C. Ashley Royal

Polywad, Inc — None

SunTrust Account #3 — Interest

SunTrust Account #4 — Interest

SunTrust Account #7 — Interest

Growth Fund of America — Int/Div

TICC Capital Corp — None — Sold

TICC Capital Corp — None — Sold

TICC Capital Corp — None — Sold (part)

Annaly Capital Mgmt Inc — Int/Div — Buy

Centurytel Inc — Int/Div — Buy

France Telecom — Int/Div — Buy

Microsoft Corp — Int/Div — Buy

Micron Technology Inc ] — None — Buy

Nerthstar Realty Fin Corp — None — Buy

Power One Inc — None — Buy

Atlas Energy Inc — Int/Div

Se. 3 — SE CR SIRE a ray

Income — Spring '09 — Mercer University School of Law — $£2.000.00

Income — 2.Qrt. "09 — West Services, Inc. (Book royalties) — $2,677.90

Income — Fall '09 — Mercer University School of Law — $2,000.00

Spouse's income — 2009 — First Presbyterian Day School - Math Teacher

Spouse's income — 2009 — Covenant Academy - Math Teacher

I. POSITIONS

1 have no beneficial interest in the estate. There are no assets owned by the estate. There have been no acquisitions, dispositions or capital gains. This response

includes now and at all times during the reporting period.