John George Koeltl

N.Y. STATE ENGY RESH BOND 5.5% DUE 01/01/21 — Interest

N.Y. STATE MTG ACGY REV BOND 5 .05% DUE 10/01/17 — Interest

NYNY CY TRANSITNL BOND 5% DUE 05/0125 — Interest

N.Y. STATE SER H BOND 5.125% DUE 08/01/25 — Interest — Sold (part)

NY NY TRANSITNL AT BOND 5% DUE 05/01/26 — Interest

N.Y. CITY MUN WFA BOND 5% DUE 06/15/27 — Interest

N.Y. CITY MUN WTR BOND 5% DUE 06/15/29 — Interest

NY CITY IDA BOND 5% DUE 06/01/22 — Interest

N.Y. STATE URBAN DEV BOND 5% D UE 01/01/28 — Interest — Sold

NEW YORK NY TCRS BOND 5% DUE 0 3/1529 — Interest

NY CITY CY TRANS BOND 5% DUE 0 5/01/31 — Interest

N.Y STATE SER C BOND 4.4% DUE 04/ 15/21 — Interest

N.Y. STATE NY SER F BOND 5.3% DUE 01/15/26 — Interest

N.Y. STATE DORM. AUTH. 4.75% REV ST JOHNS BOND DUE 07/01/28 — Interest — Sold (part)

TRIBOR. BRIDGE & TUNNEL BOND 5% DUE 11/15/32 — Interest

NYNY TRANSITNL FIN AUTH BOND 4.75% DUE 05/01/23 — Interest — Sold (part)

NY NY CY TRANSTNL FIN ATRV BON D 5% DUE 02/01/33 — Interest

SUFFOLK CTY BOND 4.125% DUE 11/01 71 — Interest

DUTCHESS CTY BOND 4.5% DUE 08/01/ 26 — Interest

ST. LAWRENCE CTY BOND 4.25% DUE 05/15/28 — Interest

NEW YORK ST LCL GOVT BOND 4% D UE 04/01/21 — Interest — Buy

NEW YORK NY SUBSER SER I-1 4.125% DUE 02/01/23 N — Interest — Buy

NY STDORM AT RV ST BOND 5% DUE 02/1524 — None — Buy

EAST HAMPTON NY BOND 4% DUE 06 115/25 — Interest — Buy

NY STDORM AT RV ST BOND 5% DUE 02/15/27 — None — Buy

NEW YORK ST URBAN DEV BOND 4.2 5% DUE 03/15/27 — Interest — Buy

NEW YORK ST HFA PERS INC BOND 5% DUE 09/15/30 — None — Buy

CITIBANK CHECKING ACCOUNT - N. Y.N.Y. — None

MERRILL LYNCH (IRA ACCOUNT) ML BANK CASH ACCOUNT (Y)

MERRILL LYNCH (IRA ACCOUNT) ALLIANZ OCCVALUEFUND CLC — None — Sold

MERRILL LYNCH (IRA ACCOUNT) - AMERICAN CAPITAL G&I FUND CL C — Int/Div — Buy

MERRILLLYNCH (IRA ROLLOVER) ML BANK CASH ACCOUNT — Interest

MERRILL LYNCH (IRA ROLLOVER) AIM INT'L FUND — Int/Div

MERRILL LYNCH (IRA ROLLOVER) ALGER CAP. APPREC. FUND CL A — None — CL B

MERRILL LYNCH (IRA ROLLOVER) DAVIS NY VENTURE FUND CL A — Int/Div

MERRILL LYNCH (IRA ROLLOVER) ALLIANZ OCC VALUEFUND CLC — None — Sold

MERRILL LYNCH (IRA ROLLOVER) PUTNAM INTL EQUITY FUND CL B — None — Sold

MERRILL LYNCH (IRA ROLLOVER) PUTNAM INTL CAP OPP FUND CLA — Int/Div — Buy — CLB

MERRILL LYNCH(IRA ROLLOVER)-AM ER. CAP INC BUILDER FUND CL B — Int/Div — Sold (part)

MERRILL LYNCH(IRA ROLLOVER)-AM ER. CAP INCBLDRFUNDCLA — Int/Div — Buy

MERRILL LYNCH (IRA ROLLOVER) MEFS VALUE FUND CLC — Int/Div

MERRILL LYNCH (IRA ROLLOVER) AMER. GWTH FUND OF AMER CL C — Int/Div — Buy

MERRILL LYNCH (IRA ROLLOVER) FED. KAUFMANN FUND CLC — None

MERRILL LYNCH (IRA ROLLOVER) - OPPENHEIMER SELECT VALUE FUND — Int/Div — Buy

MERRILL LYNCH (IRA ROLLOVER) OPPENHEIMER VALUE FUND CLC — Int/Div — Buy

MERRILL LYNCH(IRA ROLLOVER)- CD WILMINGTON TRUST CO 2.5% — None — Buy

MERRILL LYNCH(IRA ROLLOVER)- M AINSTAY LARGE CAP FUND CL C — None — Buy

MERRILL LYNCH(IRA ROLLOVER)- A LGER CAP APPRECFUND CLC — None — Buy

PELF PARTNERS - GENERAL PARTNE RSHIP INTEREST — TTT — AR WE Jo — prec oss ?/ £m

US TREASURY DIRECT - US TREASU RY NOTES — Interest — Redeemed — PART VIII C OMMENT

CITY & SUBURBAN-SAVINGS ACCT Y ONKERS, N.Y. — Interest — Distributed — PART VIII C OMMENT

Liability — PELF PARTNERS — NEGATIVE BALANCE IN CAPITAL ACCOUNT

Reimbursement — American Bar Assoc — Septembe 26-27, 2008 — Chicago, IL — ABA Litigation Conference — Transportation, Lodging, Meals

Income — 2008 — PELF PARTNERS - BUSINESS INCOME (ESTIMATED - 2008 K-1 NOT YET AVAILABLE) — £100.00

Income — 2008 — NEW YORK UNIVERSITY - TEACHING — $20,000.00

PART VII - COMMENTS

1) INVESTMENTS REPORTED ON LINES 84,85 & 86 RELATE TO A TREASURY NOTE ACCOUNT AND CASH ACCOUNTS HELD AT TWO BANKS

ON WHICH I AM NAMED CO-OWNNER WITH

AS A CONVENIENCE TO HER. THE ACCOUNTS WERE FUNDED COMPLETELY BY

AND ALL EARNINGS ON THESE ACCOUNTS ARE REPORTED BY HER. DUE TO MY LISTED) OWNERSHIP I AM REPORTING

THE ACCOUNTS AND INCOME AT THE TOTAL VALUE. THE TREASURY NOTE ACCOUNT AND ONE OF

CASH ACCOUNTS WERE COMPLETLY LIQUIDATED IN 2008 AND THE FUNDS DISTRIBUTED TO ACC

IN WHICH I

HAVE NO INTEREST. THE REMAINING CASH ACCOUNT WAS PARTIALLY DISTRIBUTED IN 2008 TO

ACCOUNT(S) IN WHICH I

HAVE NO INTEREST. THE TOTAL REMAINING IN THE ONE REMAINING Gl CASH ACCOUNT HAS FALLEN BELOW THE REPORTING

THRESHOLD AMOUNT FOR 2008. THE ACCOUNT HAS BEEN DENOTED WITH A PARENTHETICAL (Y).