Dean D. Pregerson

Smith Bamey - Microsoft — Int/Div

Smith Bamey - Metlife Ins Co of Connectic uit Annuity — None

Smith Bamey ACF i, U/CA/UTMA Money Market — Int/Div

Smith Bamey ACF (SNE) U/CA/UTMA [ ntel — Int/Div

Smith Bamey ACFE) U/CA/UTMA Microsoft — Int/Div

Smith Bamey ACF @ll] U/CA/UTMA P fizer Inc — Int/Div

Smith Bamey ACF Imm) U/CA/UTMA T im Hortons INc — Int/Div

Smith Bamey ACF S/W) U/CA/UTMA ‘Wal-Mart Stores INc — Int/Div

Smith Bamey ACF IWIN) U/CA/UTMA ‘Wendys International Inc — Int/Div

Smith Bamey ACF] U/CA/UTMA F idelity Spartan 500 — Int/Div

Smith Bamey ACF(mIIm} U/CA/UTMA J anus Fund — Int/Div

Smith Bamey ACFE U/CA/UTMAJ anus Ordon — Int/Div

Smith Bamey ACF ({Illly U/CA/UTMA I srael Due 2014 7th Dev B — Int/Div

Smith Bamey ACFUMEN)U/CA/UTMA Cas h & Moeny Market — Int/Div

Smith Bamey ACF EEMIIU/CA/UTMA Int el Corp — Int/Div

Smith Bamey ACF (Hll{l U/CA/UTMA Microsoft Corp — Int/Div

Smith Bamey ACFE) U/CA/UTMA Pfi zer Inc — Int/Div

Smith Bamey ACF! Bum) U/CA/UTMA Wal-Mart Stores Inc — Int/Div

Smith Bamey ACF @ll§) U/CA/UTMA Fid elity Spartan S00 Index — Int/Div

Smith Bamey ACF(imll} U/CA/UTMA Jan us Fund Inc — Int/Div

Smith Bamey ACFE) U/CA/UTMA Jan us Invt Fd Twenty Fd — Int/Div

Smith Bamey ACF Gl U/CA/UTMA Jan us Orion Fund — Int/Div

Smith Bamey IRA #2 Alliancebemstein Inte mational Growth F — Int/Div

Smith Bamey IRA #2 Legg Mason Partners Aggressive Growth Fd — Int/Div

Smith Barney IRA 2 Legg Mason Partners Appreciation Fund A — Int/Div

Smith Bamney IRA #2 Fiduciary Cap Pensi on Pits DDP — None

Smith Bamey IRA 1 SB Money Market — Int/Div

Smith Bamey IRA #1 Citibank Bank Depos it Program — Int/Div

Smith Bamey IRA #1 Citicorp Trust Bank, F SB — Int/Div

Smith Bamney IRA #1 Citibank NA South D akota Bank Deposit Pr — Int/Div

Smith Bamey IRA #1 GNMA MATY: 2015 — Interest

Smith Bamey IRA #1 Fiduciary Cap Pensi on Prts — None

Smith Bamey IRA #1 CG Capital Markets Large Cap Value Inv — Int/Div — Buy (add'l)

Smith Bamey IRA #1 CG Capital Markets Large Cap Value Inv — Buy (add'l)

Smith Bamey IRA #1 CG Capital Markets Small Cap Value Inv — Int/Div — Buy (add'l)

Smith Bamey IRA #1 CG Capital Markets Small Cap Value Inv — Buy (add'l)

Smith Bamey IRA #1 CG Capital Markets Small Cap Value Inv — Buy (add'l)

Smith Bamey IRA #1 CG Capital Markets Small Cap Value Inv — Sold (part)

Smith Bammey IRA #1 CG Capital Markets Emerging Markets In — Int/Div — Buy (add'l)

Smith Bammey IRA #1 CG Capital Markets Emerging Markets In — Buy (add'l)

Smith Bammey IRA #1 CG Capital Markets Emerging Markets In — Buy (add'l)

Smith Barney IRA #1 CG Capital Markets Internat'l Equity — Int/Div — Buy (add'l)

Smith Barney IRA #1 CG Capital Markets Internat'l Equity — Buy (add'l)

Smith Bamey IRA #1 CG Capital Markets Large Cap Growth — Int/Div — Buy (add'l)

Smith Bamey IRA #1 CG Capital Markets Small Cap Growth — Int/Div — Buy (add'l)

Smith Bamey IRA #1 CG Capital Markets Small Cap Growth — Buy (add'l)

Smith Bamey IRA #1 CG Capital Markets Small Cap Growth — Buy (add'l)

Smith Bamney IRA #1 Strips-Tint-US Trea sury Maty: 2010 — Interest

Smith Bamey IRA #1 - Money Market — Interest

Advisory Board Member, Salvation Army Los Angeles Metropolitan

Custodian, Smith Barney U/CA/UTMA

Custodian, Smith Barney U/CA/UTMA

Liability — Smith Bamey — Portfolio Credit Line

Liability — Capital One — Credit Card

Spouse's income — 12/31/08 — Self-Employed Financial Consultant