Marsha Siegel Berzon

BANK OF AMERICA ACCOUNTS — Interest

CITIBANK ACCOUNTS *3 — Interest

FIRST REPUBLIC BANK ACCOUNTS *3 — Interest

STERLING BANK & TRUST ACCOUNTS *3 — Interest

UNION BANK ACCOUNTS *3 — Interest

USBANK ACCOUNTS *3 — Interest

COCA COLA COMPANY - COMMON STOCK — Int/Div

COMCAST CORP NEW CL A COMMON STOCK — Int/Div

CORNING INC - COMMON STOCK — Int/Div

FRONTIER COMMUNICATIONS (X) — Int/Div

LSICORPORATION - COMMON STOCK — None

NSTAR - COMMON STOCK — Int/Div

PEPSICO INCORPORATED - COMMON STOCK — Int/Div

PUB SVC ENT GROUP INC - COMMON STOCK — Int/Div

VERIZON COMMICATIONS - COMMON STOCK — Int/Div

VODAFONE GROUP NEW ADR F — Int/Div

DREYFUS ACTIVE MIDCAP FUND — Int/Div

DREYFUS APPRECIATION FUND — Int/Div

DREYFUS EMERGING LEADERS FUND * — Int/Div

DREYFUS OPPORTUNISTIC (FORMERLY DREYFUS EMERG LEADERS FD) *2 — None

RS MID CAP OPPORTUNITIES FUND — None

SCHWAB PREMIER EQUITY SELECT SHARES — Int/Div

SCHWAB CA MUNI MONEY FUND (SWEEP) — Int/Div

SCHWAB CA MUNI MONEY FUND (NON-SWEEP) — Int/Div

TANAKA GROWTH FUND CL R (FORMERLY EMBARCADERO ABS & MKT) *4 — None

FIDELITY CA AMT TAX FREE MMKT INST CLASS — Int/Div

ACCOUNTRAX RETIREMENT ACCOUNT, — Int/Div

AMERICAN FUNDS FUNDAMENTAL INVESTORS

FIDELITY SPARTAN 500 INDEX FUND — Buy (add'l)

VANGUARD TARGET RETIREMENT INCOME FUND (INV) — Buy (add'l)

VANGUARD TARGET RETIREMENT 2015 FUND (INV) — Buy (add'l)

VANGUARD TARGET RETIREMENT 2025 FUND (INV) — Buy (add'l)

IRA#1 7 ACCOUNT) — Int/Div

AMCAPFUND-CLASS A

WASHINGTON MUTUAL INVESTORS FUND -CLASS A

IRA #2 — Int/Div

AMERICAN FUNDS - EUROPACIFIC GROWTH FUND-CL A

AMERICAN FUNDS - THE GROWTH FUND OF AMERICA -CL A

AMERICAN FUNDS - NEW PERSPECTIVE FUND -CL A

AMERICAN FUNDS - CAPITAL WORLD GROWTH AND INCOME FUND-CL A

AMERICAN FUNDS - FUNDAMENTAL INVESTORS -CL A

AMERICAN FUNDS - THE INVESTMENT COMPANY OF AMERICA -CLA

AMERICAN FUNDS - CAPITAL INCOME BUILDER - A

AMERICAN FUNDS - THE INCOME FUND OF AMERICA -CLA

AMERICAN FUNDS - AMERICAN BALANCED -CL A

CAPITAL ACCOUNTIN LAW FIRM PARTNERSHIP *1 — Interest

Reimbursement — UNIVERSITY OF SOUTHERN CALIFORNIA — 3/4/2011 - 3/5/2011 — LOS ANGELES, CA — EDUCATIONAL ACTIVITY — TRAVEL, LODGING, MEALS

Reimbursement — A NVJILUITIOAYE UNLV LANL 3 — JIE LVL) = NLIJI&VL — ENNELY XR UININ, IY — JEP Lola INL ASSOCIATION ACTIVITY — AANSY VY LL, LAJLOLINGO,, IVILLMLY

Reimbursement — Tele Ae SEIT ASE CALIFORNIA JUDICIAL CONFERENCE — HAL VI LD TTYVLATLAVE — ANSAINIWMIYOU LL CVU UAY ed Oh — PANE gai Te ASSOCIATION ACTIVITY — AINA NW Aoboy LAJLANILINNI yy IVIL AL

Income — 1.9/9/2011 — HARVARD UNIVERSITY, RADCLIFFE INSTITUTE FOR ADVANCED STUDY - TEACHING — $1,000.00

Income — 2011 — UC HASTINGS COLLEGE OF THE LAW - TEACHING — $3.060.00

*| THE EARNINGS REPORTED IN PART VII REPRESENT THE!

_ DISTRIBUTIVE SHARE OF PARTNERSHIP INTEREST INCOME.

*2 DREYFUS EMERGING LEADERS MERGED WITH DREYFUS OPPORTUNISTIC ON 12/15/2011

*3 IN PRIOR YEARS, EACH ACCOUNT FROM THIS FINANCIAL INSTITUTION WAS LISTED SEPARATELY. IN ACCORDANCE WITH REPORT

INSTRUCTIONS, INCOME AND VALUE AMOUNTS FOR INDIVIDUAL ACCOUNTS ARE NOW REPORTED IN THE AGGREGATE FOR EACH

INSTITUTION.

*4 IN JANUARY 2011, AS A RESULT OF A RE-ORGANIZATION, ALL ASSETS OF BOTH "EMBARCADERO ABSOLUTE" AND "EMBARCADERO

MARKET" WERE TRANSFERRED TO "TANAKA GROWTH FUND CL R".