Graham Calder Mullen

BRANCH BANK & TRUST CO. (Bank Accounts) — Interest

Smith Barney Money Market Fund (See explanation) — Int/Div

Smith Barney Money Market Fund (See explanation) — Int/Div

Central Fund - Canada — Int/Div

Intel Corp. — Int/Div

Merck & Co. — Int/Div

Proctor & Gamble — Int/Div

General Electric — Int/Div — Buy (add'l)

Chart Indus — None — Buy

Sun Microsystems — None — Sold

Capital World Bd Fd — Int/Div — Sold

Capital World G.B. — Int/Div — Sold

Euro Pac Bond Fund — Int/Div — Sold

IRA (See Explanation) — Int/Div

Blackrock Funds - Large Cap Value — Sold (part)

Blackrock Funds - Large Cap Value — Sold (part)

Blackrock Funds - Large Cap Value — Buy (add'l)

John Hancock - Large Cap Equity Fund

Goldman Sachs TR Fin Mkt Fund

Loomis Sayles Funds IT Strategic Inc. Fund — Sold (part)

Loomis Sayles Funds IT Strategic Inc. Fund — Sold (part)

Loomis Sayles Funds IT Strategic Inc. Fund — Buy (add'l)

Loomis Sayles Funds IT Strategic Inc. Fund — Buy (add'l)

Loomis Sayles Funds IT Strategic Inc. Fund — Buy (add'l)

MFS Resh Int'l Fund — Sold (part)

MFS Resh Int'l Fund — Buy (add'l)

Oppenheimer Int'l Bond Fund

Oppenheimer Small Cap Value Fund

Oppenheimer Int'l Small Co Fund

Satuit Cap Micro Cap Fund — Buy (add'l)

American Funds Gr. Fund — Sold (part)

American Funds Gr. Fund — Sold (part)

Keeley Funds Small Cap Value — Sold (part)

Keeley Funds Small Cap Value — Buy (add'l)

Oppenheimer Gold & Sp. Minerals — Buy (add'l)

Oppenheimer Gold & Sp. Minerals — Sold (part)

Oppenheimer Gold & Sp. Minerals — Sold (part)

Fidelity Advisor SPR Leveraged Co Hb Fund — Buy (add'l)

Fidelity Advisor SPR Leveraged Co Hb Fund — Sold (part)

Fidelity Advisor SPR Leveraged Co Hb Fund — Sold (part)

Permanent Portfolio Fd — Buy

ISORAY — None

Lattice Semi — None — Sold

Valero Energy — Int/Div — Buy (add'l)

Mosaic — None

Hecla Mining — None

GDX Goldminers ETF — Int/Div

Curtiss-Wright — Int/Div

Northwestern Mutual (NML) Insurance Policies

WholeLife XXX113 — Int/Div

NML Whole Life XXX188 — Int/Div

NML Whole Life XXX510 — Int/Div

NML Whole Life XXX698 — Int/Div

NML Extraord. Life 403 — Int/Div

NML Adjustable Comp XXX100 — Int/Div

NML 65 Life 913 (see explanation) — Int/Div

NML 65 Life 473 (see explanation) — Int/Div

NML Whole Life 437 (see explanation) — Int/Div

NML Whole Life 800 — None — Buy

Kinross Gold — Int/Div

Potash Com. — Int/Div — Sold

Tesco Com. — None — Sold

Powershares Wilderhill Clean Energy — None — Sold

Select SPDR Energy — Int/Div

Prudent Bear Fund — None

Janus Short Term Bond Fund — Interest — Sold

Nuveen Ltd Term Muni Bond Fund — Interest — Sold

Advanced Analogic Technologies — None — Sold

AT&T — Int/Div — Sold

Cantango Oil & Gas (see Explanation) — None

Eldorado Gold — None

Frontier Common. (see Explanation) — Int/Div — Buy

Frontier Common. (see Explanation) — Buy (add'l)

Frontier Common. (see Explanation) — Sold

Terranova Royalty Corp. (see Explanation) — None — Buy

Terranova Royalty Corp. (see Explanation) — Sold

Verizon Comm. — Int/Div — Buy

ishares Japan Fd. — Int/Div — Buy

Cisco Sys — None — Buy

Click Software Tech. — None — Buy

Chart Indus — None — Buy

Nanov:Ricides — None — Buy

Neural Stem Inc — None — Buy

S&P North Amer Tech Fd — Int/Div — Buy

E-Bay Inc. — None — Buy

International Stem Cell Corp. — None — Buy

Pro-Pharmaceuticals — None — Buy

Brigus Gold — None — Buy

Capstone Turbine — None — Buy

Capstone Turbine — Buy (add'l)

TTi Team Telecom — None — Buy

TTi Team Telecom — Sold

Globe Specialty Metals — Int/Div — Buy

iNovio Pharmaceuticals — None — Buy

Argentex Mining (see Explanation) — None — Buy

Wells Fargo Warrants — None — Buy

Apple Inc — None — Buy

First Trust High Income Long/Short FD — Int/Div — Buy

CenturyLink Inc — None — Buy

Morgan Stanley Smith Barney Unified Managed Acct-est12/10/10

Cambiar Small Cap Fd — None — Buy

Cambiar Small Cap Fd — Buy (add'l)

Blackrock Inflation Preferred Bond Port — Int/Div — Buy

Blackrock Inflation Preferred Bond Port — Distribution — Buy (add'l)

Eaton Vance Commodity Strategy Fd — Int/Div — Buy

Eaton Vance Commodity Strategy Fd — Distribution — Buy (add'l)

Eaton Vance Large Cap Value Fund — Int/Div — Buy

Eaton Vance Large Cap Value Fund — Buy (add'l)

Eaton Vance Income Fund of Boston — Int/Div — Buy

Eaton Vance Income Fund of Boston — Buy (add'l)

Goldman Sachs Growth Opp. Fd — None — Buy

Goldman Sachs Growth Opp. Fd — Buy (add'l)

Goldman Sachs Absolute Return Tracker — None — Buy

Goldman Sachs Absolute Return Tracker — Buy (add'l)

Ing Global Real Estate — Int/Div — Buy

Ing Global Real Estate — Buy (add'l)

JP Morgan Dynamic Small Cap Growth — None — Buy

JP Morgan Dynamic Small Cap Growth — Buy (add'l)

Lazard Emerging Mkts Port — Int/Div — Buy

Lazard Emerging Mkts Port — Buy (add'l)

Legg Mason Western Asset Int. Muni — Int/Div — Buy

Legg Mason Western Asset Int. Muni — Buy (add'l)

Mainstay Large Cap Growth Fd — None — Buy

Mainstay Large Cap Growth Fd — Buy (add'l)

Pimco Funds Emerging Local Bond — Int/Div — Buy

Pimco Funds Emerging Local Bond — Buy (add'l)

Rydex SGI Managed Futures Strategy Fd — None — Buy

Rydex SGI Managed Futures Strategy Fd — Buy (add'l)

TCW Value Opportunities Fund — Int/Div — Buy

TCW Value Opportunities Fund — Buy (add'l)

Templeton Global Bond Fund Advisor Class — Int/Div — Buy

Templeton Global Bond Fund Advisor Class — Buy (add'l)

Thornburg Int'l Value Fund — Int/Div — Buy

Thornburg Int'l Value Fund — Buy (add'l)

Horary Life Member, Duke University Law School Board of Visitors

Member adjunct faculty, Department of Political Science UNC Charlotte

Member HOA Board, Royal Crest Home Owners

Liability — Bank of America — Credit Card

Explanation of line items contained in Part VII.

Lines 3and 5 - Smith Barney Money Market fund includes deposits in that fund which the broker has moved into their Bank Deposit program.

Line 28 - The IRA was established from my Thrift Savings Plan, all capital gains and dividends are re-invested. Periodically, small numbers of shares are sold to

pay the trustee's fees. These are reported. This income is aggregated and not reported for each separate fund.

Lines 111, 115- These policies were inadvertently omitted from previous reports. The line entries are accurate for years 2005-2009 inclusive and this is a self-

intitated amendment to those reports.

Line 113 - This policy was inadvertently omitted from previous reports. The line entry is accurate for the years 2008 and 2009 inclusive and this is a self-initiated

amendment to those reports.

Line 147 - Terra Nova Royalty Corp. This sale transaction is the result of the split-up of KHD Humbolt WEDAG. That security was exempt from reporting (see

my 2008 Report line 163 and explanation) and remained so until the divisive reorganization. The resulting share of KHD remains exempt. The Terra Nova Realty

is reported here as an exchange and sale.

Line 143 - Frontier Comm. The initial transaction is a spinoff from Verizon followed by additional purchase and sale.

Line 139 - Contango Oil & Gas. This company spun off Contango Ore. The spun off shares are exempt from reporting.

Line 182 - ARGENTEX Mining. This is actually an additional purchase. This has been exempt from reporting but has now reached a level that reporting is

required.