Gray Hampton Miller

Everbank Bank Account — Interest

Everbank Bank Account — Interest — Closed — Note mm Part VII

Chase Bank Account (Y)

Wasatch Global Opportunities FD — Buy (add'l)

Performex Mula Manager Fund 3¢1 LP — None — Distributed

Brokerage Account #1 (H)

Cash Account — Interest

Corndor Res Inc. Common Stock — None — Sold

ORCA Exploration — None — Sold

St. Andrew Goldfields - New Common Stock — None — Sold

Manitok Energy Inc 23Apr2011 — None — Sold (part)

Manitok Energy Inc 23Apr2011 — Sold

Dynacor Gold Mines Inc Common Stock — None — Sold (part)

Dynacor Gold Mines Inc Common Stock — Sold

Southern Pacific Resource Corp Common Stock — None — Sold

Pivot Technology Solutions (formerly Pivot Acquisition... — Interest — Sold (part) — Note in Part VII

Pivot Technology Solutions (formerly Pivot Acquisition... — Sold (part)

Pivot Technology Solutions (formerly Pivot Acquisition... — Sold

Apple Inc Common Stock — Int/Div — Sold

Legacy Oil & Gass Inc Common Stock — None — Sold

WTS-SFG Parent Inc — None

OfficeMax Inc Common Stock — None — Sold

NI Holdings Inc CL-B — None — Sold

OCH Ziff Cap Mgmt Grp LLC CL A — Int/Div — Sold

OCH Ziff Cap Mgmt Grp LLC CL A — Buy

OCH Ziff Cap Mgmt Grp LLC CL A — Sold

Aetna Inc Common Stock — Int/Div — Sold

Southwest Airlines Co Common Stock — Int/Div — Sold

Renegade Petroleum Ltd Common Stock — Int/Div — Sold

Kohl Corp Common Stock — Int/Div — Sold

Cheesecake Factory Inc Common Stock — None — Buy — Note mm Part VII

iShares Dow US Home Construction Idx — None — Buy — Note mm Part VII

StJoe Co Common Stock — None — Buy — Note in Part VII

Home Depot Inc Common Stock — None — Buy — Note in Part VII

Goldcorp Ine Common Stock — Int/Div — Buy

Goldcorp Ine Common Stock — Sold

EMC Corp Mass Common Stock — Int/Div — Buy

EMC Corp Mass Common Stock — Sold

Jabil Circuit Inc Common Stock — Int/Div — Buy

Jabil Circuit Inc Common Stock — Sold

Motors Liquidation GUC TR BEN (X) — None — Sold

Vivendi (VIV FP) Common Stock — None — Buy

Vivendi (VIV FP) Common Stock — Sold

Bayerische Motorenwk Common Stock — None — Buy

Bayerische Motorenwk Common Stock — Sold

Gap Inc Common Stock — None — Sold — Note m Part VII

Gap Inc Common Stock — Buy

Gap Inc Common Stock — Buy (add'l)

Charles Schwab Corp Common Stock — None — Sold — Note im Part VII

Charles Schwab Corp Common Stock — Buy

Brokerage Account #2 (H)

Wells Fargo Bank Deposit Sweep Accounts — Interest — Open

MFS New Discovery Fund-l — Int/Div — Buy — Note in Part VII

MFS New Discovery Fund-l — Buy (add'l)

Amer Mutual FD Inc CL FI — Int/Div — Buy

Amer Mutual FD Inc CL FI — Buy (add'l)

Harris Assoc Invt TR Oakmark Fund Class 1 — Int/Div — Buy

Harris Assoc Invt TR Oakmark Fund Class 1 — Buy (add'l)

ING Equity TR Smallcap Opportunities FDCL1 — Int/Div — Buy — Note in Part VII

ING Equity TR Smallcap Opportunities FDCL1 — Buy (add'l)

Smallcap World Fund Inc Class F-1 — Int/Div — Buy

Smallcap World Fund Inc Class F-1 — Buy (add'l)

Thornburg Inv Mgmt Intl Growth Fund CL 1 — Int/Div — Buy — Note in Part VII

Thornburg Inv Mgmt Intl Growth Fund CL 1 — Buy (add'l)

Wasatch Global Opportunities FD — Int/Div — Buy

Wasatch Intemational Oppty Fad — Int/Div — Buy

Wasatch Intemational Oppty Fad — Buy (add'l)

Performex Multi Manager Fund 3c1 LP (IRA Investment) — None — Distnbuted

Chase Bank Account (IRA) — Interest — Closed

IRA 21 (H)

Wells Fargo Bank Deposit Sweep Accounts — Interest

Alliancebernstein FDS Discovery Growth (Formerly listed as... — Int/Div — Buy (add'l) — Note m Part VII

Calamos Intemational Growth Fund Class 1 — None — Sold

ING Equity TR Smallcap Opportunities FDCL1 — Int/Div — Buy (add'l)

Smallcap World Fund Inc Class F-1 — Int/Div — Buy (add'l)

Alger FDS 11 Spectra FD C1 — None — Buy (add'l)

Alger FDS 11 Spectra FD C1 — Sold (part)

Alger FDS 11 Spectra FD C1 — Sold

Wasatch Global Opportunities FD — Int/Div — Buy (add'l)

Westcore TR Intl Frontier FD — Int/Div

MFS New Discovery Fund-I — Int/Div — Buy

MFS New Discovery Fund-I — Buy (add'l)

American Mutual FD Inc CL FI — Int/Div — Buy

Thornburg Inv Mgmt Intl Growth Fund CL 1 — Int/Div — Buy

IRA #2 (H)

Wells Fargo Bank Deposit Sweep Accounts — Interest — Open

MFS New Discovery Fund-1 — Int/Div — Buy

MFS New Discovery Fund-1 — Buy (add'l)

MFS New Discovery Fund-1 — Distributed — Note mn Part VII

Amer Mutual FD Inc CI FI — Int/Div — Buy

Amer Mutual FD Inc CI FI — Buy (add'l)

Harris Assoc Invt TR Oukmark Fund Class 1 — Int/Div — Buy

Harris Assoc Invt TR Oukmark Fund Class 1 — Buy (add'l)

ING Equity TR Smallcap Opportunities FDCLI — Int/Div — Buy

ING Equity TR Smallcap Opportunities FDCLI — Buy (add'l)

ING Equity TR Smallcap Opportunities FDCLI — Sold (part) — Note in Part VII

Smallcap World Fund Inc Class F-1 — Int/Div — Buy

Smallcap World Fund Inc Class F-1 — Buy (add'l)

Thornburg Inv Mgmt Intl Growth Fund CL 1 — Int/Div — Buy

Thornburg Inv Mgmt Intl Growth Fund CL 1 — Buy (add'l)

Thornburg Inv Mgmt Intl Growth Fund CL 1 — Distributed — Note im Part VII

Wasatch Global Opportunities FD — Int/Div — Buy

Wasatch Global Opportunities FD — Buy (add'l)

Wasatch International Oppty Fnd — Int/Div — Buy

Wasatch International Oppty Fnd — Buy (add'l)

Wasatch International Oppty Fnd — Sold (part)

Trust #1 (H)

Exxon Mobil Corp Common Stock — Int/Div — Sold

Ameritrade Cash Holding Account (Y)

Trust #2 (H)

Fidelity Core Cash Account — Interest — Closed

Exxon Mobile Corp Common Stock — Int/Div — Sold

Trust #3 (H)

Fidelity Core Cash Account — Interest — Closed

Member of the Advisory Board, USS Cavalla Historical Foundation

Member of the Board, Garland R. Walker Amencan Inn of Court

Member of the Board, Federal Bar Association = Southern District of Texas

Member of the Executive Committee, Houston Marine Insurance Seminars, Inc

Liability — Trapeze Capital Corp — Margin Account

Part VII, page 4 line 2 - The prior year report shows Everbank Bank Accounts which included two accounts. During 2013, one of those accounts was closed so an

additional line was added for the account that was closed and both accounts were renamed Everbank Bank Account.

Part VII, page 4 line 15 - Pivot Technology Solutions was formerly known as Pivot Acquisition CV 12.00% 14April2013.

Part VII, page 5 line 30 - Cheesecake Factory Inc Common Stock was sold short on 03/21/12 and covered on 07/05/13, Column C has been left blank since this

stock was no longer held at the end of the reporting period.

Part VII, page 5 line 31 - iShares Dow US Home Construction Idx was sold short on 10/18/12 and covered on 01/24/13. Column C has been left blank since this

stock was no longer held at the end of the reporting period.

Part VII, page 5 line 32 - St Joe Co Common Stock was sold short on 10/22/12 and covered on 01/25/13, Column C has been left blank since this stock was no

longer held ut the end of the reporting period.

Part VII, page 5 line 33 - Home Depot Inc Common Stock was sold short on 12/11/12 and covered on 05/17/13. Column C has been left blank smce this stock was

no longer held at the end of the reporting period.

Part VII, page 6 line 45 - Gap Inc Common Stock wis sold short on 04/11/13 and partially covered on 05/15/13 and fully covered on 05/16/13. Column C has been

left blank since this stock was no longer held at the end of the reporting period.

Part VII, page 6 line 48 - Charles Schwab Corp Common Stock was sold short on 05/21/13 and covered on 07/03/13. Column C has been left blank since this stock

was no longer held at the end of the reporting period

Part VII, page 7 line 52 - MFS New Discovery Fund-1 was also transferred from IRA #2 on line 89 to Brokerage Account #2 on 12/16/13.

Part VII, page 7 line 58 - ING Equity TR Smallcap Opportunities FD CL | was also transferred from IRA #2 on line 96 to Brokerage Account #2 on 12/16/13.

Part VII, page 7 line 62 - Thomburg Inv Mgmt Intl Growth Fund CL 1 was also transferred from IRA #2 on line 101 to Brokerage Account #2 on 12/16/13,

Part VII, page 8 line 72 - Alluncebernstein FDS Discovery Growth FD Advisor was formerly listed as Alliuncebernstem FDS Small Cap Growth FD.

Part VII, page 9 line 89 - MFS New Discovery Fund-1 was distributed from IRA #2 into Brokerage Account #2 on 12/16/13.

Part VII, page 9 line 96 - ING Equity TR Smallcap Opportunities FD CL I was distributed from IRA #2 into Brokerage Account #2 on 12/16/13,

Part VII, page 9 line 101 « Thomburg Inv Mgmt Intl Growth Fund CL | was distributed from IRA #2 into Brokerage Account #2 on 12/16/13.