Nicholas Garaufis

AMERICAN FUNDS: AMERICAN CAPITAL WORLD GROWTH & INCOME FUND — Int/Div

CITY OF NEW YORK DEFERRED COMPENSATION PLAN — Int/Div

EQUIVEST VARIABLE ANNUITY — None — Closed

ABCPENSION PLAN — None

AIM GLOBAL EQUITY FUND CL B — Int/Div

ISHARES MIDCAP — Int/Div

ISHARES TRMSCI — Int/Div

OPPENHEIMER GLOBAL FUND — Int/Div

OPPENHEIMER GLOBAL FUND — par)

ROCHESTER FD. MUNI A — Int/Div

AMERICAN FUNDS: AMERICAN HIGH INCOME CLASS FUND — Int/Div

ALLIANCE GROWTH INCOME CL. A — Int/Div

AIM CONSTELLATION FDCLB — Int/Div — Sold

GABEILLI ASSET FUND — Int/Div

ROYCE TOTAL RET. INV — Int/Div

2004 TRUST — None

RYDEX SG! MGE FUTURES — Int/Div — Buv

RYDEX SG! MGE FUTURES — Buy (add'l)

RYDEX SG! MGE FUTURES — Buy (add'l)

RYDEX SG! MGE FUTURES — Buy (add'l)

ARTISAN INTL INVESTOR — Int/Div — Buy

MEMBER, BOARD OF DIRECTORS, UBLISHING COMPANY, INC

Reimbursement — UNITED STATES TENNIS ASSOCIATION — 01/08/09 -01/10/09 — KIAWAH ISLAND, SC — CONFERENCE — TRAVEL

Reimbursement — UNITED STATES TENNIS ASSOCIATION — 03/14//09 - 03/17/09 — PALM SPRINGS, CA — CONFERENCE — TRAVEL

Reimbursement — UNITED STATES TENNIS ASSOCIATION — 09/05/09 - 09/07/09 — NEW YORK, NY — CONFERENCE — TRAVEL

Income — 2009 — ABC INC. RETIREMENT PLAN — $13,053

Spouse's income — 2009 — CITIZENS BUDGET COMMISSION. FORM 1099-MISC. - CONSULTING INCOME

Spouse's income — 2009 — FORESTDALE, INC., FORM 1099-MISC. - CONSULTING INCOME

Spouse's income — 2009 — NATIONAL JAZZ MUSEUM IN HARLEM, FORM 1099-MISC. - CONSULTING INCOME

Spouse's income — 2009 — NEW YORK UNIVERSITY, FORM 1099-MISC - CONSULTING INCOME

VIi, PAGE 5 OF 9, LINE 26:

ABC, INC. PENSION PLAN. | AM DESIGNATED TO RECEIVE MONTHLY PENSION BENEFITS UNDE

|PENSION PLAN.

PART lil, LINE 2 DISCLOSES INCOME RECEIVED. THESE PAYMENTS WILL CEASE UPON MY DEATH

VII. PAGE 5 OF 9, LINE 15:

EQUIVEST VARIABLE ANNUITY WAS TERMINATED IN PRIOR YEAR AND ERRONEOUSLY INCLUDED {N 2008 FINANCIAL DISCLOSURE

REPORT AS ACTIVE ACCOUNT.