Emmett Ripley Cox

What was filed

58
investments
2
positions
0
gifts
0
agreements
0
debts
1
reimbursements
1
income
0
spouse income

Named parties

i Oswalt Condominium Owners Association (see Section VIII for description)
Mobile Bay Compass Rose Fleet of International Yachting Fellowship of Rotarians (affiliate of Rotary International)
George Mason University, Law & Ecomonics Center
University of Alabama School of Law - Teaching

As filed

American Funds: Euro Pacific Growth A (Mutual Fund) — Int/Div — Buy (add'l)

RBC Centura Bank (Account) — Interest

BankTrust (Accounts) — Interest

The Vanguard Value Index Fund (Mutual Fund) — Int/Div

Harbor Fund Capital Appreciation (Mutual Fund) — Int/Div — Buy (add'l)

Matthews Int'l Funds: Asian Grth & Income Fund (Mutual Fund) — Int/Div — Buy (add'l)

Matthews Int'l Funds: Asian Grth & Income Fund (Mutual Fund) — Buy (add'l)

TDAM MM Portfolio Investor Class (Account) (Y)

Army Aviation Center FCU (Account) — Interest

Franklin Federal Ala T/F/Incm CL A (Mutual Fund) — Interest — Buy (add'l)

Franklin Federal Ala T/F/Incm CL A (Mutual Fund) — Buy (add'l)

Oppenheimer Developing Markets CL A (Mutual Fund) — Int/Div — Buy (add'l)

Sit New Beginning Tx Fr Inc Com (Mutual Fund) — Interest — Buy (add'l)

Sit New Beginning Tx Fr Inc Com (Mutual Fund) — Buy (add'l)

Vanguard INFL-Protected Secs Fd (Mutual Fund) — Int/Div — Buy (add'l)

TDAM MM Portfolio Investor Class (Account) (Y)

American Funds Europacific Growth F2 CL (Mutual Fund) — Int/Div — Buy (add'l)

American Funds Europacific Growth F2 CL (Mutual Fund) — Sold (part)

Brandywine Funds Com (Mutual Fund) — None — Sold

Clipper Fund Inc Com (Mutual Fund) — Int/Div — Sold (part)

Clipper Fund Inc Com (Mutual Fund) — Sold (part)

Clipper Fund Inc Com (Mutual Fund) — Buy (add'l)

Janus Invt Fund: Perkins Mid Cp VL Inv (Mutual Fund) — Int/Div — Buy (add'l)

Professionally Mdg Ptfl Osterweis Fund (Mutual Fund) — Int/Div — Buy (add'l)

Sequoia Fund Inc Com (Mutual Fund) — None — Sold (part)

Sequoia Fund Inc Com (Mutual Fund) — Sold (part)

Sequoia Fund Inc Com (Mutual Fund) — Sold

Third Avenue Tr Int'l Value Fund (Mutual Fund) — None — Sold

Ishares:Russell 3000 Index Fund (Mutual fund) — Int/Div — Buy (add'l)

shares: GSCI Commodity Indexed Trust (Mutual Fund) — None — Sold

Ishares: DJ US Real Estate (Mutual fund) — Int/Div — Buy (add'l)

American Funds: Euro Pacific Growth F (Mutual Fund) — Int/Div — Buy (add'l)

American Funds: Euro Pacific Growth F (Mutual Fund) — Sold (part)

American Funds: Growth Fund of America F (Mutual Fund) — Int/Div — Buy (add'l)

Clipper Fund Inc Com (Mutual Fund) — Int/Div — Buy (add'l)

Clipper Fund Inc Com (Mutual Fund) — Sold (part)

Loomis Sayles Fds I Bd Fd Inst] (Mutual Fund) — Int/Div — Buy (add'l)

Loomis Sayles Fds I Bd Fd Inst] (Mutual Fund) — Buy (add'l)

Mainstay Funds: ICAP Select Equity Fd CL 1 (Mutual Fund) — Int/Div — Buy (add'l)

Professionally Mgd Ptfl: Osterweis Fund (Mutual fund) — Int/Div — Buy (add'l)

Sequoia Fund Inc Com (Mutual Fund) — None — Sold

Third Avenue Tr Intl Value Fund (Mutual Fund) — Int/Div — Buy (add'l)

Pimco Funds, Commodity/Real Ret Strat Inst] (Mutual Fund) — Int/Div

Pimco Funds Commidity/Real Ret Strat Inst! (Mutual Fund) — Int/Div — Buy (add'l)

American Funds Fundamental Investors F (Mutual Fund) — Int/Div — Buy

Director and Secretary, i Oswalt Condominium Owners Association (see Section VIII for description)

Secretary-Treasurer, Mobile Bay Compass Rose Fleet of International Yachting Fellowship of Rotarians (affiliate of Rotary International)

Reimbursement — George Mason University, Law & Ecomonics Center — 08/26/10 - 08/29/10 — Fairfax, VA — Seminar — Lodging and meals

Income — 2010 — University of Alabama School of Law - Teaching — $10,000.00

Section I. Positions

“1 Oswalt Condominium Owners Association i is a not-for-profit association that holds title to and manages the common areas for three condominium units, one of

wen

il is owned by Emmett R. Cox on

a

1

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