John A. Woodcock jr

MetLife Common Stock [ — Int/Div

Matsut Common Stock - ADRs — Int/Div

Apple, Inc Common Stock — None

Amencan Movil SA Common Stock (Comment) — Int/Div — Buy

The Growth Fund ol America — Int/Div

Aamencan Capual Income Butlder — Int/Div — Sold

Microsoft Common Stock — Int/Div

Norfolk Southern Common Stack — Int/Div

ASA (Benmuda) LTD Common Stock — Int/Div

Fidelity Tiend Fund — Int/Div

Naveen Tax Adv Fotal Return Stiategy J Fund — Int/Div

CVS Common Stock — Int/Div

Sunstone Hotel Investors (REIT) — Distribution

AT&} Common Stock — Int/Div

Invesnment Company of America (Comment) x)

EuroPac Growth Mutua! Fund — Int/Div

amencan Capnal Income Builder Mutual y Fund Comment) (v)

Lene Mason Clearbudge Appreciation Mutual Fund IRA — Int/Div

Legg Mason ClearbndgeCapual and Income Fund IRA (Comment) — Int/Div

Eagle Bulk Smpping, Inc Common Stock — Nong

Target Corp — None — Sold

Northrup Grumman Comman Stock — Int/Div

Swe Street Comp. Common Stock — Int/Div — Seld

Income — or = PE

fem I

Morgan Sianley Bank Deposits became the recipient of each ol the stock sales dunng the year Accordingly. the transactions are described as a transfer

and, as «a number of transfers were made as stocks were sold, the date of cach transfer is not lisicd The total amount of the nansfers 1s 1eflected in the value code.

liem 12

American Moyil was purchased on January 8, 2008 and nadveriently emitted ftom the Financial Disclosure Report for last year.

"

5!

Item 39. Imestment Company of America, which appeased mn past reports, 15 held solely by a dependent

*

©

:

Zl who 1s no longer dependent The mlvnmation on

this fund, which appeared in prior reports, has not been completed and will not appear in future reports

Item 46

All shares in Ameiican Capital Income Buinlder Muwal Fund were sold on December 18. 2009 This transaction 1s 1eported mw full on line 17

fem 48 Legg Mason Appreciation Fund is now known as Legg Mason Clearbridge Appreciation Fund

liem 49 Legg Nt

55

ason Capital and Income Fund 1s now known as Legy Mason Clearbiidge Capital and Income Fund