Benson Everett Legg
2009
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What was filed
11
investments
2
positions
0
gifts
0
agreements
2
debts
0
reimbursements
1
income
2
spouse income
Named parties
- Custodial Accounts at T.Rowe Price
- Custodial Accounts at Morgan
- American Express
- Bank Of America
- Legg Mason Inc (CEQ of Lege NM
- ACUZEN EF INUZ VY IL J0 WT
- Revolving credit card
As filed
MorganStnley Smith Bamey(Biosant Pharm) IND #2 X — None
Morgan Stanley Smith Barney (Qualcomm) ; IND #2 ] — Int/Div
Morgan Stunley Smith Barney (Bank Deposit) IND #2 — Interest
Deutsche Bank Options (Legg Mason) #2 Y
Legg Mason 401K (Special Tavestmeat) — Int/Div — Buy (add'l)
Pioneer Nutral Resources — Int/Div
Legg Mason Inst Funds #1 (Value Trust), UTMA #1 — Int/Div — Buy (add'l)
Legg Mason Inst Funds #1 (Oppr Trust). UTMA #1 — None
Morgan Staniey Smith Barney GRAT(Legg Mason) Y
Morgan Stanley Smith Barney GRAT (Bank Deposit) Y — Int/Div — Closed
Morgan Stanley Smith Barney (Bank Deposit) — Interest
UTMA Trustee, Custodial Accounts at T.Rowe Price
UTMA Trustee, Custodial Accounts at Morgan
Liability — American Express — Revolving Credit Card
Liability — Bank Of America — Revolving Credit Cad
Income — 2009 — Legg Mason Inc (CEQ of Lege NM — son Capital Mannagement)
Spouse's income — ACUZEN EF INUZ VY IL J0 WT
Spouse's income — Chase — Revolving credit card
Part VIII. Investments and Trusts:
Smith Bamey changed their name from Smith Barney to Morgan Stunley Smith Barney in 2009.
Morgan Stanley Smith Barney (Bank Deposit) IRA #1 Y (item 3) - Previously closed 2008.
Morgan Stanley Smith Barney (Cell Genesys) - IND #2 (item 18) Cell Genesys was acquired through an all stock racrger by Biosante Pharmaceuticals in 2009
(item 19).
The Biosante Pharmaceuticals shares were received in exchange for the Cell Genesys shaves (item 18). (item 18) will ne longer be included in future reports.
Deutsche Bank Options (Lege Mason) 2 Y (item 23) - Previously closed 2008.
Morgan Stanley Smith Bamey UTMA #1 Y (ite 37) - Previously closed and were crvoncously reported in 2008.
Morgas Stanley Smith Barney UTMA #2 Y (item 38) - Previosly closed and were ereoncously reported in 2008.
Morgan Stanley Smith Barney GRAT (Legg Mason) Y (item 39) - Previously closed 2008
Morgan Stanley Stith Barney GRAT. (Bank Deposit) Y (item 40) was closed mn 2009 and funds were transierved into Morgan Stanley Sauth Barney (Bank
Deposit) IND #2 tiem 22).
(item 40) will no Jonger be included in future reports.
LMM Income Opp Fund (item 44) 1s a newly established account,
LMCM Smeali Cap Fund LLC (item 43) is a newly established account.
LMCM Systematic Value Fund LLC (item 46) is a newly established account.
Morgas Stanley Smith Barney (LMASX) IRA #4 (iiem 49) is a newly established account.
Morgan Sunley
Smith Barney {CD)Y ~ (item 51) was closed in 2009, CD's matured in 2009 and funds were deposited into Morgan Stanley Smith Bamey (Bunk
Deposit} {item
Morgan Stanley
Smith Barney {CD} Y - (item S1) wilt no longer be included in future reports.
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