P. Kevin Castel

Brk Act #11 Fidelity Capital Appreciation Mutual Fund — Int/Div — buy

same as above — buy

same as above — buy

same as above — buy

same as above — buy

Brk Act #1 TV Fidelity Cash Reserves — Int/Div

Brk Act #1 Fidelity Asset Manager Mutual Fund — Int/Div — buy

Brk Act #1] Fidelity Aggressive Growth Mutual Fund — Int/Div — buy

Brk Act #18 Fidelity Insurance Mutual Fund — Int/Div — buy

Brk Act# jf] Fidelity Balanced — Int/Div — buy

same as above — buy

same as above — buy

Brk Act#g'Spartan NY Muni Income — Int/Div — buy

Brk Act# [gg Fidelity Diversified International — None — buy

same as above — sell

Brk Act # WB Muni Mny Mkt Port CL A — Int/Div

Brk Act #IgNQN (Nuveen NY) invt Qualtiy Mun Fd — Int/Div

Brk Act #/ WIM Aggr Grwth Fd Class A — None

Brk Act #2 BSB Apprectioan Fd CL A — Int/Div

Brk Act #2 SB Premier Selections Large Cap Fd CLA — None — sell

Brk Act #2[]iSB Muni Fd NY Port CL A — Int/Div

Brk Act #/%SB Intermediate Maturity NY Muni Fund CLA — Int/Div

Brk Act # [SB Large Cap Grwth FD CL A — None — buy

same as above — None — buy

Brk Act #2 Jl Units Nuveen TE UT TR #51 M NY Insd Ser6 — Int/Div

Brk Act #: @ NYS MED CARE FACS FINAGY RV MENTHLTH 5.3/04 — Interest — redemption

Brk Act #2gNYC SER A-1 AMBAC 5/04 — Interest — redemption

Brk Act #/fiNYC G/O SER L 5.3/04 — Interest — redemption

Brk Act ngNYy NY SER D 6/05 — Interest

Brk Act #2 Wl NYS MED CARE FAC FIN AGY MENTHLTH 5/05 — Interest

Brk Act #2 WINYS DORM AU REVS CITY U 5/05 (4.45/05) — Interest

Brk Act # @NYC G/O SER L 5.45/05 — Interest

Brk Act #2 fIVYC Gen Oblig SERK 4.5/05 — Interest

Brk Act #2 @NYS DORM AUTH REVS SECD HOSP 5/06 — Interest

Brk Act # @MTA NY Excess Loss Fd 4.3/06 — Interest

Brk Act #@NYS Trwy Auth Gen Rev Ser B 4.9/07 — Interest

Brk Act #2 Triborough B & TAuth NY GEN PURP SER 4 5/ — Interest

Brk Act #2 @ NYC G/O SER J 5/07 — Interest

Brk Act #2 u YS Dorm Au REVS City U 4.625/07 — Interest

Brk Act #2 @nNYs Dorm Au Revs Rockefeller U 43/07 — Interest

Brk Act #WNYS Dorm Au REVS M Filmore Hosp 5.125/08 — Interest

Brk Act #HPNYS Dorm Au Jewish Med Ctr 4.5/07 — Interest

Brk Act # Ql NYS Med Care FAC Fin Agy MentHIth 5.4/08 — Interest

Brk Act #2 @NYC Gen Oblig Ser H 4.5/08 — Interest

Brk Act HIG@NY NY SERM AMBAC 5/08 — Interest

Brk Act # NYS DORM AU REVS 5/08 — Interest

Brk Act# ff}, Nassau Co Ser Z 5/08 — Interest — buy

Brk Act #WIYS Med Care FACS Hosp & Nurs 5.75/08 — Interest — sell

Brk Act #/WNassau Cty COMB SWR DISTR SER Y 5/08 — Interest

Brk Act HIPNYST AU LOC HGHWY&BRIDGE 5/09 — Interest

Brk Act #0 NYS Dorm Au Revs New Island Hosp 5.2/09 — Interest

Brk Act #{fNY NY SER D 6/10 — Interest

Brk Act #: QI VY NY SER J 4.625/10 — Interest

Brk Act #2 NYC Gen Oblig SER K 5/10 — Interest

Brk Act #2 JTYS TWY AUTH 5.25/10 (X) — Interest

Brk Act nL GNY NY RFDG Ser J 5/10 — Interest — buy

Brk Acti#2 ggNYC G/O Ser G 3.125/10 — Interest — buy

Brk Act #2 (Nassau Co Ser C 5.25/10 (X) — Interest

Brk Act #2NYC G/O SER C 4.375 (/11) — Interest

Brk Act #ZNYC G/O SERD 5.4/11 — Interest

Brk Act #HPNYS Dorm Au REVS ST Vincent's H 55/11 — Interest

Brk Act #2JNYC RFDG Ser H 1.94/11 — Interest — buy

same as above — Interest — buy

same as above — Interest — buy

same as above — Interest — buy

Brk Act #2@NYC RFDG 1.77/11 — Interest — buy

same as above — Interest — buy

same as above — sell

NYC RFDG Ser H SubSer H6 1.040/11 — Interest — sell

Brk Act #MNYS ENV FACS 5/11 (X) — Interest

Brk Act #NYNY Ser F 5.125/11 — Interest — buy

Brk Act #@NYC Transitional Auth 4.6/11 (X) — Interest

Brk Act # NY NY Ser J 4/12 — Interest — buy

Brk Act #2 WINYS Dorm Auth City Univ 5.75/12 — Interest — buy

Brk Act # fl, NYC RFDG Ser H-6 float/12 — Interest — buy

Brk Act #2[gNYC RFDG Ser F 5.25/12 (X) — Interest

Brk Act #7 Nassau Co Gen Imo Ser V 5.25/13 (X) — Interest

Brk Act #2 NYC G/O Ser H 5.25/13 (X) — Interest

Brk Act #2 WINY NY Ser J FGIC-TCRS 5.35/12 (X) — Interest

Brk Act #I@INYS Dorm Auth Upstate Comm Coll RevB 5/13 — Interest — buy

Brk Act # NYC RFDG Ser H Sub H-6 1.94/13 — Interest — buy

Brk Act# WY NY REDG Ser B-FGIC TCRS 5.75/13 00 — Interest

Brk Act #2 Wl fedina N'Y Cent Sc Dist 4.75/13 [0,0] — Interest

Brk Act #@ggLIPA 5/13 (X) — Interest

Brk Act #@ NYS Dorm AU RFDG SECD HOSP NYDTWN 52/014 — Interest

Brk Act #2 WTYSMedCare FACSFINAGYMENTHLTHF 5.375/14 — Interest

Brk Act #2 WITYS Dorm Auth Revs Ithaca Coll 5/13 — Interest — buy

Brk Act# ll:amden NY Cent SCh DIST SER A 45/14 — Interest

Brk Act #IPNYC MUN WTR FIN 00/14 — Interest

Brk Act #2(ggWYS DORM AU Iona Coll 4.3/14 — Interest

Brk Act #2 Nassau Cty NY GENIMPT SER X 51/14 — Interest

Brk Act # ll* 1Pwr Au 5/14 — Interest — buy

Brk Act # lIWYC Ser J 5.25/14 (X) — Interest

Brk Act #2 Sharon Springs MunWtr 4.8/14 — Interest — buy

Brk Act #2 gNys Dorm Au Colgate 4.625/14 — Interest — buy

Brk Act # I VYC Ser AG/0 43/14 — Interest — buy

Brk Act #ngu Pwr Au 5/14 (X) — Interest

Brk Act #2 JjgBethlehem NY Cent Sch Dt 5.125/14 0 — Interest

Brk Act #2 ¥YS Med Care 5.375/14 (X) — Interest — sell

Brk Act #2 {Buffalo NY SER C Parking 4.7/15 — Interest

Brk Act #1 NY Pwr Au Elec SYS 5/15 — Interest

BrkAct#? [1 Babylon Sch Dt 5.25/15 (X) — Interest

Brk Act #2fNYS TWY AU 5/15 (X) — Interest

Brk Act #2[NY,NY Ser 15.25/15 — Interest — buy

Brk Act #2 llINYC REF Ser B G/O 5.75/15 (X) — Interest

Brk Act #[@NY,NY RFDG Ser G 5/15 — Interest — buy

Brk Act #2§NYS EnRGY R&D AU ORNGE & ROCK float/15 — buy

Brk Act #2@@,LI1 Pwr Au 4/15 — Interest — buy

Brk Act #2 Carle Place 5.4/15 — Interest — buy

Brk Act # WINYNY Ser A 5.25/15 — Interest — buy

Brk Act #2[f§MTA 5.25/15 (X) — Interest

Brk Act #2 NYC Health & Hosp 4.55/16 — Interest

BrkAct#2 Nassau Co Genlmpt Ser Y 5/16 — Interest — buy

Brk Act # NYC G/O Ser H 5.25/16 — Interest — buy

Brk Act #2 NYS Dorm Au St Johns U 5/16 (X) — Interest

Brk Act #§NV,NY Trans Fin Au 4.75/16 (X) — Interest

Brk Act #J§LIPA 5.125/16 — Interest

Brkact H#2gGNYS Env Fac Corp St Clean Wir 5/17 [oe] — Interest

Brk Act #2@NY NY RFDG Ser J 5/17 (X) — Interest

Brk Act #J@§NYC Ser G G/O 5/17 — Interest — buy

Brk Act H#2GNYS Dorm AU City U 5/18 — Interest

Brk Act #2@gNYC SER B Gen Obl 5.375/18 (X) — Interest

Brk Act #'@; INYPWR AU 5/18 (X) — Interest

NBrk Act #2 NYS Dorm Au St Josephs H To 525/18 (0 — Interest

Brk Act #{jgBuffalo NY Mun Wtr Fin Au 5/19 — Interest — buy

Brk Act #2 liagra Falls Brdg float/19 — None — buy

Brk Act # Wl <uffalo Ser C 5/19 (X) — Interest

Brk Act # NYC Trans F/A Rev 5.25/21 — Interest — buy

Brk Act # SIINYC TR Cultural Res Am Muse Nat Hist float/ 21 — None — buy

Brk Act #2 Wliriborough B & TAU 5/24 (X) — Interest

Brk Act #2 fll’ 1riborough B & T Au 1.95/32 (X) — Interest

Brk Acctz2 WR Zayne Anderson MLP INVT Co — Int/Div — buy

Bkt Act#2 Wl <hares TR Dow Jones Select Div Index Fund (X) — Int/Div

Brk Act #4 NYS Med Care 5.3/04 — Interest — redemption

Brk Act #4 NYS Twy Au SER A 4.9/05 — Interest

Brk Act #4 NYS Dorm Au City U 4.45/05 — Interest

Brk Act #4 NYS Dorm Au Southside Hosp 5/06 — Interest

Brk Act #4 NY RFDF SER A 6.125/06 — Interest — sell

Brk Act #4 NYS Dorm Au UTD Health 4.8/06 — Interest

Brk Act #4 NYS MED CARE MNTL HEALTH 4.9/06 — sell

Brk Act #4 NYS Dorm Au City U 4.625/07 — Interest

Brk Act #4 Port Auth 119th Ser 5/07 — Interest

Brk Act #4 NYS Dorm Mtg Hosp 4.95/08 — Interest

Brk Act #4 NYS Med Care 5.4/08 new mat 05 — Interest

Brk Act #4 NYS Thrwy 5.1/10 — Interest

Brk Act #4 NYC G/O Ser C 4.35/11 — Interest

Brk Act #4 NYC RFDG Ser H, subser H6 float/12 — None — buy

Brk Act#4 MTA FRDG Ser A 4.3/13 (X) — Interest

Brk Act #4 Nassau Cty Gen Iinpt Ser X 5.1/14 — Interest

Brk Act #4 NYC Ref Ser B G/O 5.75/15 (X) — Interest

Brk Act #4 NYC Health & Hosp 4.5°4.557/16 — Interest

Brk Act#4 NYC G/O Ser B 5.25/18 (X) — Interest — buy

Brk Act #5 ff]“B Muni NY MNY MKT PORT CL A — Int/Div

Brk Act#5 [Bl Apprec Fd CL A — None — sell

Brk Act #5@SM Muni FD NY Port CL A — Int/Div

BrkAct#5 [Rs High Income FD CL A — Int/Div — sell

Brk Act #8 Intermediate Maty NY Muni FD CLA — Int/Div

Brk Act #SSB Large Cap Growh Fund CL A — Int/Div — buy

Brk Act #. {YS Med Care 5.3/04 — Interest — redeemed

BrkAct #SgNYS Dorm AU 4.45/05 — Interest

Brk Act #5 NYNY RFDG SER A 6.125/06 — Interest — sell

Brk Act#5 WVYs Dorm Au 4.8/06 — Interest

Brk Act#5 vys Med Care MNTL HLTH 4.9/06 — Interest — sell

Brk Act # #'NYS Dorm AU City U 4.625/07 — Interest

Brk Act#5 a »ort Auth NYNJ 119th Ser 5/07 — Interest

Brk Act #SgNYS Dorm UTD Hith Svcs 4.95/08 — Interest

Brk Act #5 {YS Med Care Ment Hith 5.4/05°08 — Interest

Brk Act # Ql NYS Thrwy AU 5.1/10 — Interest

Brk Act #SNYC G/O SER C 4.375/11 — Interest

Brk Act #Syglifoming NYC Sch Dist SerB 4.25/13 — Interest

Brk Act #5 Nassau Cnty NY Gen Impt Ser X 51/14 — Interest

Brk Act #:@I'NYC Ref B G/O 5.75/15 (X) — Interest

Brk Act #SgNY, NYSer H 5/15 — Interest — buy

Brk Act #5 MTA 5.25/15 (X) — Interest

Brk Act #5 Wl VY C Health&Hosp 4.55/16 — Interest

Brk Act #(ggSB Money Funds Cash Port CLA — Int/Div

Brk Act # WlSB Muni NY Mkt Port CL A — Int/Div

Brk Act #6 Wl].DP — Int/Div

Brk Act #6 [ff] 3BY — Int/Div

Brk Act #6 @'CSCO — None

Brk Act #6 lll TAS — Int/Div

Brk Act #6 Citigroup — Int/Div

Brk Act #6 [jell (X) — None

Brk Act #6'EMR — Int/Div — sell

Brk Act #(J GE — Int/Div

Brk Act # WD — Int/Div

Brk Act #. {ll BRM — Int/Div

Brk Act #6 MB — Int/Div

Brk Act #6 l'XSS — None

Brk Act #6{JILLY — Int/Div

Brk Act #( PMD? — Int/Div

Brk Act #¢ MRK — Int/Div

Brk Act HOMSFT — Int/Div

Brk Act H#NOK — Int/Div

Brk Act # INP (¥) — None — sell

Brk Act #¢{ ORCL — None

Brk Act #6 @IWMT — Int/Div

Brk Act #HggWAaG — Int/Div

Brk Act #6 [VEC — Int/Div

Brk Act #7 Citibank NA Bank Dep Program — Interest

Brk Act #7 FNMA — None — buy

same as above — sell

Brk Act #8 citibank Bank Dep Prog — Interest

Brk Act #3gysB Appreciation FD CL A — None

Brk Act#9 -'s MUNINY MNY MKT PORT CLA — Int/Div

Brk Act # {lf Nuveen NY Select Qual (NVN) — Int/Div

Brk Act #10[jg'SB MUNI NY MNY PORT CL A — Int/Div

Brk Act #10gp Juveen NY Sel Qual (NVN) — Int/Div

Brk Act #1] “idelity Funds(Stock) — None

Brk Act#1 I gggipartan US Eq Index — None

Brk Act #11[ASIFT CP Fx Inst — Int/Div

Brk Act #12 PHX Oakhurst Strat Alloc FD A — None

Brk Act #12 PHX Oakhurst Inc&Growth FD A — Int/Div

Brk Act #13 Fidelity Divers Intl — None

Brk Act #13 Fidelity Equity Inc — None

Brk Act #13 Fidelity Inter Bond — None

Brk Act #13 Fidelity Retire Mmkt — None

Brk Act #14 Fidelity Equity Inc — None

Brk Act #14 Fidelity Inter Bond — None

Brk Act #14 Fidelity Retirement Mmkt — None

1st Vice President, St. John's School of Law, Alumni Association (uncompensated)

Agreement — 10/27/03 — Garr fifibnd fate Teint ors Ld = £9 Cahill Gordon & Reindel LLP agreement in connection with withdrawal from fir o =

Reimbursement — Commercial & Federal Litigation Section of New York State Bar Association — , and Food ({ERENEEER

Income — 2005 — Cahill Gordon & Reindel LLP (fees received in 2005 for fiscal 2004 attributable to services prior to 10/31/03 withdrawal) — $29,041

Income — 2004 — Cahill Gordon & Reindel LLP (fees received in 2004 for fiscal 2004 attributable to services prior to 10/31/03 withdrawal) — $384,996

Income — 3, 2004 — Cahill Gordon & Reindel LLP (fees received in 2004 for fiscal 2003 attributable to services prior tol10/31/03 withdrawal) — $1,251,313

Spouse's income — 2004 — Teachers Insur and Annuity Assoc (Payment under Spouse's Deceased Mother's Retirement Plan)

(Indicate part of Report.)

Item 229 of Prior FDR Brk Act #7 HSY sold on 4/22/03.

Item 230 of Prior FDR Brk Act #7 Lowes Corp Carolina Group CG sold on 4/10/03.

Item 231 Brk Act #7 MBI sold on 3/17/03.

Item 232 of Prior FDR Brk Act #7 MDT sold prior to 12/31/03.

Item 233 of Prior FDR Brk Act #7 KR sold on 4/22/03.

Item 234 of Prior FDR Brk Act #7 MOGA sold on 4/28/03 and 4/30/03.

Item 235 of Prior FDR Brk Act #7 NYB sold on 4/22/03.

Item 236 of Prior FDR Brk Act #7 OMC sold on 11/19/03.

Item 237 of Prior FDR Brk Act #7 POG sold 4/14/03.

Item 238 of Prior FDR Brk Act #7 PFE sold on 11/19/03.

Item 239 of Prior FDR Brk Act #7 PFG sold on 11/19/03.

Item 241 of Prior FDR Brk Act #7 SLB sold on 4/10/03.

Item 243 of Prior FDR Brk Act #7 WMT sold on 5/21/03 and 11/19/03.

Item 245 of Prior FDR Brk Act #7 ISHARES MSCIMEXICO(EWW ) sold prior to 12/31/03.

Item 246 of Prior FDR Brk Act #7 ISHARES TR LEHMAN TBOBD (SHY) sold prior to 12/31/03.

Item 274 Brk Act #7 Bank of NY sold on 3/17/03.

Item 275 of Prior FDR Brk Act #7 FISERV sold on 4/28/03.