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Agreement — PENSON — AS A FORMER NYC EVPLOYEE I RECEIVE A CITY PENSION

Agreement — COLUM3US STAT — —_.0 COLUM3US

Income — NAVY FEDERAL CREDIT UNION — CAR — J

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VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of

spouse and dependent children. See pp. 34-60 of Instructions.)

B

Description of Assets

Income

Gross value

(including trust assets)

during

at end of

Transactions during reporting period

reporting period

reporting period

1)

@

(H

[6]

Mm

If not exempt from disclosure

Type

Place "(X)" after each asset

-8

Value

or:

2)

(3)

4

exempt from prior disclosure.

Amt.

di

Vv.

5

Value

Method

buy, sell,

Date:

Value

ain

Identity of

Codel

rent or

Code2

Code3

merger,

Month-

Code2

Codel

buyer/seller

(A-H)

int.)

(J-P)

Q-W)

redemption)

Day

d-p)

(A-H)

(ifprivate transaction)

CC] NONE

assets, or transactions.)

(No reportable income,

"GREAT WESTERN BANK

E

INT

«|

NY MUNICIPAL BOND

A

INT

s |

13

14

10

11

12

13

14

15

16

17

Income/Gain Codes:

A=31,000 or less

B=$1,001-$2,500

C=$2,501-$5,000

D=$5,001-$15,000

E=$15,001-$50,000

(See Col. Bl, D4)

F=$50,001- $100,000

G=$100,001-$1,000,000

H1=$1,000,001-$5,000,000

H2=More than $5,000,000

Value Codes:

J=$15,000 or less

K=$15,001-$50,000

+ L=$50,001- $100,000

M=§100,001-$250,000

(See Col. Cl, D3)

N=$250,001-$500,000

0=$500,001-$1,000,000

P1=$1,000,001-$5,000,000

P2=$5,000,001-$25,000,000

P3=$25,000,001-$50,000,000

P4=More than $50,000,000

Value Method Codes: Q=Appraisal

R=Cost (real estate only)

S=Assessment

T=Cash/Market

(See Col. C2)

U=Book value

a

V=0tl er

W=Estimated