Israel Leo Glasser

Amencan Tel. & Tel. — Int/Div

AT&T — Int/Div

PP. &L — Int/Div

DaytonP & L — Int/Div

Chevron Texaco Corp. — Int/Div

Nuveen Growth & Inc. Fd. (Large Cap. Value) — Int/Div

Rochester Municipals — Int/Div

Rochester Ltd. Term — Int/Div

Burlington Northern Santa Fe — Int/Div — Sold

Exxon Mobil — Int/Div — Sold (part)

General Electric — Int/Div

Conoco Phillips — Int/Div

Norfolk Southern — Int/Div

Pepsico,Inc. — Int/Div

Scana Corp. — Int/Div

Washington Gas & Light — Int/Div

Nuveen Tax Ex. U. Tr. Ser. 202 — Interest

Fems Baker Res. Fd — Interest

U.S. Treas. Bills — Interest

HSBC — Interest

TIAA/CREF Mutual Fund — Int/Div

State of Israel — Interest

CMA NY Mun — Interest

Verizon — Int/Div

Quest — Int/Div

Axa — Int/Div

Nuveen NY Div MCPL — Int/Div

Memill Lynch Bkg Adv — Int/Div

AVAYA — Int/Div

IBM — Int/Div

Microsoft — Int/Div

Vodafone — Int/Div

Agere — Int/Div

Comcast — Int/Div

GE Capital Corp. SRNOTE 5.815 — Interest

American Capital — Int/Div

Blackrock Global formerly ML Global Alloc. — Int/Div

Mutual Discovery — Int/Div

AT&T Pfd. Sr. Note — Distribution

American Growth Fund — Int/Div

AIM Charter Fund — Int/Div

Southem Co. — Int/Div

AT&T — Int/Div

Verizon — Int/Div

Sysco Corp. — Int/Div

Southern Co. — Int/Div

Aqua — Int/Div — Sold

Kraft Food 6.125% — Interest — Buy

Verizon 6.1% — Interest — Buy

Burlington Northen 4.7% — Interest — Buy

Goldman Sachs 5.375% — Interest — Buy

General Electric 5.25% — Interest — Buy

Proctor & Gamble — Int/Div — Buy

Nucor — Int/Div — Buy

Abbott Labs — Int/Div — Buy

Kimberly Clark — Int/Div — Buy

Suffolk Co. NY Pub. Impt — Interest — Buy

NYS Twy. Auth. St. Pers — Interest — Buy

First Eagle Global CIC — Int/Div — Buy

First Eagle Fund — Int/Div — Buy

Blackrock Equity — Int/Div — Buy

CD Bank of America — Interest — Buy

Tri Contl. Corp. — Int/Div — Sold — note in VIII

Frontier Communications Corp. (spinoff of Verizon) — Int/Div

Genon Energy — Int/Div — note in VIII

C ‘enterpoint Energy — Int/Div — note in VIII

Income — 2010 — NYS Employee's Retirement System — $8357.16

64. My Financial Disclosure Report for 2006 reflected that Tri Continental was sold on 12/07/06 by Broker A

Tri Continental was also held in street name by Broker B

Having reported its sale in 2006, it was not reported as an asset in 2007, 2008 and 2009 inadvertently overlooking that it was still held by Broker B

When Broker B advised of its sale in 2010, I pursued the inconsistency and provide this explanation

66 & 67. Centerpoint, Genon and RRI were not always previously reported. The dizzying sequence of splits and name changes, which I did not keep up with

accounted for it. Below is that sequence as provided to me by

bi broker

Judge Glasser:

I looked back over the past 10 years of statements and account activity for, 7} account. Below is a recap of the stocks we discussed (all from the same

we

originating company).

In 1999, Houston Industries changed its name to Reliant Energy. I =" = BE Reliant Energy (REI) as of the end of 2001.

Riimicmmsicstmmenicns io suis misdaad or SWS

12/31/01 Holdings: :

Reliant Energy (REI)

In 2002, Reliant Energy split into Centerpoint Energy (CNP) and Reliant (RRI)

12/31/02 Holdings: £ "1 Centerpoint Energy (CNP) and} [27] Reliant (RRI)

In 2003, Centerpoint E

nergy (CNP) spun off Texas Genco ( (TGN).

received] shares of Texas Genco (TGN).

12/31/03 Holdings:

Centerpoint Energy (CNP), i 1 Reliant (RRT) and] Texas Genco (TGN).

In 2004, no changes occurred.

12/31/04 Holdings:

Centerpoint Energy (CNP), Li 1 Reliant (RRI),

and:

i Texas Genco (TGN)

In 2005, Centerpoint Teacquired Texas Genco for an all cash purchase.

Texas Genco shares were sold

12/31/05 Holdings: I} Centerpoint Energy (CNP) and.

Reliant (RR)

In 2006, no changes i Jy

12/31/06 Holdings: } } Centerpoint Energy (CNP) an

Reliant (RRI)

In 2007, no changes Lc —y

12/31/07 Holdings: i 7] Centerpoint Energy (CNP) and} "(Reliant (RRI).

EAL

In 2008, no changes occurred.

12/31/08 Holdings: [7 3 Centerpoint Energy (CNP) and}’:3 Reliant (RRI)

In 1009, Reliant changed its name to RRI Energy and maintained the symbol RRI

RRI Energy (RRI).

12/31/09 Holdings: or T:Centerpoint Energy (CNP) and?

In 2010, RRI Energy changed its name to Genon Energy and its symbol to GEN. The amount of shares is the same.

12/31/10 Holdings: | - 77 Centerpoint Energy (CNP) and: -§ Genon Energy (GEN).