Leslie Emi Kobayashi

IRA ROLLOVER

Cons Staples Sel Sect SPDR FD — None — Sold

Morgan Stanley Bank cash account — Interest

AQR Managed Futures Strategy — Int/Div — Buy

AQR Managed Futures Strategy — None — Buy (add'l)

Blackrock Global L/S Credit — Int/Div — Buy

Blackrock Low Dur BD Inv Inst — Int/Div — Buy

Blackrock Low Dur BD Inv Inst — None — Buy (add'l)

Blackrock Low Dur BD Inv Inst — None — Buy (add'l)

Alps ETF Riverfront STR Inc — None — Sold

Blackrock Alt Mult-Strat Inst — Int/Div — Buy

Cambiar Intl Equity Inv — None — Buy

Cambiar Intl Equity Inv — None — Sold (part)

Cambiar Intl Equity Inv — None — Sold (part)

14. — Distribution

Causeway Emerging Mkts Inst — Int/Div — Buy

Causeway Emerging Mkts Inst — None — Sold (part)

Causeway Emerging Mkts Inst — None — Sold (part)

Causeway Emerging Mkts Inst — None — Buy (add'l)

AT&T Inc — None — Sold

Center Coast MLP Focus — Int/Div — Buy

Center Coast MLP Focus — Int/Div — Buy (add'l)

Center Coast MLP Focus — Int/Div — Buy (add'l)

Deutsche X-Truckers MSCI EAF — Int/Div — Buy — Stanley

Deutsche X-Truckers MSCI EAF — None — Sold

EV Income Fund of Boston — Int/Div — Buy

EV Income Fund of Boston — None — Sold (part)

EV Income Fund of Boston — None — Buy (add'l)

Edgewood Growth Inst] — Int/Div — Buy

Edgewood Growth Inst] — None — Buy (add'l)

Edgewood Growth Inst] — None — Sold (part)

Edgewood Growth Inst] — None — Buy (add'l)

Flexshares Qualt Divd IDX ETF — Int/Div — Sold

First Trust Utles Alphadex ETF — None — Sold

Global X MSCI Norway ETF — Int/Div — Sold

Goldman Activebeta US LC E/F — None — Sold

Guggenheim Bulletshares 1G2023 — Int/Div — Sold

Harding Loevner Intl Eqty Inst — Int/Div — Buy

Harding Loevner Intl Eqty Inst — None — Buy (add'l)

Harding Loevner Intl Eqty Inst — None — Sold (part)

Harding Loevner Intl Eqty Inst — Int/Div — Buy (add'l)

Harding Loevner Intl Eqty Inst — Distribution — Buy (add'l)

Hartford Midcap — Int/Div — Buy

Hartford Midcap — Sold (part)

Hartford Midcap — Distribution — Buy (add'l)

Hartford Midcap — Buy (add'l)

Ishares 1-3 Year Credit — Int/Div — Sold

IShares Barclays 1-3 Yr TSY BD — Int/Div — Sold

IShares Curr Hedged MSC Japan — None — Sold

IShares Intl Select Div ETF — Int/Div — Sold

IShares Russell 1000 GRW ETF — Int/Div — Buy

IShares Russell 1000 GRW ETF — Buy (add'l)

IShares Russell 1000 GRW ETF — Sold

IShares Russell 1000 Value ETF — Int/Div — Buy

IShares Russell 1000 Value ETF — Sold (part)

IShares Russell 1000 Value ETF — Sold (part)

Ishares Russell 2000 Value ETF — Int/Div — Buy

Ishares Russell 2000 Value ETF — Sold

IShares Russell Midcap G ETF — Int/Div — Buy

IShares Russell Midcap G ETF — Sold

IShares Russell Midcap V ETF — Int/Div — Buy — Stanley

IShares Russell Midcap V ETF — Sold

Ishares TIPS Bond ETF — Int/Div — Buy

Ishares TIPS Bond ETF — None — Buy (add'l)

IShares US Healthcare Prov ETF — None — Sold

IShares US Fin Services ETS — Int/Div — Sold

IShares MSC EAFE Fund — Int/Div — Sold

Ishares MSC EAFE Growth 51°F — Sold

IShares MSC Australia ETF — None — Sold

IShares Nasaq Biotech — None — Sold

JPMorgan Value Advantage — Int/Div — Buy — Stanley as agent

JPMorgan Value Advantage — None — Buy (add'l)

JPMorgan Value Advantage — None — Sold

Loomis Growth Y — None — Buy

Loomis Growth Y — None — Sold (part)

“+ — Int/Div

Is — Iistnbution

Is — Buy (add'l)

Matthews Asian Japan Inv — Int/Div — Buy — Stanley as agent

Matthews Asian Japan Inv — Sold

Metropolitan West Tot Ret BD — Int/Div — Buy

Metropolitan West Tot Ret BD — Buy (add'l)

Neuberger Instrmsic Value Inst — Int/Div — Buy

Neuberger Instrmsic Value Inst — Buy (add'l)

Neuberger Instrmsic Value Inst — istmbution — Buy (add'l)

Oakmark Internat! — Int/Div — Buy

Oakmark Internat! — None — Sold (part)

Oakmark Internat! — Distribution — Buy (add'l)

Paychex Inc — None — Sold

Pepsico Inc — Int/Div — Sold

PIMCO 0-5 HY Corp Bond — Int/Div — Sold

PIMCO 25+ Year Zero Coupon — None — Sold

PIMCO Inv Grade Corp Bd — Int/Div — Sold

IShares Nasdaq Biotech — None — Sold

PIMCO Short Term P — Int/Div — Buy

PIMCO Short Term P — None — Buy (add'l)

Powershares Aero & DEF PTF — Int/Div — Sold

Powershares KBW Regional Bank — None — Sold

Powershares QQQ TR — None — Sold

Powershares S&P S00 X-Rate — None — Sold

S&P S00 Index Fund — None — Sold

SPDR BBG Bar Srt Term Hi Yield — None — Sold

SPDR Morgan Stanley Technology — None — Sold

SPDR Barcap Shrt Term HI Yield — None — Sold

SPDR Barclays Capital Short — Int/Div — Sold

SPDR Barclays Capital High Yield — Int/Div — Sold

SPDR S&P Capital Markets ETF — None — Sold

T Rowe Price OM US SM CP GR EQ — None — Buy

T Rowe Price OM US SM CP GR EQ — None — Buy (add'l)

T Rowe Price OM US SM CP GR EQ — Distribution — Sold (part)

UBS E-Tracs Alen — None — Sold

Vanguard Intermediate Term Corp — None — Sold

Vanguard Short-Term Corporate — None — Sold

Wells Fargo Special MDCP VL — Int/Div — Buy

Wisdom Tree European Hedged Equit — Distribution — Sold

Wisdom Tree Trust Japan Hedge EQ — Int/Div — Buy

Wisdom Tree LG Cap Div ETF — None — Sold

Wisdomtree Low P/E ETF — None — Sold

Wisdom Tree TR ITL HDG QTLY DIV — None — Sold

Honolulu FCU - checking and savings account — Interest — Buy (add'l)

McDonald's Corp. (Common Stock) — Int/Div — Buy (add'l)

COVERDELL ESA

MSIF Growth A — Int/Div — Buy (add'l)

MSIF Growth A — istmbution — Buy (add'l)

Morgan Stanley Bank — Interest — Buy (add'l)

MORGAN STANLEY UTMA ACCOUNT

Vanguard Dividend Appreciation — Int/Div — Buy (add'l)

Wisdomtree TR Emerg Mkt High FD — Int/Div — Buy (add'l)

Wisdomtree Trust Japn Hedge EQ — Int/Div — Buy (add'l)

Walt Disney Co Hldg Co — Int/Div — Buy (add'l)

Morgan Stanley Bank cash account — Interest — Buy (add'l)

IRA ACCOUNT

Morgan Stanley Bank cash account — Interest — Buy (add'l)

EV Global Macro ABS Ret — Int/Div — Buy (add'l)

EV Global Macro ABS Ret — None — Buy (add'l)

AIM Constellation A — None — Sold

Allianz NFJ Intl Value A — None — Sold

American Century Growth Advantage — None — Sold

DWS Real Esate Sec A (A Mutual Fund) — None — Sold

Enterprise Group Fund Growth PT — None — Sold

Focus Growth Fund B — None — Sold

IM Enterprise Growth FD C1 A — None — Sold

Invesco Diversified Dividend A — None — Sold

Invesco Div GW Securities A — None — Sold

Invesco GLB DIV GW Secur B — None — Sold

MS Capital Opportunities TR A — None — Sold

MS Dividend Grwth Securities — None — Sold

MS Focus Growth FD A — None — Sold

MS Equally Weighted S&P S00 ( — None — Sold

MS Global Dividend -Grwth Sec B{fkn as MSDW) — None — Sold

MS Strategist Fund (fkn as MSDW) — None — Sold

IShares MSCI EAFE Fund — None — Sold

MSDW Dividend Growth D — None — Sold

MS Global Advantage Fund A — None — Sold

MS Global Dividend Grwth Sec D — None — Sold

MS Global Strategist Fund A — None — Sold

MS Mid-Cap Growth B — None — Sold

MS Multi Cap Growth Tr A — None — Sold

MSDW Dividend Growth Fund B — None — Sold

MSDW Small Cap Growth Fund B — None — Sold

MSDW Aggressive Equity Fund B — None — Sold

MSDW Competitive Edge Fund — None — Sold

MSDW Am Oppoturnity Fund — None — Sold

MSDW Growth Securities B — None — Sold

MSDW Global Dividend Growth D — None — Sold

MSDW Competitive Edge Bip B — None — Sold

Perkins Mid Cap Val Div — None — Sold

Pimco Small Cap Value Fd C1 A — None — Sold

Phoenix Al-Cap Growth — None — Sold

Phoenix Engermann Growth A — None — Sold

Salomon Hi YId BD FD CI A — None — Sold

SPDR DJ Wilshire REIT ETF — None — Sold

Strategist Fund A — None — Sold

ANNUITIES AND INSURANCE

VOYA Financial — Distribution — Buy (add'l)

Vova Intermediate Bond Portfolio — Distribution — Buy (add'l) — Stanley

VY Columbia Contrarian Core Portfolio Service — istmbution — Buy (add'l)

VY Invesco Comstock Portfolio-Service Class — Distribution — Buy (add'l)

VY Morgan Stanley Global Franchise Portfolio — Distribution — Buy (add'l)

Vova Retirement Moderate Growth — Distribution — Buy (add'l)

COLLEGEBOUND 529 ACCOUNT

Invesco CollegeBound 2021-2022 Portfolio C — Int/Div — Buy (add'l)

WELLS FARGO INVESTMENT ACCOUNTS

Goldman Sachs Grp Inc Medium Term Notes — Interest — Buy (add'l)

Honolulu Waterwater Sys Bond — Interest — Buy (add'l)

Wells Fargo Bank cash account — Interest — Buy (add'l)

CASH ACCOUNTS

United States Savings Bonds Series EE — None — Buy (add'l)

Honolulu FCU savings and checking Accounts — Interest — Buy (add'l)

SPDR S&P Transn ETF — None — Sold

Char, Pu uwai Kila (non-profit)

Liability — City Bank — Line of Credit

Liability — First Hawaiian Bank — Line of Credit

Liability — Honolulu Federal Credit Limon — Line of Credit

Spouse's income — 2017 — State of Hawan, Judiciary - Salary

CollegeBound 529 1s not self-directed.