Pierre Nelson Leval

Abbot Labs (common stock} — Int/Div — Sold (part)

Exxon Mobil (common) — Int/Div

Life Technologies - Common — None

Applera - Celera Gen (CRA) (formerly PE Celera Genomics(com) — None

MRO — Int/Div

Daimler Chrysler (common) — Int/Div

FMC Money MktFS7 #55558 (Dreyfus) — Interest

FMC Select Fund (common)! 7771 — Int/Div

FMC Select Fund - self (See * in Part VIII) — None — Sold (part)

FMC Select Fund - self (See * in Part VIII) — None — Sold (part)

self — None — Sold (part)

self — None — Buy (add'l)

self — None — Sold (part)

self — None — Sold (part)

self — None — Buy (add'l)

self — None — Sold (part)

self — None — Buy (add'l)

self — None — Sold (part)

self — None — Sold (part)

self — None — Sold (part)

self — None — Sold (part)

self — None — Buy (add'l)

self — None — Sold (part)

self — None — Sold (part)

self — None — Sold (part)

self — None — Sold (part)

self — None — Buy (add'l)

self — None — Sold (part)

BEES — None — Buy (add'l)

BEES — None — Buy (add'l)

BEES — None — Buy (add'l)

BEES — None — Buy (add'l)

CHEE — None — Buy (add'l)

Lincoln St. Realty (limited partnership) — None

Hershey (common ] — Int/Div

Smith Bamey Liquid Res Fund (common) — Int/Div

Gen. American Inv. (common) (GAM) — Int/Div

Chase Bank (acccount)fif] — Interest

Chase Bank account]] — None

Citibank account — None

Art Works — None

Chase bank account (trust) — None

Vanguard GNMA Fixed Income Fund (trust) — Interest

FHKCX — Int/Div

FEMKX — Int/Div

FUSVX (formerly FSMAX) — Int/Div

FLGEX — Int/Div

HGOCX — None

HSAX — None

HNSCX — Int/Div

HIOCX — Int/Div

HCACX — None

IGNCX — None

TILFX — None

VTRIX — Int/Div

FNYXX — Interest

Alabama 5.25 bond 11/1/15 — Interest — Buy (add'l)

California 4.90 bond — Interest — Sold

Elizabethton 7.00 7/1/20 — Interest — Buy

Jacksonville 5.375 8/15/23 — Interest — Buy

See * in Part VIII) — None — Buy (add'l)

Bd. Man. Guadalupe* 5.375 8/15/27 — Interest — Buy

See * in Part VIII) — None — Buy (add'l)

See * in Part VIII) — None — Buy (add'l)

E. Rochester 5.375 bond — Interest

E. Rochester 5.00 8/15/27 — Interest

Farmington 5.7 bond — Interest — Sold

Kentucky 6.0 bond 10/1/19 — Interest — Sold (part)

Louisiana 5.250 7/1/24 — Interest — Buy

Mahoning 5.5 bond — Interest

MTA 5.254/1/14 bond — Interest

MTA 5.0 7/1/15 bond — Interest

MTA 5.625 7/1/16 bond — Interest

Michigan Hosp. bond — Interest — Buy (add'l)

Mission Viejo 6 bond — Interest — Sold

Mississippi Hosp. bond — Interest

Muskingum 5.4 bond — Interest

NYC 5.375 6/1/23 bond — Interest

NYS Bridge 5.125 1/1/12 bond — Interest

NY Dorm 5.1 2/15/26 bond — Interest

NY Dorm 6.45 8/15/24 bond — Interest

NY Dorm 5.25 8/1/25 bond — Interest

NY Dorm 5.25 8/1/19 bond — Interest — Sold (part)

See * in Part VIII) — None — Sold (part)

NY Dorm 5.45 8/1/29 bond — Interest

NY Dorm 5.5 8/1/38 bond — Interest

NY Dorm 5.4 2/1/31 bond — Interest

NY Dorm 5.625 8/1/22 bond — Interest — Sold

NY Dorm 6.25 2/1/36 bond — Interest — Sold (part)

NY Dorm 6.25 2/1/36 bond — None — Sold (part)

NY Dorm 6.25 2/1/36 bond — None — Sold

NY Dorm 5.75 8/1/24 bond — Interest

NY Dorm 5.375 2/1/17 bond — Interest — Sold

NY Dorm 5.0 bond 4/1/12 — Interest — Sold

NY Dorm 5.45 8/1/35 bond — Interest

NY Dorm 5.45 8/1/27 bond 5.0 of 2/1/12 $3513 — Interest

NY Dorm 5.0 2/1/12 bond — Interest — Sold

NY Dorm 5.0 2/1/18 bond — Interest

NY Dorm 5.0 2/1/28 bond — Interest

NYS Energy 5.5 bond 1/1/21 — Interest

NYS Envir. 5.125 bond 6/15/19 — Interest

NYS Mtg. Ag. 5.04/1/25 — None — Buy

NYS Urban 5.5 bond 7/1/16 — Interest — Sold (part)

See * in Part V111) — None — Sold (part)

Norfolk 5.75 bond 11/1/13 — Interest

NC Med 5.5 bond 10/1/24 — Interest — Sold

NC East Mun 5.5 bond 1/1/21 — Interest — Sold (part)

Peninsula 8.7 bond 8/1/23 — Interest — Sold

Pima 5.0 12/15/36 — Interest — Buy

RI Dep 6.0 bond 8/1/17 — Interest

RIS Health 5.5 bond 5/15/16 — Interest

Sacramento 5.0 bond 12/1/16 — Interest

St.Paul 5.5bond 11/1/23 — Interest — Buy (add'l)

Triborough 5.25 1/1/13 bond — Interest

Triborough 5.25 1/1/14 bond — Interest

Washington 5.25 8/1/23 bond — Interest

Washington 6.25 8/1/28 — Interest — Buy

See * in Part VIII) — None — Buy (add'l)

Bd. Man. Guadalupe bond 5.375 8/15/27 24. M: — Interest — Buy

See * in Part VIII) — None — Buy (add'l)

Califor. 4.9 10/1/1352] — Interest

NY MTA 5.25 4/1/14 bond Ba — Interest

Michigan 5.75 8/15/26} "7% — Interest

i En d - n( 01 im gu n, us] M 4. 2 1 — Interest — Sold (part)

NYC Mun 5.75 bond 7H & 6/15/13 — Interest

NYC Ind. 5.375 6/1/23] % ond — Interest

NY Dorm 5.1 2/15/26 bond Ey — Interest

NY Dorm 6.45 8/15/24 bond E5775 — Interest

NY Dorm 5.25 8/1/25 bond Brcusy — Interest

NY Dorm 5.5 8/1/38] 7} — Interest

NY Dorm 5.375 2/1/17 bond #1 — Interest — Sold

NY Dorm 5.0 2/1/12 bond "F714 — Interest

NY Dorm 5.0 2/1/28 bond -[5" — Interest

Norfolk 5.75 bond -7 7 — Interest

North Car. 5.5 1/1/21 bond{ — Interest — Sold (part)

RI Health 5.5 bond -/ "2 — Interest

Council member - Emeritus, The American Law Institute

Member - Photography Committee, Museum of Modem Art

Liability — MONY — Loan on life insurance policy

Reimbursement — University of Southern California — 3/20 - 3/28 — Los Angeles, California — Teach — Travel and lodging

Reimbursement — University of Houston — 6/03 - 6/06 — Santa Fe, New Mexico — Lecture and attend conference — Travel and lodging

Reimbursement — European University Institute — 10/15 - 10/16 — Florence, Italy — Lecture and attend conference — I'ravel and lodging

Spouse's income — Jan-Dec. — State St. Cultural Inst. Pension Plan - pension

Spouse's income — Jan.-Dec — Pollock-Krasner Foundation - advisory

Spouse's income — Jan — Columbia University - lecture

* The first line relating to this security reports the year's end holdings and the dividends and interest received during the year from this security. Subsequent lines

for the same security report purchases, sales and gains from such sales.