Katharine Sweeney Hayden

BROKERAGE ACCOUNT #3

BROKERAGE ACCOUNT #1

Alcoa Inc. Common Stock — None — Sell — Note in Part VIII

Alcoa Inc. Common Stock — Int/Div — Buy — Note in Part VIII

Arbor Realty Trust Inc. Common Stock — Int/Div

Cabela's Inc. Class A Common Stock — None — Sell

Consolidated Edison Inc. Common Stock — Int/Div

Duke Energy Corp. (Holding Company) Common Stock — Int/Div

Encana Corp-Cad Common Stock — Int/Div

Enterprise Prods Partners LP Common Stock — Int/Div — Buy

GlaxoSmithKline PLC SP ADR Common Stock — Int/Div

JP Morgan Chase & Co. Common Stock — Int/Div — Sell

Kimberly Clark Corp. Comunon Stock — Int/Div

Motorola Inc. DE Common Stock — Int/Div — Sell

Newell Rubbermaid Inc. Common Stock — Int/Div

Nokia Corp. Sponsored ADR Common Stock — Int/Div

PentairInc. Common Stock — Int/Div

Pfizer Inc. Common Stock — Int/Div

Sasol Ltd., Spons. ADR Common Stock — Int/Div

Walt Disney Co. Comunon Stock — Int/Div — Buy

Wyeth Common Stock — Int/Div — Sell

Calamos Strategic Total Return ST TH AUCTRT CUM PFD — Int/Div — Redemption

Van Kampen Sr Incm TR SER W Taxable AUCT CUM PFD SHS — Int/Div — Redemption

Van Kampen Sr Incm TR SER F AUCT RT CUM PFD SHS — Int/Div — Redemption

Alxia Group Inc. Common Stock — Int/Div — Buy

Aqua America Inc. Common Stock — Int/Div

AT&T Inc. Common Stock — Int/Div — Buy

Chesapeake Energy Corp. Common Stock — Int/Div — Buy

Citibank NA Bank Deposit Program — Interest — Note in Part VIII

Honeywell Intl Inc. Common Stock — Int/Div

Kayne Anderson Mlp Invt Co. Ser A Bond — Interest — Redemption

Kayne Anderson Mlp Invt. Co. Ser B Bond — Interest — Redemption

Masco Corp. DE Common Stock — Int/Div — Sell

Masco Corp. DE Common Stock — Sell

Microsoft Corp Common Stock — Int/Div

Mitsubishi UFJ Financial Group Inc. ADR Common Stock — Int/Div — Sell

Montpelier RE Holdings Ltd. Common Stock — Int/Div

Procter & Gamble Co. Common Stock — Int/Div

Sara lLee Corp. Comunon Stock — Int/Div — Sell

Sears Holding Corp. Common Stock — None

Wal-Mart Stores Inc. Common Stock — Int/Div

American Intl Group Inc. Common Stock — Int/Div — Buy

Citibank NA South Dakota Bank Deposit Program — Interest — Note in Pait VIII

CVS Corp. Common Stock — Int/Div — Buy

Foster Wheeler LTD Bermuda Common Stock — None

Hanesbrands Inc. Comunon Stock — None — Sell

Hitachi LTD-ADR Common Stock — Int/Div — Sell

L-1 Identity Solutions Inc. Comunon Stock — None

Marvell Technology Group LTD-USD Comunon Stock — None — Sell

Nabors Industries LTD-USD New Common Stock — None

Patterson UTI Energy Inc. Common Stock — Int/Div

WM Wrigley Jr Co. Common Stock — Int/Div

Westem Asset Municipal money Market Fund C1 A — Interest — Note in Part VIII

Citicorp Trust Bank FSB Bank Deposit Program — Interest — Note in Part VIII

Transocean Inc. Common Stock — None — Buy — Note in part VIII

Transocean Inc. Common Stock — Sell

Seaspan Corp Common Stock — Int/Div — Buy

Alcatel-Lucent ADR Common Stock — Distribution — Buy

Alcatel-Lucent ADR Common Stock — Sell

Align Technology Inc. Common Stock — None — Buy

Annaly Capital Management Inc Common Stock. — None — Buy

BJ Services Co Common Stock — Int/Div — Buy

BJ Services Co Common Stock — Buy

BJ Services Co Common Stock — Sell

Brookdale Sr Living Inc Common Stock — None — Buy

Brookdale Sr Living Inc Common Stock — Sell

Citadel Broadcasting Corp Common Stock — None — Buy — Note in Part VIII

Citadel Broadcasting Corp Common Stock — Sell

Citigroup Inc Common Stock — Int/Div — Buy

Citigroup Inc Common Stock — Sell

Citzens Communications Co Common Stock — Int/Div — Buy

Citzens Communications Co Common Stock — Sell

Darling Intl Inc Common Stock — None — Buy

EMC Corp - Mass Common Stock — None — Buy

EMC Corp - Mass Common Stock — Buy

Energy Transfer Partners LP Common Stock — None — Buy

General Maritime Corp Common Stock — Int/Div — Buy

General Maritime Corp Common Stock — Sell

General Lease Ltd ADR Common Stock — Int/Div — Buy

Home Depot Inc Common Stock — Int/Div — Buy

Impala Platinum Holdings Ltd Sponsored ADR Common Stock — Int/Div — Buy

Knaft Foods Inc Class A Common Stock — None — Sell — Note in Part VIII

Knaft Foods Inc Class A Common Stock — Sell

Layne Christensen Co Common Stock — None — Buy

Layne Christensen Co Common Stock — Buy

Lowes Companies Inc Common Stock — Int/Div — Buy

McDonalds Corp Common Stock — Int/Div — Buy

Shering Plough Corp Common Stock — None — Buy

Shering Plough Corp Common Stock — Sell

Shering Plough Corp Common Stock — Buy

Shering Plough Corp Common Stock — Sell

Spectra Energy Corp Common Stock — Int/Div — Buy — Note in Part VIII

Spectra Energy Corp Common Stock — Sell

Telecom Italia SPA-ADR Common Stock — Int/Div — Buy

Wachovia Corp 2nd Common Stock — None — Buy

Walter Inds Inc Common Stock — Int/Div — Buy

Walter Inds Inc Common Stock — Sell

BROKERAGE ACCOUNT #2

Fidelity Investments Money Market Account — Int/Div

Westemn Asset Municipal Money Market — Interest

Smith Bamey FMA Account — Interest

IRA/401K ACCOUNTS

IRA Franklin Templeton Mutual Shares Fund Class A — Int/Div

IRA Smith Bamey Money Funds Inc. Class A — Interest

IRA Smith Bamey Money Funds Class A — Interest

IRA Smith Bamey — Interest — Note in Part VIII

Guardian Whole Life — Int/Div

Citibank NA Bank Deposit — Interest — Note in Part VIII

Adjunct Professor, Seton Hall University School of Law

Board of Directors, Federal Judges Association

Agreement — SF = 7 LE =o

Reimbursement — Federal Judges Association — Washington, DC

Income — 2007 — Seton Hall University School of Law, Adjunct Professor - Spring Term — $ 6,000.00

Income — 2007 — Seton Hall University School of Law, Adjunct Professor - Fall Term — $ 6,000.00

Part VII - Line 2 - Holdings in Alcoa Inc Common Stock at 12/31/2006 were sold on 1/19/2007 (subsequent purchase made as shown on Part VII - Line 3)

Part VII - Line 3 - Subsequent to sale of Alcoa Inc Common Stock (as shown on Part VII-Line2), {J illJJi of Alcoa Inc Common Stock was purchased on 7/27

Part VII - Line 28 - Citibank NA Bank Deposit Program is a sweep money market bank account

Part VII - Line 43 - Citibank NA South Dakota Bank Deposit Program is a sweep money market bank account

Part VII - Line 53 - Western Asset Municipal Money Market Fund Cl A is a sweep money market bank account

Part VII - Line 54 - Citicorp Trust Bank FSB Bank Deposit Program is a sweep money market bank account

Common Stock and cash

Part VII - Line 55 - Due to a merger on 11/27, shareholders'a [ in Transocean Inc Common Stock were exchanged for [Bi Transocean Inc

Part VII - Line 67 - Due to a spinoff on 6/14, Walt Disney Co spun off to shareholder (ll of Citadel Broadcasting Corp Common Stock and HED

spinoff on 2/12 and fractional shares redeemed for cash on 2/12

Part VII - Line 84 - Due to spinoff on 4/5, altria Group Inc spun off to shareholders (EEN of Draft Foods Inc Class A Common Stock

Part VII - Line 94 - Due to a spinoff on 1/8, Duke Energy Corp (Holding Company) spun off to shareholder (lll) of Spectra Energy Corp Common Stock;

thereafter on 1/31 additional shares were purchased

Part VII - Line 103 - Citibank NA Bank Deposit Program is a sweep money market bank account

Part VII - Line 109 - IRA Smith Bamey consolidated with Line 108 - IRA Smith Barney Money Funds Class A