Jan Ely DuBois

102. CitiGroup (5) IRA — None — Buy (add'l)

125.Citigroup(S)(9)(35) — None

134. Oracle Corp. (5) IRA — Int/Div

137. Cisco Sys Inc. (5) IRA — None

139. Visteon Corp. }(9)36) — None — Redeemed

141. Zimmer Hldgs. Inc. (38) — None — Sold

142. Zimmer Hldgs. Inc. (38) — None — Sold

145. IL HLTH FAS-A BE (07-01-10) — Interest — Redeemed

152. Pfizer, Inc. (5) IRA — Int/Div — Buy (add'l)

159. Medco Health Solutions, Inc. (5)(42) IRA 20. 161. IShares MSCI Japan Index Fund (6) IRA 21. 162. Ishares MSCI EAFE Fund (6) IRA 22. 163. Allscripts Healthcare Shs Inc. (6) IRA — Int/Div

165. BDP-Morgan Stanley Bank (47) — Interest

166. Royal Dutch Shell PLC(43) — Int/Div

167. Norwin School Dist 5625 26. 171. Royal Dutch Shell PLC(9)(44) — Int/Div — Redeemed

173. BDP Morgan Stanley Bank (48) — Interest

176. New York Community Bancorp, Inc (5) IRA — Int/Div — Sold

178. Whole Foods Markets, Inc. (5) IRA — None — Sold

182. Nuveen Global VLE Opport Fund — Int/Div

183. Eaton Van Tax MNGD GLBL (9) — Int/Div — Buy (add'l)

184. Morgan Stanley Bank (9) (46) — Interest

185. Nuveen Global VLE Opport Fund (9) — Int/Div

186. Morgan Stanley Bank — Interest

189. Starbuck Corp. Washington (5) IRA — Int/Div

191. MS Emerging Mkts Domestic Debt (9) 38. 192. Discover Financial Services (49)(Trust) 39. 193. AT&T (50) — Int/Div — Sold

194. Teradata (51) 41. 196. The Financial Sel Sect Spdr. FD (5) IRA — Int/Div

197. Manitek Intl Inc. Com. (53) — None — Buy (add'l)

198. Sinus XM Radio, Inc. (5) IRA (54) — None

199. Ishares DJ US Real Estate Index (5) RA — Int/Div — Sold

200. Blackrock Real Asset Equity (6) IRA — Int/Div — Sold

201. Blackrock GLBL OPP EQ TR (6) (55) IRA — Int/Div

202. Merge Healthcare, Inc. (6) — None — Buy

203. Wisdom Tree Int'l Large CAP (DOL) 6) — Int/Div — Buy

Reimbursement — New York Intellectual Property Law Association — March 25, 2010 — New York City, New York — Annual Dinner — The Waldorf-Astoria (meals, garage and hotel)

(5) (Lines 58, 59, 64, 69, 102, 106, 120, 132, 134, 136, 137, 151, 152, 176, 177, 178, 179, 188, 189, 196, 198, 199) Securities in an IRA Account with Morgan

Stanley.

(6) (Lines 161, 162, 163, 174. 200, 201, 202, 203, 204) Securities in”

1 IRA Account with Morgan Stanley.

reer tor roy

Fo

(9) (Lines 80, 88,125,139, 171, 182, 183, 184, 185, 191, 192) Securities in_ ~~~ ] Trust of which

pIER—

“1 is co-trustee and income beneficiary.

(10) (Line 94) Checking Account - First Union changed name to Wachovia. Wachovia changed name to Wells Fargo.

(35) (Line 125) { shares of Associates First Cap CP A exchanged for] ] shares Citigroup.

(36) (Line 139) Spin-off from Ford Motor Company.

(38) (Lines 141 and 142) Spin-off from Bristol Myers-Squibb Company.

(42) (Line 159) Stock dividend distributed to Merck & Co Shareholders (Line 69).

(43) (Linel66); 5 shares of Royal Dutch Pete 2B exchanged for] 7] shares of Royal Dutch Shell PLC.

(44) (Line 171)" 1 shares of Royal Dutch Pete 2B exchanged for] ] shares of Royal Dutch Shell PLC.

(46) (Line 186) Conversion from Active Assets Account to Bank Deposit Program ("BDP") - Morgan Stanley Bank.

(47) (Line 165) Conversion from Active Assets Account to Bank Deposit Program ("BDP") - Morgan Stanley Bank.

(48) (Line 173) Conversion from Active Assets Account to Bank Deposit Program ("BDP") - Morgan Stanley Bank.

(49) (Line 192) Stock dividend distributed by Morgan Stanley.

(50) (Line 193) AT&T acquired Bell South Corp.

(51) (Lines 99 and 194) Stock dividend distributed by NCR.

(52) (Line 195) Discover Bank name changed to Morgan Stanley Trust Bank

(53) (Lines 190 and 197) Ver-Tek Int'l Corp., changed its name to Manitek Int'l Inc. Com.

(54) (Lines 179 and 198) XM Satellite Radio Hldg. CL A - changed its name to Sirius XM Radio, Inc.

(55) (Lines 174 and 201) Exchanged?’"""} shares of Blackrock World Invest Trust stock for 2] shares of Blackrock Global Opportunity Equity Trust stock.

Sosa