Diana Leyden

Massachusetts Deferred Comp Plan (H)

Massachusetts Deferred Comp Plan International Equity Fund — None — Exempt

Massachusetts Deferred Comp Plan Small Company Stock Fund — None — Exempt

Massachusetts Deferred Comp Plan Real Estate REIT Fund — None — Exempt

Massachusetts Deferred Comp. Plan Large Company Growth — None — Exempt

SMART Capital Preservation Fund — None — Exempt

Massachusetts Deferred Comp Plan SMART Plan 2025 — None — Exempt

Eaton Vance IRA — Int/Div — Distributed

EquiVest Tax Sheltered Annuity (H) — None

AXA Lg Cap Val Managed Vol — Int/Div — Exempt

VOYA State of CT Defined Contribution Plan 401A (H)

Connecticut Stable Fund ARP — Int/Div — Exempt

Vanguard InflPrt Securities Fd Inst — Int/Div — Exempt

Vanguard Tret Retire 2025 Fad Inv — Int./y — Exempt

Fidelity VIP Contrafund Port — Ine — Exempt

Vanguard REIT Index Fund Inst — Int/Div — Exempt

TIAA-CREF Intl Equity Index Fd — Int/Div — Exempt

VOYA State of CT Defined Contribution 4038 (hy

Connecticut Stable Value Fund — Int/Div — Exempt

PIMCO Total Return Fd Inst — Int/Div — Exempt

Vanguard Infl. Prt Securities Fd Inst — Int/Div — Exempt

TIAA-CREF Equity Index Fund Inst — Int/Div — Exempt

TIAA-CREF Social Choice Eqty Fd Inst — Int/Div — Exempt

TIAA-CREF Sm Cp Blend Index Fd Inst — Int/Div — Exempt

Fidenlity VIP Mid Cap Portfolio — Int/Div — Exempt

TIAA-Cref Inst] Equity Index Fd Inst — Int/Div — Exempt

State of Connecticut 403(b) (H)

Conn, Stable Value Fund — Int/Div

PIMCO Total Inst. Ret. Fund — Int/Div

Vanguard Inflation Protection — Int/Div

TIAA-CREF Instl Equity In — Int/Div

TIAACREF Inst] SocChe Eq Inst] — Int/Div

Fidelity VIP Mid Cap Portfolio — Int/Div

TIAA-CREF Inst] SCB Idx Inst — Int/Div

TIAA-CREF Inst! Internat! — Int/Div

State of Connecticut Alternate Retirement Plan (H)

ARP Hybrid Transition fund — Int/Div

Connecticut Stable Value Fund — Int/Div — Exempt

Vanguard Inflation-Protec — Int/Div

Vanguard Target Ret 2025 — Int/Div

Fidelity VIP Contrafund Portf — Int/Div

TIAA-CREF Inst Internat! — Int/Div

Vanguard REIT Index lust] — Int/Div

National Life Insurance Company Whole Life Policy — Int/Div — Exempt

TIAA State of CT Alternative Reitirement Plan (H)

TIAA Guaranteed — Int/Div — Exempt

CREF Stock R3 — Int/Div — Exempt

CREF Growth R3 — Int/Div — Exempt

CREF GlobalEguities R3 — Int/Div — Exempt

TIAA Real Estate — Int./hv — Exempt

CREF In Linked Bond R3 — Int/Div — Exempt

CREF Money Market R3 — Int/Div — Exempt

CREF Socul Choe R3 — Int/Div — Exempt

Bunk of America- Checking account — Interest — Exempt

Bank of America CD — Interest — Exempt

Bank of America Savings Account — Interest — Exempt

Allianz Amnuity-Fixed annuity — None — Exempt

Fidelity IRA- Fidelity Magellean — Int/Div — Exempt

VOYASEP(H) — Exempt

Voya Long term GAA — None — Exempt

Vova Balanced Portfolio — None — Exempt

Voya Large Cap Value Port Inst — None — Exempt

VOYA20IK (H) — None — Exempt

Voya Large Growth Portfolio — None — Exempt

VY JP Morgan Mid-Cap — None — Exempt

VY Oppenheimer Global — None — Exempt

Webster Bank Checking account — Interest — Exempt

Employee, New York City Department of Finance

Employee, Lmversity of Connecticut School of Law

Director, Glastonbury Chorus, Ine

Income — 20142015 — University of Connecticut School of Law, Salury — $245,686.55

Income — 20152016 — New York City of New York Department of Finance, Salary — $141,645 86

Spouse's income — 2014 — self-employed attorney

I. Lines 1-7 Regarding the Massachusetts Deferred Compensation Smart Plan, neither the statements nor the on line account information show investments. 1 have

contacted the plan administrator and told they only report the change in value not any income.

2, Lines 11-17 and 18-26; 27-25 and 36-43-Regarding the VOY A Connecticut Defined Contribution Plans- 401A and 403(b), this plan was transferred to

Prudential Retirements by the State of Connecticut on July 1, 2015. 1 have listed the earnings and valuation of the plans ad held by VOY A as of June 30,

2016(lines 11-17 and 18-26) and have shown the canring and valuation of the Prudential Retirement from July 1, 2015 through 9/8/16 the ead of the reporting

period (lines 27-35 and 36-43).

3. Line 8 Eaton Vance IRA- this was cashed out and the earings reported are as of 1/1/2015 through the date just before the investment was liquidated. The gain

is listed in the transaction column for this investment.

4. Line 57 Allianz Fixed annuity- the plan administrator informed us that there is not any income in the form of interest or dividends, just 4 change in value.

5. Lines 59-62 VOYA 401(k) and 63-66 VOY A SEP. My husband contacted the plan administrator and was told the investments are in indexed funds and as such,

there is not reported income in the form of mterest or dividends, but rather changes in total value.

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