Gene E.K. Pratter

Vanguard Total Bond Market Index Retirement #2 — Int/Div — Buy (add'l)

Vanguard Total Bond Market Index Retirement #2 — Nune — Buy (add'l)

Vanguard Total Bond Market Index Retirement #2 — None — Sold

Vanguard Index 500 - Retirement #2 — None — Sold (part)

Vanguard International Growth - Retirenient 2 — NOH — Sold (part)

DFA US Small Cap Value - Retirement #5 — Int/Div

DFA US Large Cap Value - Retirement #5 — Int/Div

Federated US Gov't - 3 - Retirement #5 — Int/Div

First Eagle Overseas - Renrement #5 — Int/Div

Janus Fund - Retirement #5 — Int/Div

Janus Qverseas - Renrement &3 — Int/Div

Schwab Money Market - Retirement #5 — Int/Div

Royce Opportunity - Retirement #6 — Int/Div

Schwab Money Market - Retirement #6 — Int/Div

Thomburg Value - Retirement 46 — Int/Div

Janus Overseas - Retirement 16 — Int/Div

Janus Fund - Retirement 46 — Int/Div

Sound Shore - Retirement #6 — Int/Div

Baron Growth - Retirement #7 — Int/Div — Sold (part)

DFA US Micro Cap - Retirement #7 — Int/Div — Sold (part)

DFA Emerging Markets Core Equity Retirement #7 — Int/Div — Sold (part)

DFA Intemational Small Value - Retirement #1 — Int/Div

DFA Intemational Value - Reuremem &7 — Int/Div — Sold (part)

DFA One Year Fixed - Retirement #7 g — Int/Div — Sold (part)

Dodge & Cox Stock - Retirement #7 — Int/Div — Sold (part)

Dodge & Cox Stock - Retirement #7 — None — Sold (part)

First Eagle Overseas - Retirement #7 — Int/Div — Sold (part)

Artio Intemational Equity - Retirement 77 — Int/Div

Morgan Stanley International Equity Retirement #7 — Int/Div

Morgan Stanley Emerging Markets Retirement #7 — Int/Div — Sold (part)

Janus Overseas - Retirement #7 — Int/Div — Sold (part)

Royce Value Plus - Retirement #7 — None — Sold (part)

Third Avenue Intemational Value Retirement #7 — Int/Div — Sold (part)

Metropolitan West Total Return Retirement £7 — None — Buy (add'l)

BlackRock Low Duration - Retirement #7 — Int/Div — Buy

BlackRock Low Duration - Retirement #7 — None — Buy (add'l)

Westcore MIDCO Growth - Trust #1 — None

DFA Tax Managed Markcetwide Value Trust #] — Int/Div

Westcore International Frontier - Trust #1 — Int/Div

DFA Int'l Value - Trust #1 — Int/Div

DFA US Small Value - Trust #1 — Int/Div

DFA US Small Value - Brokerage #1 — Dwadend — Buy (add'l)

DFA US Small Value - Brokerage #1 — None — Sold (part)

DFA Emerging Markers Care Equity Brokerage #1 — Int/Div — Sold (part)

East River Bank Stock - Brokerage #1 — None

Federated Short Term Muni - Brokerage #1 — Int/Div — Buy

Federated Short Term Muni - Brokerage #1 — None — Buy (add'l)

First Eagle Overseas - Brokerage #1 — Int/Div

Janus Fund - Brokerage #1 — Int/Div

Schroder Short Term Muni - Brokerage # i — Int/Div — Sold

Hotchkis & Wiley Large Cap Value Brokerage #1 — Int/Div

Third Avenue International Value Brokerage #1 — Int/Div

Thomburg Int'l Value - Brokerage #1 — Int/Div

William Blair Int’) Small Growth Brokerage #1 — Int/Div — Buy (add'l)

Westcore International Frontier - Brokerage #1 — Int/Div — Sold (part)

William Blair Large Growth - Brokerage #) — Int/Div — Buy (add'l)

Metropolitan West Total Return - Brokerage Ell — None — Buy (add'l)

Baron Growth - Brokerage #2 — Int/Div — Sold (part)

DFA US Micro Cap - Brokerage #2 — Int/Div

DFA Tax Mgd Markctwide Value Brokerage #2 — Int/Div

DFA US Small Value - Brokerage #2 — Int/Div

DFA Tax Mgd Intl Value - Brokerage #2 — Int/Div

Dodge & Cox Stock - Brokerage #2 — Int/Div

Schwab Muni Value Advantage - Brokerage #2 — Int/Div — Sold

Schroder Short Tenn Muni - Brokerage #2 — Int/Div — Sold

Third Avenue International Value Brokerage #2

Tumer Core Growth - Brokerage #2 — Int/Div

Westcore MIDCO Growth - Brokerage #2 — J

DFA Short Term Muni - Brokerage #2 — Int/Div — Buy

DFA Short Term Muni - Brokerage #2 — None — Buy (add'l)

DFA One Year Fixed - Retireinent £8 — None — Buy (add'l)

Federated US Gov't - 3 - Retirement #8 — Int/Div — Sold (part)

Baron Growth - Retiremetn #8 — Int/Div

Brandywine Fund - Retirement 48 — None

DFA Emerging Markets Core Equity Retirement #8 — Int/Div — Sold (part)

DFA Emerging Markets Core Equity Retirement #8 — None — tpart)

DFA Intemational Valuc - Retircinent #8 — Int/Div — Sold (part)

DFA US Micro Cap - Retirement ii8 — Int/Div

Dodge & Cox Stock - Retirement #8 — Int/Div

DFA int'} Small Cap Value - Retirement #8 — Int/Div

First Eagle Overseas - Retirement #8 — None — Sold (part)

Hotchkis & Wiley Large Cap Value Retirement #8 — Int/Div

Janus Mid Cap Value - Retirement #8 — None — Sold (part)

Janus Overseas - Retirement #R i — Int/Div — Sold (part)

Janus Overseas - Retirement #8 — None — pan)

Artio International Equity - Retirement #8 — Int/Div

Turner Small Cap Equity - Retirement #8 — None

Westcore International Frontier - Retirement #8 — None — Sold (part)

Westcore MIDCO Growth - Retircinent #8 — None

William Blair International Growth 3 Retirement #8 — Int/Div — Sold (part)

William Blair Int) Small Growth Retirement #8 — Int/Div

BlackRock Low Duration - Retirement #8 — Int/Div — Buy

BlackRock Low Duration - Retirement #8 — None — Buy (add'l)

Equitable Vanable Lite - Alliance Common Stock N — None — Buy (add'l)

Equitable Variable Life - Alliance Common Siock — None — Buy (add'l)

Equitable Variable Life - Alliance : International s — None — Buy (add'l)

Equitable Variable Life - Alliance International — Nuc — Buy (add'l)

Co-Trustee, Trust #1

Liability — Bank of Amecnca — Credit Card

Income — 2009 — rsity of Pennsvivama Law School { Adjunct Professor) — $10.000.00