P. Kevin Castel
2005
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Pull out the substance of this filing.
What was filed
457
investments
3
positions
0
gifts
3
agreements
0
debts
0
reimbursements
3
income
0
spouse income
Named parties
- St. John's School of Law, Alumni Association (uncompensated)
- Federal Bar Council (uncompensated)
- (®) ® " - oF TE “4 . ty mm = a
- Cahill Gordon & Reindel LLP (fees received in 2005 for fiscal 2004 attributable to services prior to 10/31/03 withdrawal) (Pt VIII)
- Cahill Gordon & Reindel LLP (fees received in 2005 for fiscal 2005 attributable to services prior tol 0/31/03 withdrawal)
- Cahill Gordon & Reindel LLP (fees received in 2006 for fiscal 2005 attributable to services prior to10/31/03 withdrawal)
As filed
Brk Act #1 Fidelity Capital Appreciation Mutual Fund — Int/Div
Brk Act #1Fidelity Cash Reserves — Int/Div
Brk Act #1 Fidelity Asset Manager Mutual Fund — Int/Div
Brk Act #1 Fidelity Aggressive Growth Mutual Fund — Int/Div
Brk Act #1Fidelity Insurance Mutual Fund — Int/Div — sold
same as above — sold
Brk Act #1 Fidelity Balanced — Int/Div
Brk Act#1 Spartan) NY Muni Income — Int/Div
Brk Act #2 SB Muni Mny Mkt Port CL A — Int/Div
Brk Act #2 NQN (Nuveen NY) invt Qualtiy Mun Fd — Int/Div
Brk Act #2 AIM Aggr Grwth Fd Class A — None
Brk Act #2 First Eagle Overseas Fund Class A (Pt VIII) — Int/Div
Brk Act #2 SB Muni Fd NY Port CL A — Int/Div
Brk Act #2 SB Intermediate Maturity NY Muni Fund CLA — Int/Div
Brk Act #2 SB Large Cap Grwth FD CLA — None
Brk Act #2 SB Cap FD CL A (Part VII) — Int/Div
Brk Act #2 Units Nuveen TE UT TR #61 M NY Insd Ser 61 — Int/Div
Brk Act #2 NY NY SER D 6/05 — Interest — redemption
Brk Act #2 NYS MED CARE FAC FIN AGY MENTHLTH 5/05 — Interest — redemption
same as above — redemption
Brk Act #2 NYS DORM AU REVS CITY U 5/05 (4.45/05) — Interest — redemption
Brk Act #2NYC G/O SER L 5.45/05 — Interest — redemption
Brk Act #2 NYC Gen Oblig SER K 4.5/05 — Interest — redemption
Brk Act #2 NYS DORM AUTH REVS SECD HOSP 5/06 — Interest
Brk Act #2 MTA NY Excess Loss Fd 4.3/06 — Interest
Brk Act #2 NYS Trwy Auth Gen Rev Ser B4.9/07 — Interest
Brk Act #2 Triborough B & TAuth NY GEN PURP SER A 5/07 — Interest
Brk Act #2 NYC G/O SERJ 5/07 (5/06) — Interest — call
Brk Act #2 NYS Dorm Au REVS City U 4.625/07 — Interest
Brk Act #2 NYS Dorm Au Revs Rockefeller U 4.3/07 — Interest
Brk Act #2 NYS Dorm Au REVS M Filmore Hosp 5.125/08 — Interest
Brk Act #2 NYS Dorm Au Jewish Med Ctr 4.5/07 — Interest
Brk Act #2 NYS Med Care FAC Fin Agy MentHIth 5.4/08 — Interest — redemption
Brk Act #2 NYC Gen Oblig Ser H 4.5/08 — Interest
Brk Act #2 NY NY SERM AMBAC 5/08 (/07) — Interest
Brk Act #2 NYS DORM AU REVS 5/08 — Interest
Brk Act #2 Nassau Co Ser Z 5/08 — Interest
Brk Act #2 Nassau Cty COMB SWR DISTR SER Y 5/08 — Interest
Brk Act #2 NYST AU LOC HGHWY&BRIDGE 5/09 — Interest
Brk Act #2 NYS Dorm Au Revs New Island Hosp 5.2/09 — Interest
Act #2 NY NY SER D 6/10 — Interest — redemption
Brk Act #2 NY NY SER J 4.625/10 — Interest
Brk Act #2 NYC Gen Oblig SER K 5/10 — Interest
Brk Act #2 NYS TWY AUTH 5.25/10 (/08) — Interest
Brk Act #2 NY NY RFDG Ser J 5/10 — Interest
Brk Act#2 NYC G/O Ser G 3.125/10 4/10] — Interest
Brk Act #2 Nassau Co Ser C 5.25/10 — Interest
Brk Act #2 NYS Dorm AU Staten Isl U Hosp 4.9/10 — Interest — buy
Brk Act #2 NYC G/O SER C 4.375/11 — Interest
Brk Act #2 NYC G/O SER D 5.4/11 (/07) — Interest
Brk Act #2 NYS Dorm Au REVS ST Vincent's H 5.5/11 — Interest
Brk Act #2 NYC RFDG Ser H SubSer H6 1.040/11(3.45/11) — Interest
Brk Act #2 NYS ENV FACS 5/11 — Interest
Brk Act #2 NYNY Ser F 5.125/11 — Interest
Brk Act #2 NYC Transitional Auth 4.6/11 — Interest — sell
Brk Act#2 LIPA 5.125/11 — Interest — buy
Brk Act # 2 Eire Cnty NY Pub Impt Ser A 5/11 (Pt VIII) — Interest
Brk Act#2 NY NY Ser J 4/12 — Interest
Brk Act #2 NYS Dorm Auth City Univ 5.75/12 (/09) — Interest
Brk Act #2 NYC RFDG Ser H-6 float/12 — Interest — sold
Brk Act #2 NYC RFDG Ser F 5.25/12 — Interest
Brk Act #2 Nassau Co Gen Imo Ser V 5.25/13 (5.25/07) — Interest
Brk Act #2 NYC G/O Ser H 5.25/13 (/09) — Interest
Brk Act #2 NY NY Ser J FGIC-TCRS 5.35/12 — Interest
Brk Act #2 NYS Dorm Auth Upstate Comm Coll Rev B 5/13 [/10° — Interest
Brk Act #2 NYC RFDG Ser H Sub H-6 1.94/13 — Interest — sold
Brk Act #2 NY NY RFDG Ser B-FGIC TCRS 5.75/13 — Interest
Brk Act #2 Medina NY Cent Sc Dist 4.75/13 — Interest
Brk Act #2 LIPA 5/13 — Interest
same as above — Interest — buy
Brk Act #2 NYS Dorm AU RFDG SECD HOSP NYDTWN 5.2/014 — Interest
Brk Act #2 NYSMedCare FACSFINAGYMENTHLTH F 5.375/14 — Interest
Brk Act #2 NYS Dorm Auth Revs Ithaca Coll 5/13 — Interest
Brk Act #2 MTA NY 4.75/13 — Interest — buy
Act #2 NYS Dorm AU Revs Third Gen Res 5.25/13 — Interest — buy
Brk Act #2 NYS Dorm AU Revs Luthererm Med 5/13 — Interest — buy
Brk Act #2 Camden NY Cent SCh DIST SER A 4.5/14 — Interest
Brk Act #2NYC MUN WTR FIN 00/14 — Interest
Brk Act #2 NYS DORM AU Iona Coll 43/14 — Interest
Brk Act #2 Nassau Cty NY GENIMPT SER X 5.1/14 (/07) — Interest
Brk Act #2 LI Pwr Au [LIPA] 5/14 — Interest
Brk Act #2 NYC Ser J 5.25/14 (/09) — Interest
Brk Act #2 Sharon Springs MunWtr 4.8/14 — Interest
Brk Act #2 NYS Dorn Au Colgate 4.625/14 — Interest
Brk Act #2 NYC Ser A G/0 4.3/14 — Interest — buy
Act #2 LI Pwr Au LIPA" 5/14 — Interest
Brk Act #2 Bethlehem NY Cent Sch Dt 5.125/14 — Interest
Brk Act #2 NYS Dorm Au Lease Rev Mun Hlth 5.5/14 — Interest — buy
Brk Act #2 Buffalo NY SER C Parking 4.715 — Interest
Brk Act #2 LINY Pwr Au Elec SYS [LIPA" 5/15 — Interest
Brk Act #2 No Babylon Sch Dt 5.25/15 — Interest
Brk Act #2 NYS TWY AU 5/15 (/09) — Interest — buy
Brk Act #2 NY NY Ser I 5.25/15 (/09) — Interest
Brk Act #2 NYC REF Ser B G/O 5.75/15 — Interest
Brk Act #2 NY NY RFDG Ser G 5/15 — Interest
Brk Act #2 NYS ENRGY R&D AU ORNGE & ROCK float/15 — Interest
Brk Act #2 LI Pwr Au[LIPA) 4/15 — Interest
Brk Act #2 Carle Place 5.4/15 — Interest
Brk Act #2 NYNY Ser A 5.25/15 — Interest
Brk Act #2 MTA 5.25/15 — Interest
Brk Act#2 NYC Trans Fin 4/15 — Interest — buy
Brk Act #2 NYC Health & Hosp 4.55/16 — Interest
Brk Act #2 Nassau Co GenImpt Ser Y 5/16 — Interest
Brk Act #2 NYC G/O Ser H 5.25/16 — Interest
Brk Act #2 NYS Dorm Au St Johns U 5/16 — Interest
Brk Act #2 NY, NY Trans Fin Au 4.75/16 — Interest
Brk Act #2 LIPA 5.125/16 — Interest
Brk Act#2 NY NY Ser J 5.25/16 — Interest — buy
Brk Act #2 NYS Dorm Au RVS City U 5/16 — Interest — buy
Brk act #2 NYS Env Fac Corp St Clean Wtr 5/17 — Interest
Brk Act #2 NY NY RFDG Ser J 5/17 — Interest
Brk Act#2 NYC Ser G G/O 5/17 — Interest
Brk Act #2 NYS Dorm AU City U 5/18 (/08) — Interest
Brk Act #2 NYC SER B Gen Obl 5.375/18 — Interest
Brk Act #2 LINYPWR AU [LIPA} 5/18 — Interest
Brk Act #2 NYS Dorm Au St Josephs H 5.25/18 — Interest
Brk Act #2 Buffalo NY Mun Wir Fin Au 5/19 — Interest
Brk Act #2 Niagra Falls Brdg float/19 — Interest — sold
Brk Act #2 Buffalo Ser C 5/19 — Interest
Brk Act #2 LIPA 5.3/19 — Interest — buy
Brk Act #2 NYC Trans F/A Rev 5.25/21 — Interest
Brk Act #2 NYC TR Cultural Res Am Muse Nat Hist float/ 21 — Interest — sold
Brk Act #2 Triborough B & T AU 5/24 — Interest
Brk Act #2 Triborough B & T Au [1.95/32 3.47/32 — Interest
Brk Acct #2 Kayne Anderson MLP INVT Co (KYN) — Int/Div
same as above — buy
same as above — buy
same as above — buy
same as above — buy
Bkt Act #2 Ishares TR Dow Jones Select Div Index Fund — Int/Div
Brk Act #4 NYS Twy Au SER A 4.9/05 — Interest — redemption
Brk Act #4 NYS Dorm Au City U 4.45/05 — Interest — redemption
Brk Act #4 NYS Dorm Au Southside Hosp 5/06 — Interest
Brk Act #4 NYS Dorm Au UTD Health 4.8/06 — Interest
Brk Act #4 NYS Dorm Au City U 4.625/07 — Interest
Brk Act #4 Port Auth 119th Ser 5/07 — Interest
Brk Act #4 NYS Dorm Mtg Hosp 4.95/08 — Interest
Brk Act #4 NYS Med Care 5.4/08 (/05) — Interest — redemption
Brk Act #4 NYNY Ser H MBIA 5/09 — Interest — buy
Brk Act #4 NYS Thrwy 5.1/10 — Interest
Brk Act #4 NYC G/O Ser C 4.35/11 — Interest
Brk Act #4 NYC RFDG Ser H, subser H6 float/12 — None
Brk Act #4 MTA FRDG Ser A 4.3/13 — Interest
Brk Act #4 Nassau Cty Gen Impt Ser X 5.1714 07° — Interest
Brk Act #4 NYC Ref Ser B G/O 5.75/15 — Interest
Brk Act #4 NYC Health & Hosp 4.5[4.55/16 — Interest
Brk Act #4 Hudson Falls NY Cent Sch 4.625/16 — Interest — buy
Brk Act #4 NYC G/O Ser E 5/16 — Interest — buy
Brk Act #4 NYC G/O Ser B 5.25/18 — Interest
Brk Act #4 Port Auth 125th Ser 5/18 (Pt VIII) — Interest
Brk Act #4 MTA 4.5/18 — Interest — buy
Brk Act #4 SB Muni NY MNY MKT PORT CL A ( PtVIII) — Int/Div
Brk Act #4 SB Muni Funds NY Port CL A (PtVIII) — Int/Div
Brk Act #4 SB Intermediate Maty NY Muni FD CLA (PtVIII) — Int/Div
Brk Act #4 SB Large Cap Growh Fund CL A (Pt VIII) — None
Brk Act #5 SB Muni NY MNY MKT PORTCLA — Int/Div
Brk Act #5 SB Apprec Fd CL A — None
Brk Act #5 SM Muni FD NY Port CL A — Int/Div
Brk Act #5 SB Intermediate Maty NY Muni FD CLA — Int/Div
Brk Act #5 SB Large Cap Growh Fund CLA — Int/Div
Brk Act #5 NYS Dorm AU 4.45/05 — Interest — redemption
Brk Act #5 NYS Dorm Au 4.8/06 — Interest
Brk Act #5 NYS Dorm AU City U 4.625/07 — Interest
Brk Act #5 Port Auth NYNJ 119th Ser 5/07 — Interest
Brk Act #5 NYS Dorm UTD Hlth Svcs 4.95/08 — Interest
Brk Act #5 NYS Med Care Ment Hith 5.4/05[{08] — Interest — redemption
Brk Act #5 NYS Twy Au Hwy & Brdg 5/08 (Pt VIII) — Interest
Brk Act #5 NY NY Ser H 5/09 — Interest — buy
Brk Act #5 NYS Dorm Au Mntl Hith 5.25/09 (Pt VIII) — Interest
Brk Act #5 NYS Thrwy AU 5.1/10 — Interest
Brk Act #5 NYC G/O SER C 4.375/11 — Interest
Brk Act #5 NYS Dorm Au ST U EDL 5.250/11 — Interest — buy
Brk Act #4 MTA 4.75/13 — Interest — buy
Brk Act #5 Coming NYC Sch Dist SerB 4.25/13 — Interest
Brk Act #5 Nassau Cnty NY Gen Impt Ser X 5.1/147/07/08" — Interest
Brk Act #5 NYS Env Clean & Drink WTR 5.050/14 — Interest — buy
Brk Act #5 NYC Ref B G/O 5.75/15 — Interest
Brk Act #5 NY, NYSer H 5/15 — Interest
Brk Act #5 MTA 5.25/15 — Interest
Brk Act #5 NYC Health&Hosp 4.55/16 — Interest
Brk Act #5 Hudson Falls NY Cent 4.65/16 — Interest — buy
Brk Act #5 NYC G/O Ser B 5.25/18 (Pt VIII) — Interest
Brk Act #6 SB Money Funds Cash Port CLA — Int/Div
Brk Act #6 SB Muni NY Mkt Port CL A — Int/Div
Brk Act #6 ADP — Int/Div
Brk Act #6 BBY — Int/Div
Brk Act #6 CSCO — None
Brk Act #6 CTAS — Int/Div
Brk Act #6 Citigroup — Int/Div
Brk Act #6 Dell — None
Brk Act #6 GE — Int/Div
Brk Act #6 HD — Int/Div
Brk Act #6 IBM — Int/Div
Brk Act #6 KMB — Int/Div
Brk Act #6 KSS — None
Brk Act #6 LLY — Int/Div
Brk Act #6 MDT — Int/Div
Brk Act #6 MRK — Int/Div
Brk Act #6 MSFT — Int/Div
Brk Act #6 NOK — Int/Div — sell
Brk Act # 6 NP (Pt VIII) — Int/Div
Brk Act #6 ORCL — None — sell
Brk Act #6 PFE — Int/Div
Brk Act #6 WMT — Int/Div
Brk Act #6 WAG — Int/Div
Brk Act #6 WFC — Int/Div
Brk Act #7 Citibank NA Bank Dep Program — Interest
Brk Act #7 Safra Nat Bank C/D — Interest — buy
Brk Act #7 Lehman Bros 4.150/15 — Interest — buy
Brk Act #8 Citibank Bank Dep Prog — Interest
Brk Act #8 SB Appreciation FD CL A — None
Brk Act #8 John Hancock Trift Oppty Fd Equity portfolio(BTO) — Int/Div — buy
Brk Act #9 SB MUNINY MNY MKT PORTCL A — Interest
Brk Act #9 Nuveen NY Select Qual (NVN) — Interest
Brk Act #10 SB MUNI NY MNY PORTCL A — Interest
Brk Act #10 Nuveen NY Sel Qual (NVN) — Interest
Brk Act #11 Fidelity Funds(Stock) — None — sell
Brk Act #11 Spartan US Eq Index — None — buy
Brk Act #11 MSIFT CP Fx Inst — Int/Div
Brk Act #12 PHX Oakhurst Strat Alloc FD A — None
Brk Act #12 PHX Oakhurst Inc&Growth FD A — Int/Div
Brk Act #13 Fidelity Divers Intl — None
Brk Act #13 Fidelity Equity Inc — None
Brk Act #13 Fidelity Inter Bond — Interest
Brk Act #13 Fidelity Retire Mmkt — Interest
Brk Act #14 Fidelity Equity Inc — None
Brk Act #14 Fidelity Inter Bond — Interest
Brk Act #14 Fidelity Retirement Mmkt — Interest
Brk Act #1 Fidelity Capital Appreciation Mutual Fund — Int/Div
Brk Act #1Fidelity Cash Reserves — Int/Div
Brk Act #1 Fidelity Asset Manager Mutual Fund — Int/Div
Brk Act #1 Fidelity Aggressive Growth Mutual Fund — Int/Div
Brk Act #1Fidelity Insurance Mutual Fund — Int/Div — sold
same as above — sold
Brk Act #1 Fidelity Balanced — Int/Div
Brk Act #1 [Spartan NY Muni Income — Int/Div
Brk Act #2 SB Muni Mny Mkt Port CL A — Int/Div
Brk Act #2 NQN (Nuveen NY) invt Qualtiy Mun Fd — Int/Div
Brk Act #2 AIM Aggr Grwth Fd Class A — None
Brk Act #2 First Eagle Overseas Fund Class A (Pt VIII) — Int/Div
Brk Act #2 SB Appreciation Fd CL A — None
Brk Act #2 SB Muni FA NY Port CL A — Int/Div
Brk Act #2 SB Intermediate Maturity NY Muni Fund CLA — Int/Div
Brk Act #2 SB Large Cap Grwth FD CLA — None
Brk Act #2 SB Cap FD CL A (Part VIII) — Int/Div
Act #2 Units Nuveen TE UT TR #@M NY Insd Ser 61 — Int/Div
Brk Act #2 NY NY SER D 6/05 — Interest — redemption
Brk Act #2 NYS MED CARE FAC FIN AGY MENTHLTH 5/05 — Interest — redemption
same as above — redemption
Brk Act #2 NYS DORM AU REVS CITY U 5/05 (4.45/05) — Interest — redemption
Brk Act #2NYC G/O SER L 5.45/05 — Interest — redemption
Brk Act #2 NYC Gen Oblig SER K 4.5/05 — Interest — redemption
Brk Act #2 NYS DORM AUTH REVS SECD HOSP 5/06 — Interest
Brk Act #2 MTA NY Excess Loss Fd 4.3/06 — Interest
Brk Act #2 NYS Trwy Auth Gen Rev Ser B4.9/07 — Interest
Brk Act #2 Triborough B & TAuth NY GEN PURP SER A 5/07 — Interest
Brk Act #2 NYC G/O SER J 5/07 (5/06) — Interest — call
Brk Act #2 NYS Dorm Au REVS City U 4.625/07 — Interest
Brk Act #2 NYS Dorm Au Revs Rockefeller U 4.3/07 — Interest
Brk Act #2 NYS Dorm Au REVS M Filmore Hosp 5.125/08 — Interest
Brk Act #2 NYS Dorm Au Jewish Med Ctr 4.5/07 — Interest
Brk Act #2 NYS Med Care FAC Fin Agy MentHIth 5.4/08 — Interest — redemption
Brk Act #2 NYC Gen Oblig Ser H 4.5/08 — Interest
Brk Act #2 NY NY SER M AMBAC 5/08 (/07) — Interest
Brk Act #2 NYS DORM AU REVS 5/08 — Interest
Brk Act #2 Nassau Co Ser Z 5/08 — Interest
Brk Act #2 Nassau Cty COMB SWR DISTR SER Y 5/08 — Interest
Brk Act #2 NYST AU LOC HGHWY&BRIDGE 5/09 — Interest
Brk Act #2 NYS Dorm Au Revs New Island Hosp 5.2/09 — Interest
Brk Act #2 NY NY SER D 6/10 — Interest — redemption
Brk Act #2 NY NY SER J 4.625/10 — Interest
Brk Act #2 NYC Gen Oblig SER K 5/10 — Interest
Brk Act #2 NYS TWY AUTH 5.25/10 (/08) — Interest
Brk Act #2 NY NY RFDG Ser J 5/10 — Interest
Brk Act#2 NYC G/O Ser G 3.125/10 [4/107 — Interest
Brk Act #2 Nassau Co Ser C 5.25/10 — Interest
Brk Act #2 NYS Dorm AU Staten Isl U Hosp 4.9/10 — Interest — buy
Brk Act #2 NYC G/O SER C 4.375/11 — Interest
Brk Act #2 NYC G/O SER D 5.4/11 (07) — Interest
Brk Act #2 NYS Dorm Au REVS ST Vincent's H 5.5/11 — Interest
Brk Act #2 NYC RFDG Ser H SubSer H6 1.040/11(3.45/11) — Interest
Brk Act #2 NYS ENV FACS 5/11 — Interest
Brk Act #2 NYNY Ser F 5.125/11 — Interest
Brk Act #2 NYC Transitional Auth 4.6/11 — Interest — sell
Brk Act#2 LIPA 5.125/11 — Interest — buy
Brk Act # 2 Eire Cnty NY Pub Impt Ser A 5/11 (Pt VIII) — Interest
Brk Act#2 NY NY Ser J 4/12 — Interest
Brk Act #2 NYS Dorm Auth City Univ 5.75/12 (/09) — Interest
Brk Act #2 NYC RFDG Ser H-6 float/12 — Interest — sold
Brk Act#2 NYC RFDG Ser F 5.25/12 — Interest
Brk Act #2 Nassau Co Gen Imo Ser V 5.25/13 (5.25/07) — Interest
Brk Act #2 NYC G/O Ser H 5.25/13 (/09) — Interest
Brk Act #2 NY NY Ser J FGIC-TCRS 5.35/12 — Interest
same as above — buy
Brk Act#2 NYS Dorm Auth Upstate Comm Coll Rev B 5/13 [/10° — Interest
Brk Act #2 NYC RFDG Ser H Sub H-6 1.94/13 — Interest — sold
Brk Act #2 NY NY RFDG Ser B-FGIC TCRS 5.75/13 — Interest
Brk Act #2 Medina NY Cent Sc Dist 4.75/13 — Interest
Brk Act #2 LIPA 5/13 — Interest
same as above — Interest — buy
Brk Act #2 NYS Dorm AU RFDG SECD HOSP NYDTWN 5.2/014 — Interest
Brk Act #2 NYSMedCare FACSFINAGYMENTHLTH F 5.375/14 — Interest
Brk Act #2 NYS Dorm Auth Revs Ithaca Coll 5/13 — Interest
Brk Act #2 MTA NY 4.75/13 — Interest — buy
Brk Act #2 NYS Dorm AU Revs Third Gen Res 5.25/13 — Interest — buy
Brk Act #2 NYS Dorm AU Revs Lutherem Med 5/13 — Interest — buy
Brk Act #2 Camden NY Cent SCh DIST SER A 4.5/14 — Interest
Brk Act #2NYC MUN WTR FIN 00/14 — Interest
Brk Act #2 NYS DORM AU Iona Coll 43/14 — Interest
Brk Act #2 Nassau Cty NY GENIMPT SER X 5.1/14 (/07) — Interest
Brk Act #2 LI Pwr Au [LIPA} 5/14 — Interest
Brk Act #2 NYC Ser J 5.25/14 (/09) — Interest
Brk Act #2 Sharon Springs MunWir 48/14 — Interest
Brk Act #2 NYS Dorm Au Colgate 4.625/14 — Interest
Brk Act #2 NYC Ser A G/0 4.3/14 — Interest — buy
Brk Act #2 LI Pwr Au 'LIPA™ 5/14 — Interest
Brk Act #2 Bethlehem NY Cent Sch Dt 5.125/14 — Interest
Brk Act #2 NYS Dorm Au Lease Rev Mun Hlth 5.5/14 — Interest — buy
Brk Act #2 Buffalo NY SER C Parking 4.71/15 — Interest
Brk Act #2 LINY Pwr Au Elec SYS [LIPA] 5/15 — Interest
Brk Act #2 No Babylon Sch Dt 5.25/15 — Interest
Brk Act #2 NYS TWY AU 5/15 (/09) — Interest — buy
Brk Act #2 NY ,NY Ser 1 5.25/15 (/09) — Interest
Brk Act #2 NYC REF Ser B G/O 5.75/15 — Interest
Brk Act #2 NY,.NY RFDG Ser G 5/15 — Interest
Brk Act #2 NYS ENRGY R&D AU ORNGE & ROCK float/15 — Interest
Brk Act #2 LI Pwr Au[LIPA] 4/15 — Interest
Brk Act #2 Carle Place 5.4/15 — Interest
Brk Act #2 NYNY Ser A 5.25/15 — Interest
Brk Act #2 MTA 5.25/15 — Interest
Brk Act#2 NYC Trans Fin 4/15 — Interest — buy
Brk Act #2 NYC Health & Hosp 4.55/16 — Interest
Brk Act #2 Nassau Co GenImpt Ser Y 5/16 — Interest
Brk Act #2 NYC G/O Ser H 5.25/16 — Interest
Brk Act #2 NYS Dorm Au St Johns U 5/16 — Interest
Brk Act #2 NY, NY Trans Fin Au 4.75/16 — Interest
Brk Act #2 LIPA 5.125/16 — Interest
Brk Act #2 NY NY Ser J 5.25/16 — Interest — buy
Brk Act #2 NYS Donn Au RVS City Us/16 — Interest — buy
Brk act #2 NYS Env Fac Corp St Clean Wir 5/17 — Interest
Brk Act #2 NY NY RFDG Ser J 5/17 — Interest
Brk Act #2 NYC Ser G G/O 5/17 — Interest
Brk Act #2 NYS Donn AU City U 5/18 (/08) — Interest
Brk Act #2 NYC SER B Gen Obl 5.375/18 — Interest
Brk Act #2 LINYPWR AU 'LIPA} 5/18 — Interest
Brk Act #2 NYS Donn Au St Josephs H 5.25/18 — Interest
Brk Act #2 Buffalo NY Mun Wtr Fin Au 5/19 — Interest
Brk Act #2 Niagra Falls Brdg float/19 — Interest — sold
Brk Act #2 Buffalo Ser C 5/19 — Interest
Brk Act #2 LIPA 5.3/19 — Interest — buy
Brk Act #2 NYC Trans F/A Rev 5.25/21 — Interest
Brk Act #2 NYC TR Cultural Res Am Muse Nat Hist float/ 21 — Interest — sold
Brk Act #2 Triborough B & T AU 5/24 — Interest
Brk Act #2 Triborough B & T Au 1.95/3213.47/32 — Interest
Brk Acct #2 Kayne Anderson MLP INVT Co (KYN) — Int/Div
same as above — buy
same as above — buy
same as above — buy
Bkt Act #2 Ishares TR Dow Jones Select Div Index Fund — Int/Div
Brk Act #4 NYS Twy Au SER A 4.9/05 AY — Interest — redemption
Brk Act #4 NYS Dorm Au City U 4.45/05 — Interest — redemption
Brk Act #4 NYS Dorm Au Southside Hosp 5/06 — Interest
Brk Act #4 NYS Dorm Au UTD Health 4.8/06 — Interest
Brk Act #4 NYS Dorm Au City U 4.625/07 — Interest
Brk Act #4 Port Auth 119th Ser 5/07 — Interest
Brk Act #4 NYS Dorm Mtg Hosp 4.95/08 — Interest
Brk Act #4 NYS Med Care 5.4/08 (/05) — Interest — redemption
Brk Act #4 NYNY Ser H MBIA 5/09 — Interest — buy
Brk Act #4 NYS Thrwy 5.1/10 — Interest
Brk Act #4 NYC G/O Ser C 4.35/11 — Interest
Brk Act #4 NYC RFDG Ser H, subser H6 float/12 — None
Brk Act #4 MTA FRDG Ser A 4.3/13 — Interest
Brk Act #4 Nassau Cty Gen Impt Ser X 5.1714 07" — Interest
Brk Act #4 NYC Ref Ser B G/O 5.75/15 — Interest
Brk Act #4 NYC Health & Hosp 4.5[4.55)/16 — Interest
Brk Act #4 Hudson Falls NY Cent Sch 4.625/16 — Interest — buy
Brk Act#4 NYC G/O Ser E 5/16 — Interest — buy
Brk Act #4 NYC G/O Ser B 5.25/18 — Interest
Brk Act #4 Port Auth 125th Ser 5/18 (Pt VIII) — Interest
Brk Act#4 MTA 4.5/18 — Interest — buy
Brk Act #4 SB Muni NY MNY MKT PORT CL A ( PtVIID) — Int/Div
Brk Act #4 SB Muni Funds NY Port CL A (PtVIID) — Int/Div
Brk Act #4 SB Intermediate Maty NY Muni FD CLA (PtVIII) — Int/Div
Brk Act #4 SB Large Cap Growh Fund CL A (Pt VIID — None
Brk Act #5 SB Muni NY MNY MKT PORTCL A — Int/Div
Brk Act #5 SB Apprec Fd CL A — None
Brk Act #5 SM Muni FD NY Port CL A — Int/Div
Brk Act #5 SB Intermediate Maty NY Muni FD CLA — Int/Div
Brk Act #5 SB Large Cap Growh Fund CLA — Int/Div
Brk Act #5 NYS Dorm AU 4.45/05 — Interest — redemption
Brk Act #5 NYS Dorm Au 4.8/06 — Interest
Brk Act #5 NYS Dorm AU City U 4.625/07 — Interest
Brk Act #5 Port Auth NYNJ 119th Ser 5/07 — Interest
Brk Act #5 NYS Dorm UTD Hith Svcs 4.95/08 — Interest
Brk Act #5 NYS Med Care Ment Hith 5.4/05708] — Interest — redemption
Brk Act #5 NYS Twy Au Hwy & Brdg 5/08 (Pt VIII) — Interest
Brk Act #5 NY NY Ser H 5/09 — Interest — buy
Brk Act #5 NYS Dorm Au Mntl Hlth 5.25/09 (Pt VIII) — Interest
Brk Act #5 NYS Thrwy AU 5.1/10 — Interest
Brk Act #5 NYC G/O SER C 4.375/11 — Interest
Brk Act #5 NYS Dorm Au ST U EDL 5.250/11 — Interest — buy
Brk Act #4 MTA 4.75/13 — Interest — buy
Brk Act #5 Coming NYC Sch Dist SerB 4.25/13 — Interest
Brk Act #5 Nassau Cnty NY Gen Impt Ser X 5.1/14[/07/08" — Interest
Brk Act #5 NYS Env Clean & Drink WTR 5.050/14 — Interest — buy
Brk Act #5 NYC Ref B G/O 5.75/15 — Interest
Brk Act #5 NY, NYSer H 5/15 — Interest
Brk Act #5 MTA 5.25/15 — Interest
Brk Act #5 NYC Health&Hosp 4.55/16 — Interest
Brk Act #5 Hudson Falls NY Cent 4.65/16 — Interest — buy
Brk Act #5 NYC G/O Ser B 5.25/18 (Pt VIII) — Interest
Brk Act #6 SB Money Funds Cash Port CLA — Int/Div
Brk Act #6 SB Muni NY Mkt Port CL A — Int/Div
Brk Act #6 ADP — Int/Div
Brk Act #6 BBY — Int/Div
Brk Act #6 CSCO — None
Brk Act #6 CTAS — Int/Div
Brk Act #6 Citigroup — Int/Div
Brk Act #6 Dell — None
Brk Act #6 GE — Int/Div
Brk Act #6 HD — Int/Div
Brk Act #6 IBM — Int/Div
Brk Act #6 KMB — Int/Div
Brk Act #6 KSS — None
Brk Act #6 LLY — Int/Div
Brk Act #6 MDT — Int/Div
Brk Act #6 MRK — Int/Div
Brk Act #6 MSFT — Int/Div
Brk Act #6 NOK — Int/Div — sell
Brk Act # 6 NP (Pt VIII) — Int/Div
Brk Act #6 ORCL — None — sell
Brk Act #6 PFE — Int/Div
Brk Act #6 WMT — Int/Div
Brk Act #6 WAG — Int/Div
Brk Act #6 WFC — Int/Div
Brk Act #7 Citibank NA Bank Dep Program — Interest
Brk Act #7 Safra Nat Bank C/D — Interest — buy
Brk Act #7 Lehman Bros 4.150/15 — Interest — buy
Brk Act #8 Citibank Bank Dep Prog — Interest
Brk Act #8 SB Appreciation FD CL A — None
Brk Act #8 John Hancock Trift Oppty Fd Equity portfolio(BTO) — Int/Div — buy
Brk Act #9 SBMUNINY MNY MKT PORTCL A — Interest
Brk Act #9 Nuveen NY Select Qual (NVN) — Interest
Brk Act #10 SB MUNI NY MNY PORTCLA — Interest
Brk Act #10 Nuveen NY Sel Qual (NVN) — Interest
Brk Act #11 Fidelity Funds(Stock) — None — sell
Brk Act #11 Spartan US Eq Index — None — buy
Brk Act #11 MSIFT CP Fx Inst — Int/Div
Brk Act #12 PHX Oakhurst Strat AllocFD A — None
Brk Act #12: PHX Oakhurst Inc&Growth FD A — Int/Div
Brk Act #13 Fidelity Divers Intl — None
Brk Act #13 Fidelity Equity Inc — None
Brk Act #13 Fidelity Inter Bond — Interest
Brk Act #13 Fidelity Retire Mmkt — Interest
Brk Act #14 Fidelity Equity Inc — None
Brk Act #14 Fidelity Inter Bond — Interest
Brk Act #14 Fidelity Retirement Mmk — Interest
1st Vice President, St. John's School of Law, Alumni Association (uncompensated)
Officio Trustee, Federal Bar Council (uncompensated)
5., (®) ® " - oF TE “4 . ty mm = a
Agreement — 7/1/00 — Cahill Gordon & Reindel Defined Benefit Plan. Ceased to be a participant as of 10/5/05
Agreement — 7/1/00 — Cahill Gordon & Reindel Partner & Staff 401(k) Plan. Ceased to be a participant as of 10/5/05
Agreement — 3.10/27/03 — Cahill Gordon & Reindel LLP agreement in connection with withdrawal from firm.
Income — 2005 — Cahill Gordon & Reindel LLP (fees received in 2005 for fiscal 2004 attributable to services prior to 10/31/03 withdrawal) (Pt VIII) — $29,041
Income — 2005 — Cahill Gordon & Reindel LLP (fees received in 2005 for fiscal 2005 attributable to services prior tol 0/31/03 withdrawal) — $60,000
Income — 2006 — Cahill Gordon & Reindel LLP (fees received in 2006 for fiscal 2005 attributable to services prior to10/31/03 withdrawal) — $29,723
References to "2004 FDR" are to the amended report dated 8/29/05. References to "2003 FDR" are to the nomination report dated 3/5/03. The additional
information provided in this Part VIII should be deemed to be amendments to the 2003 FDR and 2004 FDR.
Part III: NON-INVESTMENT INCOME
A. Filer's Non-Investment Income.
The amount reported as Item 1, $29,041, was previously reported on the 2004 FDR.
PartVII: INVESTMENTS AND TRUSTS
I also have one bank account which is not interest bearing.
Page 4, line 63 of 2004 FDR. NYNY RFDG Ser H 194/11 should have been listed as sold on 6/23/04. In 2004, it earned "interest" in category "D" . The
6/23/04 sale was at value "N" and the there was no gain on the sale.
Page 4, line 67 of 2004 FDR. NYC RFDG 1.77/11" was inadvertently listed as having been purchased on 1/16/04. It does not appear that this bond was owned at
anytime in 2004 or 2005 and may have been confused with another bond that was listed as purchased on 1/16/04.
Page 5, line 90 of 2004 FDR. NYSMedCare FACSFINAGYMENTHLTH F 5.375/14 should have been listed as redeemed ("pre-refunded") on 2/19/04 with a
value at "L" and a gain of "C".
Page 4, line 12 of 2005 FDR. First Eagle Overseas Fund Class A" was inadvertently omitted from the 2003 FDR and 2004 FDR. In each of 2003 and 2004 , it
earned dividends in category "A" and had a year end value in each year of "K" by value method "T". It was purchased during an exempt period, i.e. prior to
nomination.
Page 4, line 17 of 2005 FDR. SB Capital Fund Class A was inadvertently omitted from my 2004 FDR. In 2004, it earned dividends in category "A" and had a
value at the end of the reporting period of "L" by value method "T". It should have been reported as a "buy" on 11/30/04 at a value of "L".
Page 7, line 58 of 2005 FDR. Eire Cnty NY Pub Impt Ser A 5/11 was inadvertently omitted from my 2003 FDR amd 2004 FDR. In each of 2003 and 2004 , it
eamed interest in category "B" and at the end or each reporting period had a value of "L" by value method "T". It was purchased during an exempt period, i.e.
prior to nomination.
Page 12, line 151 of 2005 FDR. Port Auth 125th Ser 5/18 was inadvertently omitted from my 2004 FDR. In 2004 , it earned interest in category "A" and had a
value at the end of the reporting period of "K" by value method "T". It was bought on 10/2/03 with a value of "K ".
Page 12, line 153 of 2005 FDR. SB Muni NY MNY MKT PORT CL A was inadvertently omitted from the 2003 FDR and 2004 FDR. In each of 2003 and 2004 ,
it earned interest in category "A" and had a value at the end of the reporting period of "K" by value method "T". It was purchased during an exempt period, i.e.
prior to nomination.
Page 12, line 154 of 2005 FDR. SB Muny Funds NY Port CL A was inadvertently omitted from the 2003 FDR and 2004 FDR. In each of 2003 and 2004 , it
eamned interest in category "B" and had a value at the end of each reporting period of "K" by value method "T". It was purchased during an exempt period, i.e.
prior to nomination.
Page 13, line 155 of 2005 FDR. SB Intermediate Maty NY Muni FD CL A was inadvertently omitted from the 2003 FDR and 2004 FDR. In each of 2003 and
2004, it earned interest in category "C" and had a value at the end of each reporting period of "L" by value method "T". It was purchased during an exempt period,
i.e. prior to nomination.
In 2004, it earned dividends in category "A"
Page 13, line 156 of 2005 FDR. SB Large Cap Growh Fund CL A was inadvertently omitted from my 2004 FDR.
and had a year end value of "L" by value method "T" It should have been reported as a "buy" on 11/30/04 at a value of "L".
Page 13, line 168 of 2005 FDR. NYS Twy Au Hwy & Brdg 5/08 was inadvertently omitted from my 2004 FDR. In 2004 , it earned interest in category "B" by
value method "T". It should have been reported as a "buy" on 11/18/04 at a value of "K".
Page 13, line 170 of 2005. NYS Dorm Au Mntl Hlth 5.25/09 was inadvertently omitted from my 2004 FDR. In 2004 , the postion earned interest in category "B"
by value method "T" It should have been reported as a "buy" on 12/29/04 at a value of "K".
Page 14, line 183 of 2005 FDR. NYC G/O Ser B 5.25/18 was inadvertently omitted from my 2004 FDR. In 2004 , the postion earned interest in category "C" by
value method "T" It should have been reported as a "buy" on 7/23/04 at a value of "L".
Page 15, line 202 of 2005 FDR and Page 12, line 200 of 2004 FDR. On the 2004 FDR I reported that on 12/9/05 I sold all shares in NP. It appears that I continue
to own 3 shares and do not earn income on those 3 shares. They were in value code "J" at the end of the 2004 reporting period by value method "T".
Page 17, lines 223-229 of 2005 FDR. All assets in Brk Acts #13 and #14 were transferred into a single "IRA Rollover Account" effective 10/5/05.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.