Cheryl Pollak

What was filed

743
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
1
spouse income

Named parties

Morgan Lewis & Bockius - partmership

As filed

401(k) Retirement Accounts with Morgan, Lewis — Interest

AB Discovery Growth Fund — Int/Div — Buy

AB Discovery ValueFund — Int/Div — Buy

AB Discovery Value Fund — Int/Div — Buy (add'l)

Abbott Laboratories — Int/Div — Buy

Abbott Laboratones — Int/Div — Sold

Accenture — Int/Div — Sold (part)

Accenture — Int/Div — Sold

Affiliated Managers Group — Int/Div — Buy

Allergan Inc — Int/Div — Sold (part)

Allergan Inc — Int/Div — Sold

Amazon.com Inc — Int/Div — Sold (part)

Amazon.com Inc — Int/Div — Buy (add'l)

Ameren Corp. — Int/Div — Buy

Ameren Corp. — Int/Div — Sold

American Express Co. — Int/Div — Buy

American Express Co. — Int/Div — Sold (part)

Amencan Express Co — Int/Div — Sold

Amgen Inc — Int/Div — Buy

Amgen Inc — Int/Div — Sold (part)

Anadarko Petroleum — Int/Div — Sold

Ansys Inc — Int/Div — Buy

Apollo Group Inc — Int/Div — Buy (add'l)

Apollo Group Inc — Int/Div — Sold

Apple Inc — Int/Div — Sold (part)

Apple Inc — Int/Div — Buy (add'l)

Apple Inc — Int/Div — Sold (part)

Applied Materials Inc — Int/Div — Buy (add'l)

Applied Materials Inc — Int/Div — Sold (part)

Astrazeneca — Int/Div — Buy (add'l)

Astruzeneca — Int/Div — Buy (add'l)

Astrazeneca — Int/Div — Sold (part)

AT&T Inc — Int/Div — Sold (part)

AT&T Inc — Int/Div — Buy (add'l)

Autozone Ine — Int/Div — Buy

Autozone Inc — Int/Div — Buy (add'l)

Autozone Inc — Int/Div — Sold

Bank of America — Int/Div — Buy

Bank of America - CD (formerly Citibank NA -CD) — Interest

BB&T Com — Int/Div — Buy

BB&T Com — Int/Div — Buy (add'l)

Becton Dickinson & Co — Int/Div — Buy

Becton Dickinson & Co. — Int/Div — Buy (add'l)

Becton Dickinson & Co — Int/Div — Buy (add'l)

Becton Dickinson & Co. — Int/Div — Buy (add'l)

Becton Dickmson & Co. — Int/Div — Buy (add'l)

Berkshire Hathaway Inc — Int/Div — Buy (add'l)

Bemstein Emerging Markets Portfolio — Int/Div — Buy (add'l)

Bemstem Intemational Portfolio — Int/Div — Sold (part)

Bemstemn Intemational Portfolio — Int/Div — Sold (part)

Bemstem International Portfolio — Int/Div — Sold (part)

Bernstein International Portfolio — Int/Div — Buy (add'l)

Bemstein New York Municipal Portfolio — Int/Div — Buy (add'l)

Bemstem New York Municipal Portfolio — Int/Div — Buy (add'l)

Bemstein New York Municipal Portfolio — Int/Div — Buy (add'l)

Bemstein New York Municipal Portfolio — Int/Div — Sold (part)

Bemstem New York Municipal Portfolio — Int/Div — Buy (add'l)

Bemstein New York Municipal Portfolio — Int/Div — Buy (add'l)

Bernstein New York Municipal Portfolio — Int/Div — Buy (add'l)

Bemstein New York Municipal Portfolio — Int/Div — Sold (part)

Bemstein New York Municipal Portfolio — Int/Div — Buy (add'l)

Bernstein New York Municipal Portfolio — Int/Div — Buy (add'l)

Bemstemn New York Municipal Portfolio — Int/Div — Buy (add'l)

Bernstein Tax Managed International Portfolio — Int/Div — Buy (add'l)

Bemstein Tax Managed International Portfolio — Int/Div — Buy (add'l)

Bernstein Tax Managed International Portfolio — Int/Div — Buy (add'l)

Bemstein Tax Managed International Portfolio — Int/Div — Buy (add'l)

Bernstein Tax Managed International Portfolio — Int/Div — Buy (add'l)

Bemstein Tax Managed International Portfolio — Int/Div — Buy (add'l)

Biogen Idec me — Int/Div — Buy

Blackrock Global Allocations Fd Inc — Int/Div

BMC Software Inc — Int/Div — Buy

BMC Software Inc — Int/Div — Sold

Boemg Co — Int/Div — Buy (add'l)

Boeing Co. — Int/Div — Buy (add'l)

Boeing Co — Int/Div — Sold

Borgwarner Inc — Int/Div — Sold (part)

Borgwarner Inc — Int/Div — Sold

Borgwarner Inc — Int/Div — Buy (add'l)

Borgwarner Inc — Int/Div — Sold (part)

Broadcom Corp — Int/Div — Sold (part)

Broadcom Corp. — Int/Div — Sold (part)

Broadcom Corp — Int/Div — Sold

CBRE Group Inc — Int/Div — Buy (add'l)

CBRE Group Inc — Int/Div — Sold (part)

CBRE Group Inc — Int/Div — Sold

CBS Comp. — Int/Div — Buy

CBS Corp. — Int/Div — Sold

Celgene Corp. — Int/Div — Sold (part)

Celgene Corp. — Int/Div — Sold

Centerpoint Energy Inc — Int/Div — Buy (add'l)

Centerpoint Energy Inc — Int/Div — Sold (part)

Centerpoint Energy Inc — Int/Div — Sold

Centurylink Inc — Int/Div — Sold (part)

Centurylnk Inc — Int/Div — Sold (part)

Centurylink Inc — Int/Div — Sold (part)

Centurylink Inc — Int/Div — Sold

Chevron Comp. — Int/Div — Buy

Chevron Corp. — Int/Div — Buy (add'l)

Chipotle Mexican Grill — Int/Div — Buy

Chipotle Mexican Grill — Int/Div — Buy (add'l)

Chipotle Mexican Grill — Int/Div — Sold (part)

Cintas Corp. — Int/Div

Cisco Systems Inc — Int/Div — Buy (add'l)

Cisco Systems Inc — Int/Div — Sold (part)

Cit Group Inc — Int/Div — Buy (add'l)

Cit Group Inc — Int/Div — Sold (part)

Citibunk-Checking — Interest

Citibank Insured Money Mkt Acct — Interest

Citibank Insured Money Mkt. Acct — Interest

Citibank Insured Money Mkt Acct — Interest

Citibunk-Insured Money Market — Interest

Citibank-Insured Money Market — Interest

Cingroup Inc — Int/Div — Sold (part)

Citigroup Inc — Int/Div — Sold (part)

Citrix Systems Inc — Int/Div — Sold (part)

Citnx Systems Inc — Int/Div — Buy (add'l)

Citrix Systems Inc — Int/Div — Buy (add'l)

Citnx Sytems Inc — Int/Div — Buy (add'l)

Clorox Company — Int/Div — Buy

Clorox Company — Int/Div — Buy (add'l)

Clorox Company — Int/Div — Sold

CMS Energy Corp. — Int/Div — Sold

Coach Inc — Int/Div — Buy

Coach Inc — Int/Div — Buy (add'l)

Coach Inc — Int/Div — Sold (part)

Cognizant Tech Solutions — Int/Div — Buy

Cognizant Tech Solutions — Int/Div — Buy (add'l)

Comcast Corp. — Int/Div — Sold (part)

Comcast Corp. — Int/Div — Buy (add'l)

Conocophillips Inc — Int/Div — Sold (part)

Conocophillips Inc — Int/Div — Sold

Consolidated Edison Inc — Int/Div — Buy

Consolidated Edison Inc — Int/Div — Sold

Constellation Brands Inc — Int/Div — Sold

Corning Inc — Int/Div — Sold

Covidien PLC — Int/Div — Sold (part)

Covidien PLC — Int/Div — Sold

Crane Co. — Int/Div

Danaher Comp. — Int/Div — Sold (part)

Danaher Corp. — Int/Div — Buy (add'l)

Danaher Comp. — Int/Div — Buy (add'l)

Danaher Corp. — Int/Div — Sold (part)

Davis NY Venture Fund - Mutual Fund — Int/Div

Dell Inc — Int/Div — Sold (part)

Dell Inc — Int/Div — Sold

Delta Air Lines Inc — Int/Div — Sold (part)

Devon Energy Comp. — Int/Div — Sold (part)

Devon Energy Corp. — Int/Div — Sold (part)

Devon Energy Corp. — Int/Div — Sold

Diamond Offshore Drilling — Int/Div — Buy

Diamond Offshore Drilling — Int/Div — Buy (add'l)

DIRECTV (formerly DIRECTV - Class A) — Int/Div — prt)

DIRECTV (formerly DIRECTV - Class A) — Int/Div — Buy (add'l)

DIRECTV (formerly DIRECTV - Class A) — Int/Div — Sold (part)

DIRECTV (formerly DIRECTV - Class A) — Int/Div — Buy (add'l)

Discover Financial Services — Int/Div — Buy

Discover Financial Services — Int/Div — Buy (add'l)

Dollar General Corp — Int/Div — Sold

Dollar Tree Inc — Int/Div — Buy

Dollar Tree Inc — Int/Div — Sold

Dow Chemical — Int/Div — Sold (part)

Dow Chemical — Int/Div — Sold

Dreyfus Liquid Assets — Interest

Dreyfus NY Tax Exempt Bond Fund — Interest — Sold

DTE Energy Company — Int/Div — Sold (part)

DTE Energy Company — Int/Div — Sold

Duke Energy — Int/Div

Eaton Corp. — Int/Div — Buy

Ebay Inc — Int/Div — Buy

Edison Intemational — Int/Div — Buy

Edison International — Int/Div — Buy (add'l)

Edison International — Int/Div — Sold (part)

Edison Intemational — Int/Div — Buy (add'l)

Edison Intemational — Int/Div — Sold

EMC Comp/Mass — Int/Div — Sold (part)

EMC Comp/Mass — Int/Div — Sold

Emerson Electric Co — Int/Div — Buy

Emerson Electric Co. — Int/Div — Buy (add'l)

Emerson Electric Co — Int/Div — Buy (add'l)

Emerson Electric Co. — Int/Div — Buy (add'l)

Emerson Electric Co — Int/Div — Buy (add'l)

Emerson Electric Co. — Int/Div — Buy (add'l)

Emerson Electric Co — Int/Div — Buy (add'l)

Emerson Electric Co — Int/Div — Sold (part)

Emerson Electric Co — Int/Div — Buy (add'l)

Emerson Electric Co — Int/Div — Sold (part)

Emerson Electric Co — Int/Div — Sold

Empire State Municipal Exempt Fund — Interest

Entergy Comp — Int/Div — Buy

Entergy Corp. — Int/Div — Buy (add'l)

Entergy Comp. — Int/Div — Buy (add'l)

Entergy Corp. — Int/Div — Sold

EOG RES Inc — Int/Div — Sold (part)

FOG RES Inc — Int/Div — Sold (part)

EOG RES Inc — Int/Div — Sold (part)

Estee Lauder Companies — Int/Div — Sold (part)

Estee Lauder Companies — Int/Div — Sold

Exelon — Int/Div

Express Scripts Holdings Co. (formerly Express Scripts Inc.) — Int/Div — Buy (add'l)

Goodrich Corp. — Int/Div — Sold (part)

Express Scripts Holdings Co. (formerly Express Scripts Inc.) — Int/Div — Sold (part)

Express Scripts Holdings Co. (formerly Express Scripts Ine.) — Int/Div — Sold (part)

Exxon Mobil Corp. — Int/Div — Buy

Exxon Mobil Corp. — Int/Div — Buy (add'l)

FS Networks Inc — Int/Div — Buy

FS Networks Inc — Int/Div — Buy (add'l)

Family Dollar Stores — Int/Div — Buy

Family Dollar Stores — Int/Div — Buy (add'l)

Family Dollar Stores — Int/Div — Sold

Fidelity National Fmancial — Int/Div — Buy

Fidelity National Information — Int/Div — Buy

Fidelity National Information — Int/Div — Buy (add'l)

Fiserv Inc — Int/Div — Buy

Flowserve Corp. — Int/Div — Sold (part)

Flowserve Corp. — Int/Div — Sold

FMC Technologies Inc — Int/Div — Sold (part)

FMC Technologies Inc — Int/Div — Sold

Ford Motor Co. — Int/Div — Sold (part)

Ford Motor Co. — Int/Div — Buy (add'l)

Fortune Brands — Int/Div — Buy

Fortune Brands — Int/Div — Sold

Freeport-McMoran Copper — Int/Div — Buy

Freeport-McMoran Copper — Int/Div — Buy (add'l)

Freeport-McMoran Copper — Int/Div — Sold

Gamestop Corp — Int/Div — Sold

Gannett Co — Int/Div — Sold (part)

Gannett Co. — Int/Div — Sold

General Electric Co — Int/Div — Buy (add'l)

General Electric Co. — Int/Div — Sold (part)

General Electric Co. — Int/Div — Buy (add'l)

General Electric Co — Int/Div — Buy (add'l)

General Mills — Int/Div — Buy (add'l)

General Mills — Int/Div — Sold (part)

General Mills — Int/Div — Sold

General Motors Comp, — Int/Div — Sold (part)

General Motors Corp. — Int/Div — Sold (part)

General Motors Corp, — Int/Div — Sold (part)

General Motors Corp. — Int/Div — Sold

Gilead Sciences Inc — Int/Div — Buy (add'l)

Gilead Sciences Inc — Int/Div — Sold (part)

Gilead Sciences Inc — Int/Div — Sold

GP Strategies Corp. — None

Goldman Sachs Group Inc — Int/Div — Buy (add'l)

Goldman Sachs Group Inc — Int/Div — Sold (part)

Goldman Sachs Group Inc — Int/Div — Sold

Goodrich Corp — Int/Div — Sold (part)

Goodrich Corp. — Int/Div — Sold

Google Inc — Int/Div — Sold (part)

Google Inc — Int/Div — Buy (add'l)

Halliburton Co. — Int/Div — Buy

Halliburton Co — Int/Div — Sold (part)

Halliburton Co — Int/Div — Sold

Harley Davidson Inc — Int/Div — Buy (add'l)

Harris Corp. — Int/Div — Buy

Health Net Inc — Int/Div

Hershey Co. — Int/Div — Buy (add'l)

Hershey Co — Int/Div — Buy (add'l)

Hershey Co — Int/Div — Sold (part)

Hershey Co — Int/Div — Sold

Hewlett Packard Co — Int/Div — Buy (add'l)

Hewlett Packard Co — Int/Div — Sold (part)

Idexx Labs Corp. — Int/Div — Buy

Idexx Labs Corp. — Int/Div — Buy (add'l)

Idexx Labs Comp. — Int/Div — Buy (add'l)

Idexx Labs Corp. — Int/Div — Buy (add'l)

Mumina Inc — Int/Div — Buy (add'l)

Mumina Inc — Int/Div — Sold (part)

Mumina Inc — Int/Div — Sold

Informatica Corp. — Int/Div — Buy

Informatica Comp — Int/Div — Buy (add'l)

Informatica Corp — Int/Div — Sold

Ingersoll Rand Co. Lid. — Int/Div — Sold

Intercontinentalexchange Inc — Int/Div — Buy

Intercontinentalexchange Inc — Int/Div — Buy (add'l)

Intercontmentalexchange Inc — Int/Div — Buy (add'l)

Interferon Sciences. Inc — None

Int]. Business Machines Comp — Int/Div — Buy

Int]. Business Machines Comp — Int/Div — Buy (add'l)

Int'l. Business Machines Corp. — Int/Div — Buy (add'l)

Int]. Business Machines Comp — Int/Div — Buy (add'l)

Intuit Inc — Int/Div — Sold (part)

Intuit Inc — Int/Div — Buy (add'l)

Intuit Inc — Int/Div — Sold (part)

Intuitive Surgical Inc — Int/Div — Buy

Intuitive Surgical Inc — Int/Div — Buy (add'l)

Investment Company of America - Mutual Fund (American Fund) — Int/Div

IRACitibank-CD — Interest

IRA-Citibank-Money Market — Interest

IRA-Soloman - Treasury Bond — Interest

JM Smucker Co. — Int/Div — Buy

Johnson & Johnson — Int/Div — Sold (part)

Johnson Controls Inc — Int/Div — Buy (add'l)

Johnson Controls Ine — Int/Div — Sold (part)

Johnson Controls Inc — Int/Div — Sold (part)

Johnson Controls Inc — Int/Div — Sold

JP Morgan Chase & Co — Int/Div — Sold (part)

JP Morgan Chase & Co — Int/Div — Buy (add'l)

JP Morgan Chase & Co. — Int/Div — Buy (add'l)

JP Morgan Chase & Co — Int/Div — Buy (add'l)

JP Morgan Chase & Co — Int/Div — Sold (part)

JP Morgan Chase & Co. — Int/Div — Sold (part)

JP Morgan Chase & Co. — Int/Div — Buy (add'l)

Kimberly-Clark Corp. — Int/Div — Buy

Kimberly-Clark Corp. — Int/Div — Sold

Kinder Morgan Inc — Int/Div — Buy

Kinder Morgan Inc — Int/Div — Buy (add'l)

Medtronic Inc — Int/Div — Buy (add'l)

Kraft Food Group Inc. (formerly Kraft Food Inc.) — Int/Div — Buy

Kraft Food Group Inc. (formerly Kraft Food Ine.) — Int/Div — Buy (add'l)

Kraft Food Group Inc. (formerly Kraft Food Inc.) — Int/Div — Buy (add'l)

Kroger Co. — Int/Div — Buy (add'l)

Kroger Co — Int/Div — Buy (add'l)

Lam Research Corp. — Int/Div — Sold

Las Vegas Sands Corp. — Int/Div — Buy (add'l)

Las Vegas Sands Corp — Int/Div — Buy (add'l)

Las Vegas Sands Corp — Int/Div — Sold (part)

Las Vegas Sands Corp — Int/Div — Sold

Lear Corp. — Int/Div — Buy (add'l)

Lear Corp. — Int/Div — Sold

Legg Mason Clearbridge Appreciation Fund — Int/Div

Legg Mason Inc — Int/Div

Liberty Interactive Corp. — Int/Div — Buy

Liberty Interactive Corp. — Int/Div — Buy (add'l)

Liberty Interactive Corp. — Int/Div — Sold

Liberty Media Corp — Int/Div — Buy

Limited Brands Inc — Int/Div — Sold (part)

Limited Brands Inc — Int/Div — Sold

Linkedin Corp. — Int/Div — Buy

Lord Abbott Equity Fund — Int/Div

LMP Real Estate Income — Int/Div

LMP Stk Appr. Fund — Int/Div

Lowes Cos Inc — Int/Div — Sold (part)

Lowes Cos Inc — Int/Div — Sold

Lvondellbasell — Int/Div — Sold (part)

Lyondellbasell — Int/Div — Sold (part)

Lvondellbasell — Int/Div — Buy (add'l)

Lyondellbasell — Int/Div — Sold (part)

Lvondellbasell — Int/Div — Buy (add'l)

Lyvondellbasell — Int/Div — Buy (add'l)

Macy's Inc — Int/Div — Buy

Marathon Oil Corp. — Int/Div — Sold (part)

Marathon Oil Corp. — Int/Div — Sold

Marathon Petroleum Corp, — Int/Div — Sold (part)

Marathon Petroleum Comp. — Int/Div — Sold (part)

Marathon Petroleum Corp. — Int/Div — Sold (part)

Marathon Petroleum Corp, — Int/Div — Sold (part)

Marathon Petroleum Corp, — Int/Div — Sold

Marsh & McLennan Cos. Inc — Int/Div — Buy

Marvell Technology Group — Int/Div — Sold (part)

Marvell Technology Group — Int/Div — Sold

McDonald's Corp. — Int/Div — Buy

McDonald's Corp. — Int/Div — Sold (part)

McGraw Hill Cos. Inc — Int/Div — Sold

McKesson Corp. — Int/Div — Buy

McKesson Corp. — Int/Div — Buy (add'l)

McKesson Comp — Int/Div — Buy (add'l)

McKesson Corp — Int/Div — Buy (add'l)

McKesson Comp. — Int/Div — Buy (add'l)

McKesson Comp. — Int/Div — Sold (part)

Medtronic Inc — Int/Div — Buy

Medtronic Inc — Int/Div — Buy (add'l)

Merck & Co. Inc — Int/Div — Buy

Merck & Co. Inc — Int/Div — Buy (add'l)

Merrill Lynch 5 MITSR 168 mps — Interest

Metlife lnc — Int/Div — Sold (part)

Metlife Inc — Int/Div — Sold (part)

Metlife Inc — Int/Div — Sold

MGM Resorts International — Int/Div — Buy (add'l)

Micron Technology Inc — Int/Div — Sold (part)

Microsoft Corp — Int/Div — Buy

Microsoft Corp. — Int/Div — Buy (add'l)

Microsoft Corp. — Int/Div — Sold (part)

Microsoft Corp. — Int/Div — Buy (add'l)

Microsoft Corp — Int/Div — Buy (add'l)

Mondelez International (spinoff of Kraft Foods Group Inc.) — Int/Div — Sold

Monsanto Co — Int/Div — Sold (part)

Monsanto Co. — Int/Div — Sold (part)

Monsanto Co — Int/Div — Sold

Moody's Comp. — Int/Div — Sold (part)

Moody's Com — Int/Div — Sold (part)

Moody's Comp. — Int/Div — Sold (part)

Moody's Comp. — Int/Div — Sold

Morgan Lewis & Bockius LLP, Firm Capital — Interest

Morgan Stanley — Int/Div — Sold

Morgan Stanley NY Municipal — Int/Div

Municipal Bonds-NY State — Interest

National-Oilwell Inc — Int/Div — Buy

National-Oilwell Inc — Int/Div — Buy (add'l)

Natonal-Oilwell Inc — Int/Div — Buy (add'l)

National-Oilwell Inc — Int/Div — Buy (add'l)

Navonal-Oilwell Inc — Int/Div — Buy (add'l)

National-Oilwell Inc — Int/Div — Buy (add'l)

Newell Rubbermaid Inc — Int/Div — Sold

Nexen Inc — Int/Div — Buy

Nexen Inc — Int/Div — Buy (add'l)

Nexen Inc — Int/Div — Sold

Noble Energy Inc — Int/Div — Sold (part)

Northrop Grumman Corp. — Int/Div — Sold

Nustar Energy LP — Int/Div

Nuveen Municipal Advantage — Interest

Nuveen New York Quality — Interest

NV Energy Inc — Int/Div — Buy (add'l)

NV Energy Inc — Int/Div — Sold (part)

NVR Ince — Int/Div — Sold

N.Y. State Urban Development Bonds — Interest

New York Municipal Portfolio — Int/Div

Oppenheimer Global Opportunity Fund — Int/Div

Oracle Corp. — Int/Div — Sold (part)

Oracle Corp. — Int/Div — Sold

O'Reilly Automotive Inc — Int/Div — Buy

O'Reilly Automotive Inc — Int/Div — Buy (add'l)

O'Reilly Automotive Inc — Int/Div — Sold

Partmerre Lid — Int/Div — Buy

Partmerre Lid — Int/Div — Buy (add'l)

Partnerre Lid — Int/Div — Buy (add'l)

Pepsico Inc — Int/Div — Sold (part)

Pepsico Inc — Int/Div — Buy (add'l)

Pepsico Inc — Int/Div — Sold

Perrigo Inc — Int/Div — Buy (add'l)

Perrigo Inc — Int/Div — Sold

Phizer he — Int/Div — Sold (part)

Pfizer Inc — Int/Div — Sold (part)

Potash Corp. of Saskatchewan — Int/Div — Buy (add'l)

Potash Corp. of Saskatchewan — Int/Div — Sold (part)

Potash Corp. of Saskatchewan — Int/Div — Sold

Precision Castparts Corp. — Int/Div — Buy (add'l)

Precision Castparts Corp — Int/Div — Buy (add'l)

Priceline.com Inc — Int/Div — Buy

Priceline.com Inc — Int/Div — Sold

Proctor & Gamble — Int/Div — Sold (part)

Proctor & Gamble — Int/Div — Buy (add'l)

Pulte Group Inc — Int/Div — Buy

Pulte Group Inc — Int/Div — Buy (add'l)

Putnam New Opportunities — Int/Div

PVH Corp — Int/Div — Buy (add'l)

PVH Corp. — Int/Div — Sold

Qualcomm Inc — Int/Div — Sold (part)

Qualcomm Inc — Int/Div — Sold

Rochester Fund - Mutual Fund {Oppenheimer (Funds) — Int/Div

Rockwell Automation Inc — Int/Div — Sold (part)

Rockwell Automation Inc — Int/Div — Sold

Salesforce.com Inc — Int/Div — Buy (add'l)

Salesforce.com Inc — Int/Div — Sold

Schlumberger Lid — Int/Div — Buy (add'l)

Schlumberger Ltd — Int/Div — Buy (add'l)

Schlumberger Lid — Int/Div — Sold (part)

Schlumberger Ltd — Int/Div — Buy (add'l)

Seagate Technology — Int/Div — Sold (part)

Seagate Technology — Int/Div — Sold

Seligman Communication - Mutual Fund — Int/Div

Sherwin-Williams Co. — Int/Div — Buy

Sherwin-Williams Co. — Int/Div — Buy (add'l)

Spectra Energy — Int/Div

Starbucks Corp — Int/Div — Sold (part)

Starbucks Corp. — Int/Div — Sold (part)

Starbucks Corp. — Int/Div — Buy (add'l)

Starbucks Corp — Int/Div — Buy (add'l)

Stryker Corp — Int/Div — Buy

Stryker Corp. — Int/Div — Buy (add'l)

Stryker Corp — Int/Div — Buy (add'l)

Stryker Corp. — Int/Div — Buy (add'l)

Stryker Corp — Int/Div — Sold (part)

Stryker Corp. — Int/Div — Sold

Tax-Aware Overlay A Portfolio Class A — Int/Div — Buy (add'l)

Tax-Aware Overlay N Portfolio Class — Int/Div — Sold (part)

Tax-Aware Overlay N Portfolio Class 1 — Int/Div — Buy (add'l)

Thomburg Ltd — Int/Div — Buy

Thomburg Ltd — Int/Div — Buy (add'l)

Tibco Software Inc — Int/Div — Buy

Tibco Software Inc — Int/Div — Buy (add'l)

Time Wamer Cable Inc — Int/Div — Sold (part)

Time Warmer Cable Inc — Int/Div — Sold (part)

TIX Companies Inc — Int/Div — Buy

TIX Companies Inc — Int/Div — Buy (add'l)

Transocean Lid — Int/Div — Sold (part)

Transocean Ltd. — Int/Div — Sold (part)

Transocean Lid. — Int/Div — Sold

TRW Automotive Holdings Corp. — Int/Div — Sold (part)

TRW Automotive Holdings Corp. — Int/Div — Sold

Tyson Foods Inc — Int/Div — Buy (add'l)

Tyson Foods Inc — Int/Div — Sold (part)

U.S. Savings Bonds for Children — Interest

US. Treasury Bills — Interest

US. Treasury Notes — Interest

U.S. Treasury Securities — Interest

US Bancorp. — Int/Div — Buy

US Bancorp. — Int/Div — Buy (add'l)

US Bancorp. — Int/Div — Sold (part)

UBS Fmancial - Blackrock NY Municipal Trust — Interest

UBS Financial - Blackrock Muni Term Trust — Interest

UBS Fmancial - Powershares — Int/Div

Ulta Salon Cosemetics & Fragrances — Int/Div — Buy

Ulta Salon Cosemetics & Fragrances — Int/Div — Buy (add'l)

Union Pacific Corp. — Int/Div — Buy

Union Pacific Corp. — Int/Div — Buy (add'l)

United Parcel — Int/Div — Sold (part)

United Parcel — Int/Div — Sold

United Technologies Corp — Int/Div — Buy

United Technologies Corp. — Int/Div — Buy (add'l)

United Technologies Corp. — Int/Div — Sold (part)

Unitedhealth Group Inc — Int/Div — Sold (part)

UTS Equity — Int/Div

Vanguard — Int/Div — Buy (add'l)

Vanguard — Int — Buy (add'l)

Vanguard — Int/Div — Buy (add'l)

Vanguard — Int/Div — Sold (part)

Vanguard — Int — Buy (add'l)

Vanguard — Int/Div — Buy (add'l)

Verizon Communications Inc — Int/Div — Buy

Verizon Communications Inc — Int/Div — Buy (add'l)

Vertex Pharmaceuticals Inc — Int/Div — Buy

Vertex Pharmaceuticals Inc — Int/Div — Sold (part)

Vertex Pharmaceuticals Inc — Int/Div — Buy (add'l)

VF Corp. — Int/Div — Sold

Viacom Inc — Int/Div — Sold (part)

Visa Inc — Int/Div — Buy (add'l)

Visa Inc — Int/Div — Sold (part)

Visa lnc — Int/Div — Sold (part)

Walt Disney Co. — Int/Div — Buy (add'l)

Walt Disney Co. — Int/Div — Sold (part)

Walt Disney Co — Int/Div — Sold (part)

Walt Disney Co. — Int/Div — Sold (part)

Walgreen Co — Int/Div — Buy

Walgreen Co — Int/Div — Sold (part)

Walgreen Co. — Int/Div — Sold

Wal-Mart Stores. Inc — Int/Div — Buy

Wal-Mart Stores. Inc — Int/Div — Buy (add'l)

Watson Pharmaceuticals, Inc — Int/Div — Buy

Watson Pharmaceuticals, Inc — Int/Div — Buy (add'l)

Watson Pharmaceuticals, Inc — Int/Div — Sold

Wellpomt Inc — Int/Div — Buy (add'l)

Wellpoint Inc — Int/Div — Buy (add'l)

Wells Fargo & Company — Int/Div — Buy (add'l)

Wells Fargo & Company — Int/Div — Sold (part)

Western Asset N.Y Mum Mrkt — Interest

Westwood Income Oppty — Int/Div — Buy

Westwood Income Oppty — Int/Div — Buy (add'l)

WHG Income Oppty Fd — Int/Div — Buy

Wisconsin Energy Corp. — Int/Div — Buy

Wisconsin Energy Corp. — Int/Div — Sold

Xcel Energy Inc — Int/Div — Buy

Xcel Energy Inc — Int/Div — Sold

Yum! Brands Inc — Int/Div — Buy

Yum! Brands Inc — Int/Div — Sold

Spouse's income — 2012 — Morgan Lewis & Bockius - partmership

BRN he 10S CAL CTL FR -FAN Ady Yat) da [2g duty dui Dy Selutng duinaly SHEN alu Y= SW AA Ray BALL ae Wt ClO AEA CL Aa SEA HL tn LW 8

Part VII, Page 20 of 49, lines 278, 279, 280, 281; Express Scripts Holdings Co. - On 4/2/12, Express Scripts Inc. changed their name to Express Scripts Holdings

Co.

Part VII, Page 28 of 49, lines 416, 417, 418, 419; Kraft Foods Group Inc. - On 1002/12, Kraft Foods Inc. changed their name to Kraft Foods Group Inc.

Part VII, Page 33 of 49, line 502; Mondelez Intemational - On 10/1/12, Kraft Foods Group Inc. had a spinoff called Mondelez International. On 10/8/12,

Mondelez International was completely sold,

————

In the 2011 Financial Disclosure Report, Part VII, Page 44 of 70, line 687; Medco Health Solutions Inc. was reflected. This holding is not reflected in the 2012

Financial Dislcosure Report because on September 1, 2012, Medco Health Solutions, Ine. changed their name to Express Scripts Holdings Co. and those holdings

are represented on this report on page 20 of 49, lines 278, 279, 280 and 281 respectively.