — Sold (part)

Ansys Inc — Buy (add'l)

Ansys Inc — Sold (part)

Anthem Inc. (formerly Wellpoint Inc.) — Int/Div — Sold (part)

Anthem Inc. (formerly Wellpoint Inc.) — Buy (add'l)

Anthem Inc. (formerly Wellpoint Inc.) — Int/Div — Buy (add'l)

Anthem Inc. (formerly Wellpoint Inc.) — Buy (add'l)

Apple Inc — Int/Div — Buy (add'l)

Apple Inc — Buy (add'l)

Apple Inc — Sold (part)

Assurant Inc — Int/Div — Buy (add'l)

Assurant Inc — Buy (add'l)

Assurant Inc — Sold

Artisan Int'l Fund — Int/Div

AT&T Inc — Int/Div — Buy (add'l)

AT&T Inc — Sold (part)

AT&T Inc — Sold

Autozone Inc — Int/Div — Buy

Autozone Inc — Buy (add'l)

Ball Comp — Int/Div — Buy

Ball Comp — Buy (add'l)

Bank of America — Int/Div — Sold (part)

Bank of America - CD (formerly Citibank NA -CD) — Interest — Matured

Becton Dickinson & Co. — Int/Div — Sold (part)

Becton Dickinson & Co. — Sold (part)

Berkshire Hathaway Inc — Int/Div — Sold (part)

Bemstein Emerging Markets Portfolio — Int/Div — Buy (add'l)

Bemstein Intemational Portfolio — Int/Div — Sold (part)

Bemstein Intemational Portfolio — Buy (add'l)

Bemstein New York Municipal Portfolio — Int/Div — Buy (add'l)

Bemstein New York Municipal Portfolio — Buy (add'l)

Bernstein Tax Managed International Portfolio — Int/Div — Sold (part)

Bernstein Tax Managed International Portfolio — Buy (add'l)

Bernstein Tax Managed International Portfolio — Sold (part)

Bernstein Tax Managed International Portfolio — Buy (add'l)

Bernstein Tax-Aware Overlay A Portfolio Class A - (no control) — Int/Div — Buy (add'l)

Bernstein Tax-Aware Overlay A Portfolio Class A - (no control) — Buy (add'l)

Bemstein Tax-Aware Overlay N Portfolio Class ((no control) — Int/Div

Biogen Idec Inc — Int/Div — Sold (part)

Biogen Idec Inc — Sold (part)

Biogen Idec Inc — Buy (add'l)

Biogen Idec Inc — Sold (part)

Blackrock Global Allocations Fd Inc — Int/Div — Sold (part)

Boeing Co — Int/Div — Sold (part)

Boeing Co — Sold (part)

Booz Allen Hamilton Holding — Int/Div — Buy

Brocade Communications — Int/Div — Buy

Brocade Communications — Buy (add'l)

California Resources Comp — Int/Div — Sold

Capital One Financial Corp. — Int/Div — Buy (add'l)

Capital One Financial Corp. — Buy (add'l)

CBS Corp, — Int/Div — Buy (add'l)

CBS Corp, — Sold (part)

CBS Corp, — Buy (add'l)

CBS Corp, — Sold

Celgene Corp. — Int/Div — Sold (part)

Celgene Corp. — Sold (part)

Celgene Corp. — Sold

Chevron Corp. — Int/Div — Sold

Chipotle Mexican Grill — Int/Div — Sold (part)

Chipotle Mexican Grill — Sold

Chubb Corp — Int/Div — Sold (part)

Chubb Corp — Sold (part)

Chubb Corp — Buy (add'l)

Cintas Corp. — Int/Div

Cisco Systems Inc — Int/Div — Sold

Cit Group Inc — Int/Div — Sold (part)

Cit Group Inc — Sold

Citibank-Checking — Interest

Citibank Insured Money Mkt Acct — Interest

Citibank Insured Money Mkt. Acct — Interest

Citibank Insured Money Mkt Acct — Interest

Citibank-Insured Money Market — Interest

Citibunk-Insured Money Market — Interest

Citigroup Inc — Int/Div — Sold (part)

Citigroup Inc — Sold (part)

Citigroup Inc — Sold

Clearbridge Ager Gwih — Int/Div — Buy

Clearbridge Ager Gwih — Sold (part)

Clearbridge Ager Gwih — Buy (add'l)

Clearbridge Appreciation Fund — Int/Div

Cognizant Tech Solutions — Int/Div — Sold (part)

Cognizant Tech Solutions — Sold (part)

Cognizant Tech Solutions — Sold

Comcast Corp. — Int/Div — Buy (add'l)

Comcast Corp. — Buy (add'l)

Conagra Foods Inc — Int/Div — Buy (add'l)

Conagra Foods Inc — Sold (part)

Conagra Foods Inc — Sold

Copa Holdings — Int/Div — Buy

Copa Holdings — Buy (add'l)

Copa Holdings — Sold

Costco Wholesale Corp. — Int/Div — Buy (add'l)

Costco Wholesale Corp. — Sold (part)

Costco Wholesale Corp. — Buy (add'l)

Crane Co. — Int/Div

CVS/ Caremark Corp. — Int/Div — Buy (add'l)

CVS/ Caremark Corp. — Buy (add'l)

Danaher Comp. — Int/Div — Sold (part)

Danaher Comp. — Sold (part)

Davis NY Venture Fund - Mutual Fund — Int/Div

Delta Air Lines. Inc — Int/Div — Buy

Delta Air Lines. Inc — Buy (add'l)

Discover Financial Services — Int/Div — Sold

Discovery Communication — Int/Div — Buy

Discovery Communication — Buy (add'l)

Discovery Communication — Sold

Dollar General Corp. — Int/Div — Buy

Dollar General Corp. — Buy (add'l)

Dover Comp. — Int/Div — Buy

Dover Comp. — Buy (add'l)

Dover Comp. — Sold

Dow Chemical — Int/Div — Buy

bad) — Buy (add'l)

Dr. Pepper Snapple Group Inc — Int/Div — Buy

Dr. Pepper Snapple Group Inc — Buy (add'l)

Dr. Pepper Snapple Group Inc — a

Dreyfus Liquid Assets — Interest — Sold

DTE Energy Corp. — Int/Div — Buy

DTE Energy Corp. — Buy (add'l)

Duke Energy — Int/Div — Sold

Eaton Comp — Int/Div — Sold

Ebay Inc — Int/Div — Sold (part)

Ebay Inc — Buy (add'l)

Ebay Inc — Sold (part)

Ebay Inc — Buy (add'l)

Ebay Inc — Sold (part)

Electronic Arts Inc — Int/Div — Buy (add'l)

EMC Corp/Mass — Int/Div — Buy

EMC Corp/Mass — Buy (add'l)

RITES — Buy (add'l)

Empire State Municipal Exempt Fund — Interest

EOG RES Ine — Int/Div — Sold (part)

EOG RES Ine — Buy (add'l)

RIT) — Buy (add'l)

RIT) — Sold (part)

Estee Lauder Companies — Int/Div — Buy

Estee Lauder Companies — Buy (add'l)

Estee Lauder Companies — Sold (part)

Everest RE Group Ltd — Int/Div — Sold (part)

Everest RE Group Ltd — Sold (part)

Exelon — Int/Div

Express Scripts Holdings Co — Int/Div — Sold

FS Networks Inc — Int/Div — Buy

FS Networks Inc — Buy (add'l)

FS Networks Inc — Sold (part)

Facebook Inc — Int/Div — Buy

Facebook Inc — Buy (add'l)

RE¥S — Buy (add'l)

Fedex Comp — Int/Div — Buy (add'l)

Fedex Comp — Buy (add'l)

Fedex Comp — Sold

Fidelity National Information — Int/Div — Buy (add'l)

Fidelity National Information — Sold (part)

R¥3] — Sold (part)

R¥3] — Buy (add'l)

Fiserv Inc — Int/Div — Sold (part)

Fiserv Inc — Buy (add'l)

Adb6 — Sold (part)

Adb6 — Buy (add'l)

RETH — Buy (add'l)

Ford Motor Co. — Int/Div — Buy (add'l)

Ford Motor Co. — Buy (add'l)

Gamestop Corp. — Int/Div — Buy (add'l)

Gamestop Corp. — Buy (add'l)

Gannett Co — Int/Div — Buy (add'l)

Gannett Co — Sold (part)

Gannett Co — Sold

General Motors Corp. — Int/Div — Sold

Genworth Fmancial Inc — Int/Div — Buy (add'l)

Genworth Fmancial Inc — Buy (add'l)

Genworth Fmancial Inc — Sold (part)

Genworth Fmancial Inc — Sold

Gilead Sciences Inc — Int/Div — Buy (add'l)

Gilead Sciences Inc — Buy (add'l)

Gilead Sciences Inc — Sold (part)

Gilead Sciences Inc — Buy (add'l)

Gilead Sciences Inc — Sold (part)

GP Strategies Corp — None

Goldman Sachs Group Inc — Int/Div — Sold (part)

Goldman Sachs Group Inc — Buy (add'l)

Google Ine — Int/Div — Buy (add'l)

Google Ine — Buy (add'l)

ARO. — Buy (add'l)

Halliburton Co — Int/Div — Buy (add'l)

Halliburton Co — Sold

Harding Loevner — Int/Div — Buy (add'l)

Hasbro Inc — Int/Div — Sold (part)

Hasbro Inc — Sold

Health Net Inc — Int/Div — Buy (add'l)

Health Net Inc — Buy (add'l)

Health Net Inc — Sold (part)

Hess Corp — Int/Div — Buy (add'l)

Hess Corp — Buy (add'l)

Hess Corp — Sold (part)

Hershey Co — Int/Div — Buy

Hershey Co — Buy (add'l)

Hershey Co — Sold (part)

Hershey Co — Sold

Hewlett Packard Co — Int/Div — Buy (add'l)

Nimots Tool Works — Int/Div — Sold (part)

Nimots Tool Works — Sold (part)

Nimots Tool Works — Sold

Intercontinentalexchange Inc — Int/Div — Sold (part)

Intercontinentalexchange Inc — Sold (part)

Interferon Sciences. Inc — None

Int'l. Business Machines Comp. — Int/Div — Sold

Intuitive Surgical Inc — Int/Div — Buy

Intuitive Surgical Inc — Buy (add'l)

Intuitive Surgical Inc — Sold (part)

Investment Company of America - Mutual Fund (American Fund) — Int/Div — Buy (add'l)

Investment Company of America - Mutual Fund (American Fund) — Sold (part)

IRA-Citibank-CD — Interest

IRA-Citibank-Money Market — Interest

IRA-Soloman - Treasury Bond — Interest

shares Trust Ibox High Yield — Int/Div — Buy

shares Trust Ibox High Yield — Buy (add'l)

shares Trust Ibox High Yield — Sold (part)

JM Smucker Co. — Int/Div — Sold (part)

JM Smucker Co. — Sold

Johnson & Johnson — Int/Div

JP Morgan Chase & Co. — Int/Div — Buy (add'l)

JP Morgan Chase & Co. — Buy (add'l)

JP Morgan Chase & Co. — Sold (part)

JP Morgan Chase & Co. — Buy (add'l)

Kinder Morgan Inc — Int/Div — Sold

Kraft Food Group Inc — Int/Div — Sold

Kroger Co. — Int/Div — Sold (part)

Kroger Co. — Sold (part)

L-3 Communications Holdings — Int/Div — Buy

L-3 Communications Holdings — Buy (add'l)

Legg Mason Clearbridge Appreciation Fund — Int/Div

Legg Mason Inc — Int/Div

Liberty Media Corp. — Int/Div — Sold (part)

Liberty Media Corp. — Sold

Linear Technology Corp — Int/Div — Buy

Linear Technology Corp — Buy (add'l)

Linear Technology Corp — Sold (part)

Linear Technology Corp — Sold

Lincoln National Corp. — Int/Div — Buy (add'l)

Lincoln National Corp. — Buy (add'l)

Lincoln National Corp. — Sold (part)

Lmkedin Corp. — Int/Div — Sold

Lord Abbott Equity Fund — Int/Div

LMP Real Estate Income — Int/Div

LMP Stk Appr. Fund — Int/Div

Lockheed Martin Corp — Int/Div — Buy

Lockheed Martin Corp — Buy (add'l)

Lvondellbasell — Int/Div — Sold (part)

Lvondellbasell — Sold (part)

Macy's Inc — Int/Div — Sold (part)

Macy's Inc — Sold

Marathon Petroleum Corp, — Int/Div — Buy (add'l)

Marathon Petroleum Corp, — Sold (part)

Marathon Petroleum Corp, — Sold

McDonald's Corp. — Int/Div — Sold (part)

McDonald's Corp. — Sold (part)

McDonald's Corp. — Buy (add'l)

McDonald's Corp. — Sold

Mead Johnson Nutrition Co — Int/Div — Buy (add'l)

Mead Johnson Nutrition Co — Buy (add'l)

Mead Johnson Nutrition Co — Sold (part)

Medtronic Inc — Int/Div — Sold (part)

Medtronic Inc — Sold (part)

Merck & Co. Inc — Int/Div — Sold (part)

Merck & Co. Inc — Sold (part)

Memill Lynch 5S MITSR 168 mps — Interest

Microsoft Corp. — Int/Div — Buy (add'l)

Microsoft Corp. — Buy (add'l)

S00. — Buy (add'l)

Mondelez International — Int/Div — Buy

Mondelez International — Buy (add'l)

Mondelez International — Sold

Monsanto Co. — Int/Div — Sold (part)

Monsanto Co. — Buy (add'l)

Monster Beverage Corp — Int/Div — Buy

Monster Beverage Corp — Buy (add'l)

S10. — Buy (add'l)

Morgan Lewis & Bockius LLP, Firm Capital — Interest

Morgan Stanley NY Municipal — Int/Div

Murphy Oil Corp — Int/Div — Buy

Murphy Oil Corp — Buy (add'l)

Murphy Oil Corp — Sold (part)

Murphy Oil Corp — Sold

Navient Comp. — Int/Div — Sold

Netsuite Inc — Int/Div — Buy

Netsuite Inc — Buy (add'l)

New York St Hsg — Int/Div — Buy

New York St Hsg — Sold

Nike Inc — Int/Div — Buy (add'l)

Nike Inc — Buy (add'l)

Nike Inc — Sold (part)

Nike Inc — Buy (add'l)

Noble Energy Inc — Int/Div — Sold (part)

Noble Energy Inc — Sold (part)

Noble Energy Inc — Sold

Nustar Energy LP — Int/Div — Sold

Nuveen Municipal Advantage — Interest — Sold (part)

Nuveen New York Quality — Interest

Nuveen NY Amt Free Municipal — Interest

N.Y. State Urban Development Bonds (Y) — Interest

NXP Semiconductors NV — Int/Div — Buy

NXP Semiconductors NV — Buy (add'l)

Occidental Petroleum Comp. — Int/Div — Sold (part)

Occidental Petroleum Comp. — Buy (add'l)

Occidental Petroleum Comp. — Sold (part)

Office Depot Inc — Int/Div — Buy

Oppenheimer Global Opportunity Fund — Int/Div

Oracle Corp. — Int/Div — Buy

Oracle Corp. — Buy (add'l)

Parker Hannifin Corp — Int/Div — Sold

Partmerre Lid — Int/Div — Buy (add'l)

Partmerre Lid — Buy (add'l)

SH). — Buy (add'l)

Patterson Cos Inc — Int/Div — Sold (part)

Patterson Cos Inc — Sold (part)

S$hb6 — Sold

Pepsico Inc — Int/Div — Buy (add'l)

Pepsico Inc — Buy (add'l)

Pepsico Inc — Sold (part)

Petsmart — Int/Div — Sold (part)

Petsmart — Sold

Pfizer Inc — Int/Div — Sold (part)

Pfizer Inc — Sold (part)

Pimco High Yield Fund — Int/Div — Buy (add'l)

Pimco High Yield Fund — Buy (add'l)

S80. — Sold (part)

S80. — Buy (add'l)

Polans Industries Inc — Int/Div — Buy (add'l)

Polans Industries Inc — Buy (add'l)

Precision Castparts Corp. — Int/Div — Sold (part)

SKS. — Sold (part)

Priceline Group Inc — Int/Div — Sold (part)

Priceline Group Inc — Buy (add'l)

Proctor & Gamble — Int/Div

Pulte Group Inc — Int/Div — Sold (part)

Pulte Group Inc — Sold

Putnam New Opportunities — Int/Div

Quintiles Transnational Holding — Int/Div — Buy

Quintiles Transnational Holding — Buy (add'l)

Raytheon Company — Int/Div — Buy (add'l)

Raytheon Company — Buy (add'l)

Regal Entertamment — Int/Div — Buy (add'l)

Regal Entertamment — Buy (add'l)

Regal Entertamment — Sold

Schlumberger Ltd — Int/Div — Sold (part)

Schlumberger Ltd — Sold (part)

Schlumberger Ltd — Buy (add'l)

Schlumberger Ltd — Sold (part)

Schlumberger Ltd — Buy (add'l)

Schwab Gov't Money Fund — Int/Div — Buy

Schwab Gov't Money Fund — Sold (part)

Schwab Gov't Money Fund — Buy (add'l)

Schwab Gov't Money Fund — Sold (part)

Schwab Gov't Money Fund — Buy (add'l)

Schwab Gov't Money Fund — A

Schwab Gov't Money Fund — Buy (add'l)

Schwab Gov't Money Fund — Sold (part)

Schwab Gov't Money Fund — Buy (add'l)

650), — Buy (add'l)

Seligman Communication - Mutual Fund — Int/Div

Servicenow Ing — Int/Div — Buy

Servicenow Ing — Buy (add'l)

Sherwm-Williams Co. — Int/Div — Buy (add'l)

Sherwm-Williams Co. — Buy (add'l)

SLM Comp. — Int/Div — Buy

SLM Comp. — Buy (add'l)

SLM Comp. — Sold (part)

Spectra Energy — Int/Div — Sold

Starbucks Corp — Int/Div — Sold (part)

Starbucks Corp — Sold (part)

Starbucks Corp — Buy (add'l)

Stericyele Inc — Int/Div — Sold

Templeton Global Bond Fund — Int/Div — Buy (add'l)

Templeton Global Bond Fund — Buy (add'l)

Templeton Global Bond Fund — Sold (part)

Thomburg Ltd — Int/Div

TIX Companies Inc — Int/Div — Sold (part)

TIX Companies Inc — Sold (part)

TIX Companies Inc — Sold

Twenty-First Centry Fox — Int/Div — Buy

Twenty-First Centry Fox — Buy (add'l)

Twenty-First Centry Fox — Sold (part)

Twenty-First Centry Fox — Buy (add'l)

Twenty-First Centry Fox — Sold

U.S. Savings Bonds ummm — Interest

US. Treasury Bills — Interest — Matured

US. Treasury Notes — Interest — Matured

U.S. Treasury Securities — Interest — Matured

US. Treasury Securities — Interest — Matured

US Bancorp. — Int/Div — Buy

US Bancorp. — Buy (add'l)

UBS Financial - Blackrock NY Municipal Trust — Interest — Sold

UBS Fmancial - Blackrock Muni Term Trust — Interest — Sold

UBS Fmancial - Powershares — Int/Div — Sold

Union Pacific Corp. — Int/Div — Buy (add'l)

T08. — Buy (add'l)

T08. — Sold (part)

Unit EIF Equity S&P 500 — Int/Div

United Technologies Corp — Int/Div — Buy

United Technologies Corp — Buy (add'l)

United Technologies Corp — Sold (part)

United Technologies Corp — Sold

Unitedhealth Group Inc — Int/Div — Buy

Unitedhealth Group Inc — Buy (add'l)

Valero Energy Corp. — Int/Div — Sold (part)

Valero Energy Corp. — Sold (part)

Valero Energy Corp. — Buy (add'l)

Vanguard Charlotte — Int/Div — Buy

Vanguard Short Term Tax Exempt Admiral Share — Int/Div

Verisk Analytics Inc — Int/Div — Buy (add'l)

Verisk Analytics Inc — Buy (add'l)

Verisk Analytics Inc — Sold

Verizon Communications Inc — Int/Div — Buy (add'l)

Verizon Communications Inc — Buy (add'l)

Verizon Communications Inc — Sold (part)

Verizon Communications Inc — Buy (add'l)

Verizon Communications Inc — Sold (part)

Vertex Pharmaceuticals Inc — Int/Div — Buy (add'l)

Vertex Pharmaceuticals Inc — Sold (part)

Viacom Inc — Int/Div — Sold (part)

Viacom Inc — Sold (part)

Viacom Inc — Sold

Visa Inc — Int/Div — Buy (add'l)

Visa Inc — Buy (add'l)

Wal-Mart Stores. Inc — Int/Div — Sold (part)

Wal-Mart Stores. Inc — Sold (part)

Wal-Mart Stores. Inc — Sold

Walt Disney Co — Int/Div — Sold (part)

T60). — Sold (part)

T60). — Buy (add'l)

Wells Fargo & Company — Int/Div — Buy (add'l)

Wells Fargo & Company — Buy (add'l)

Wells Fargo & Company — Sold

Western Asset N.Y Mum Mrkt — Interest — Redeemed

Westwood Income Oppty — Int/Div — Buy (add'l)

Westwood Income Oppty — Buy (add'l)

WW Grainger Inc — Int/Div — Sold (part)

WW Grainger Inc — Sold

Xerox Corp. — Int/Div — Buy (add'l)

Xerox Corp. — Buy (add'l)

Spouse's income — 2014 — Morgan Lewis & Bockius - partmership

Page 8 of 51, Line 72; "AMG GW&K Small Cap" - this is the complete name of the holding that previously was shown as GW&K Small Cap

Page 8 of 51, Line 84; "Anthem Inc.” - as of 12/3/14 was formerly known us Wellpoint Inc,

Page 13 of $1, Line 168; "California Resources Corp. - spun off of Occidental Petroleum Corp. on 12/1/14, and then this holding was completely sold on 12/5/14.

Page 34 of 51, Line 519; "Navient Corp." - spun off of SLM Corp, on 5/6/14 and then this holding was completely sold on 5/20/14,

Page 38 of 51, Line 588; "Priceline Group Inc." - us of 4/1/14 was formerly known as Priceline.com Inc.

Page 42 of 51, Line 660; “Seligman Communication Mutual Fund" - this is a holding SEIN acquired a very long time ago and we have no way of further

describing it. In efforts of full disclosure, this holding has been disclosed as a precaution rather than omitting it from the report even though Ji is not sure Ji still

owns it.

Page 45 of $1, Line 713; "Unit EIF Equity S&P 500" this holding was formerly known as UTS Equity. In the 2013 Financial Disclosure report, it was reported

that we could not find it because it had been renamed.

Page 49 of 514, Line 769; "Westen Asset N.Y Muni Mrkt." - was completely redeemed on 4/21/11 and should have been reported on the 2011 Financial

Disclosure Report.