Harry Pregerson

Lot(#® Oxnard Shoes, CA (1964) — None

Lot [ Oxnard Shoes, CA (1964) — None

Partof Lot i» Woodland Hills, CA (1963) — None

Part of Lot (§), Woodland Hills, CA (1979) — None

Part of Lot), Woodland Hills, CA (1984) — None

Limited Partnership Interest in Penn Cal I nvestors, Cal LTD — Rent

CGM403(B) Custodian UIPL LA Communit y College

CG Capital Markets Lg Capital Value Inve stments — Int/Div — Sold (part)

CG Capital Markets Sm Capital Value Inve stments — Int/Div — Sold (part)

CG Capital Markets Emerging Markets nveswments — Int/Div

CG Capital Markets International Equity Investments — Int/Div — Sold (part)

CG Capital Markets International Equity Investments — Sold (part)

CG Capital Markets Lg Cap Growth Invest ment — Int/Div — Sold (part)

CG Capital Markets Lg Cap Growth Invest ment — Sold (part)

CG Capital Markets Sm Capital Growth Investments — Int/Div — Sold (part)

CG Capital Markets Sm Capital Growth Investments — Sold (part)

CG Capital Markets Core Fixed Income Fund — Int/Div — Sold (part)

CG Capital Markets Core Fixed Income Fund — Sold (part)

CG Capital Markets Core Fixed Income Fund — Sold (part)

CG Capital Markets Core Fixed Income Fund — Sold (part)

CG Capital Markets International Fixed I ncome Investments — Int/Div — Sold (part)

CG Capital Markets International Fixed I ncome Investments — Sold (part)

CG Capital Markets Money Market Fund — Int/Div

Minnesota Life Ins Single Pmnt Annuity ‘Non-qualified — Distribution — Distributed

IRA Acct Wachovia Securities Bank Depos it Sweep Option (Y)

Washington Mutual/Chase — Interest

Bank Deposit Sweep Option (Y)

Janus Money Market Fund (Y)

Centennial Money Market TR (Y)

Wachovia Bank CD — Interest — Buy

Wachovia Bank CD — Interest — Buy

Wachovia Bank CD — Interest — Buy

Wachovia Bank CD — Interest — Buy

Wachovia Bank CD — Interest — Buy

Wachovia Bank — Interest

Smith Bamey Muni FDS CA Money Market (Y)

Smith Bamey Aggressive Growth (Y)

Smith Barney Appreciation Fund Class B (Y)

Smith Bamey

CG Capital Markets Gov-t Muni Investm ent (Y) ~~

CG Capital Markets Core Fixeed Income F und — Int/Div — Sold (part)

CG Capital Markets Lg Capital Value Inve stments — Int/Div — Sold (part)

CG Capital Markets Lg Capital Value Inve stments — Buy (add'l)

CG Capital Markets Lg Capital Value Inve stments — Buy (add'l)

CG Capital Markets Sm Capital Value Inve stments — Int/Div — Buy (add'l)

CG Capital Markets Sm Capital Value Inve stments — Buy (add'l)

CG Capital Markets Sm Capital Value Inve stments — Sold (part)

CG Capital Markets Emerging Markets I nvestments — Int/Div — Buy (add'l)

CG Capital Markets Emerging Markets I nvestments — Buy (add'l)

CG Capital Markets Emerging Markets I nvestments — Buy (add'l)

CG Capital Markets Emerging Markets I nvestments — Sold (part)

Northem Trust

MFO American Centy CA Tax-Free Bd Fd Inv — Int/Div

MFB NTHN CA Mun Money Mkt — Interest — Buy

The Oakmark Funds — None — Sold

Plains Capital Bank (Y)

Raymond James

Citigroup CHP XVII — Interest

US Treasury Bills 08/15/23 — Interest — Buy (add'l)

US Treasury Bills 08/15/23 — Buy (add'l)

US Treasury Bills 08/15/23 — Buy (add'l)

US Treasury Bills 08/15/21 — Interest — Buy (add'l)

US Treasury Bills 08/15/21 — Buy (add'l)

US Treasury Bills 08/15/20 — Interest — Buy (add'l)

US Treasury Bills 08/15/22 — Interest — Buy

83. - US Treasury Bills 08/15/24 — Interest — Buy (add'l)

US Treasury Bills 08/15/26 — Interest

JP Morgan Chase CO Notes — Int/Div

Raymond James Money Market (X) — Interest

Schlumberger LTD Stock — Int/Div

Microsoft Coporation Stock — Int/Div

Nuveen Preferred & Conv Income Fund 2 — Int/Div

Nuveen Preferred & Conv Income Fund 2 — Buy (add'l)

Nuveen Preferred & Conv Income Fund 2 — Buy (add'l)

Community Bank & Trust CD — Interest — Buy

Raymond James IRA #1: Microsoft Corpora tion Stock — Int/Div

Raymond James IRA #2: Community Bank & Trust CD — Interest — Buy

EdwardJones: Indymac Bank CD — Interest — Redeemed

EdwardJones: Washington Mutual Bank CD — Interest — Sold (part)

EdwardJones: Washington Mutual Bank CD — Sold (part)

EdwardJones: Washington Mutual Bank CD — Redeemed

Harry Pregerson 1996 Irrevocable Trust

CalNational Bank — Interest

Janus Fund — Int/Div

Ing Direct

Lot () Oxnard Shoes, CA (1964) — None

Lot (8), Oxnard Shoes, CA (1964) — None

Part of Lot (§), Woodland Hulls, CA (1963) — None

Part of Lot(g), Woodland Hills, CA (1979) — None

Part of Lot(@), Woodland Hills, CA (1984) — None

Limited Partnership Interest in Penn Cal nvestors, Cal LTD — Rent

CGM403(B) Custodian UIPL LA Communit y College

CG Capntal Markets Lg Capital Value Inve stments R — Int/Div — Sold (part)

CG Capital Markets Sm Capital Value Inve stments — Int/Div — Sold (part)

CG Capital Markets Emerging Markets nvestments — Int/Div

CG Capital Markets Intemational Equity Investments — Int/Div — Sold (part)

CG Capital Markets Intemational Equity Investments — Sold (part)

CG Capital Markets Lg Cap Growth Invest ment — Int/Div — Sold (part)

CG Capital Markets Lg Cap Growth Invest ment — Sold (part)

CG Capital Markets Sm Capital Growth Investments — Int/Div — Sold (part)

CG Capital Markets Sm Capital Growth Investments — Sold (part)

CG Capital Markets Core Fixed Income Fund — Int/Div — Sold (part)

CG Capital Markets Core Fixed Income Fund — Sold (part)

CG Capital Markets Core Fixed Income Fund — Sold (part)

CG Capital Markets Core Fixed Income Fund — Sold (part)

CG Capital Markets International Fixed ncome Investments — Int/Div — Sold (part)

CG Capital Markets International Fixed ncome Investments — Sold (part)

CG Capital Markets Money Market Fund — Int/Div

Minnesota Life Ins Single Pmnt Annuity Non-qualified — Distribution — Distributed

IRA Acct Wachovia Securities Bank Depos 1t Sweep Option (Y)

Washington Mutual/Chase — Interest

Bank Deposit Sweep Option (Y)

Janus Money Market Fund (Y)

Centenmal Money Market TR (Y)

Wachovia Bank CD — Interest

Wachovia Bank CD — Interest

Wachovia Bank CD — Interest

Wachovia Bank CD — Interest

Wachovia Bank CD — Interest

Wachovia Bank — Interest

Smith Barney Muni FDS CA Money Market (Y)

Smith Bamey Appreciation Fund Class B (Y)

Smith Bamey

CG Capital Markets Gov-t Muni Investm ent (Y)

CG Capntal Markets Core Fixeed Income F und — Int/Div — Sold (part)

CG Capnal Markets Lg Capital Value Inve stments — Int/Div — Sold (part)

CG Capnal Markets Lg Capital Value Inve stments — Buy (add'l)

CG Capnal Markets Lg Capital Value Inve stments — Buy (add'l)

CG Capital Markets Sm Capital Value Inve stments — Int/Div — Buy (add'l)

CG Capital Markets Sm Capital Value Inve stments — Buy (add'l)

CG Capital Markets Sm Capital Value Inve stments — Sold (part)

CG Capital Markets Emerging Markets nvestments — Int/Div — Buy (add'l)

CG Capital Markets Emerging Markets nvestments — Buy (add'l)

CG Capital Markets Emerging Markets nvestments — Buy (add'l)

CG Capital Markets Emerging Markets nvestments — Sold (part)

CG Capital Markets International Fixed } ncome Investments — Int/Div — Buy

CG Capital Markets International Fixed } ncome Investments — Sold (part)

CG Capital Markets Intemational Equity Investments — Int/Div — Buy (add'l)

CG Capital Markets Intemational Equity Investments — Buy (add'l)

CG Capital Markets Intemational Equity Investments — Sold (part)

CG Capital Markets Lg Cap Growth Invest ment — Int/Div — Buy (add'l)

CG Capital Markets Lg Cap Growth Invest ment — Buy (add'l)

CG Capital Markets Lg Cap Growth Invest ment — Sold (part)

CG Capital Markets Sm Capital Growth Investments — Int/Div — Buy (add'l)

CG Capital Markets Sm Capital Growth Investments — Buy (add'l)

CG Capital Markets Sm Capital Growth Investments — Sold (part)

Eurobank CD — Interest — Buy

Capital One Bank CD — Interest — Buy

Capital One NA CD — Interest — Buy

Countrywide Bank CD — Interest — Buy

Silverton Bank CD — Interest — Buy

Western Asset Class A CG Capital Mks Money Fund — None

Northem Trust

MFO American Centy CA Tax-Free Bd Fd Inv — Int/Div

MFB NTHN CA Mun Money Mkt — Interest — Buy

The Oakmark Funds — None — Sold

Plains Capital Bank (Y)

Raymond James

US Treasury Bills 08/15/23 — Interest — Buy (add'l)

US Treasury Bills 08/15/23 — Buy (add'l)

US Treasury Bills 08/15/23 — Buy (add'l)

US Treasury Bills 08/15/21 — Interest — Buy (add'l)

US Treasury Bills 08/15/21 — Buy (add'l)

US Treasury Bills 08/15/20 — Interest — Buy (add'l)

US Treasury Bills 08/15/22 — Interest — Buy

US Treasury Bills 08/15/24 — Interest — Buy (add'l)

US Treasury Bills 08/15/26 — Interest

JP Morgan Chase CO Notes — Int/Div

Cash in client interest program — Interest

Schlumberger LTD Stock — Int/Div

Microsoft Coporation Stock — Int/Div

Nuveen Preferred & Conv Income Fund 2 — Int/Div

Nuveen Preferred & Conv Income Fund 2 — Buy (add'l)

Nuveen Preferred & Conv Income Fund 2 — Buy (add'l)

Community Bank & Trust CD — Interest — Buy

Raymond James IRA #1. Microsoft Corpora tion Stock — Int/Div

Raymond James IRA #2 Community Bank & Trust CD — Interest — Buy

EdwardJones Indymac Bank CD — Interest — Redeemed

Edwardlones Washington Mutual Bank CD — Interest — Sold (part)

Edwardlones Washington Mutual Bank CD — Sold (part)

Edwardlones Washington Mutual Bank CD — Redeemed

Harry Pregerson 1996 Irrevocable Trust

CalNational Bank — Interest

Janus Fund — Int/Div

Ing Direct

Orange CD — Interest

Member, Marine Corps Reserve Officers Association

Member, Advisory Board, Childhelp USA

Member "ye, Advisory Board of Directors, Metropolitan Division, The Salvation Army

Member, Board of Trustees, Devil Pups, Inc

5., — T= =I “2 BB wm

Income — 2008 — State of California Judge's Retirement System — $17,196.77

Spouse's income — 2008 — Los Angeles Community College District - Salary

Part VHI- Corrections to 2007 Disclosure Report

Asset #16 Janus Twenty Fund sold in 2007

Asset #17 Janus Contranan Fund #37 sold in 2007

Asset #18 Janus Research Fund sold in 2007

Asset #19 Janus Olympus Fund changed its name before 2007 to Orion which was sold in 2007

Asset #20 Janus Orion Fund sold in 2007

Asset # 21-26 Janus Money Market Fund combined to one fund in 2008 report

Asset #43 Orion Bank CD Naples FL sold in 2007

Aseet #44 Northern Trust did not show detail of 2 assets in 2007 report

Asset #8 CGM403(B) Custodian UIPL LA did not show asset details in 2007 report

10. Harry Pregerson 1996 Irrevocable Trust was not reported in 2007 report

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