Robert David Sack

JPMorgan Chase Accounts — Interest

JPMorgan 3916 US Govt MMKT Fund - Mo rgan — Int/Div — to line 3)

JP Morgan 1086 US Govt MMKT Fund - P remier (formerly Morgan) — Int/Div — from line 2)

Unsecured loan to David W. McClintick — None

Dewey Ballantine Partnership Capital Accou nt — None

GD&C CitiStreet 401(k) — Interest

SSgA Money Market Fund

Oppenheimer Advantage Municipal Liquidi ty Fund (Y)

Boeing Co. Common Stock — Int/Div

Blackrock New York Insured Municipal In come Trust III — Int/Div

Van Kampen Trust for Invt. Grade NY Mun icipals — Int/Div

Oppenheimer NY Municipal Fund Cl A — Int/Div

Oppenheimer NY SFSA 5% Due 3/15/10 — Int/Div — Buy

JPMorgan Chase Traditional IRA — Interest

Northwestem Mutual Life Insurance Policy — Int/Div

Guardian Life Insurance Policy — Int/Div

Massachusetts Mutual Life Insurance Policy — Int/Div

Morgan Stanley Bank Deposit Program — Int/Div

Morgan Stanley MTA 5.35 Zero Coupon Bond due 7/1/12 — Interest

MS New York Genl Oblig Ref Ser-C due 4/ 15/13 — Interest

MS NYS DA SECD Hosp Interfaith Med B ond 5.25 due 2/15/14 — Interest — Sold

Morgan Stanley LIPA 5.60 Zero Coupon Bo nd due 6/1/14 — Interest

MSNYS Power Auth Rev Ref Ser-C 4% d ue 11/15/20 — Interest — Buy

MS NYC Genl Oblig Ser-1 4% Due 2/1/22 — Interest — Buy

Morgan Stanley Fed Home Ln Mtg Med Tm N 4% 10/15/10 — Interest — Sold

Morgan Stanley Fed Hm Ln Bk 4% 3/24/11 — Interest — Sold

Morgan Stanley FHLB 5.050% due 2/14/13 — Interest — Sold

Morgan Stanley FHL Mtg Corp Med Term N 5% due 9/15/15 — Interest — Sold

MS Fed Home Ln Mtg Corp Med Term N 5 % due 9/15/16 — Interest

MS Fed Hom LN BK 5% due 6/12/18 — Interest — Buy

Morgan Stanley Global Dividend Growth S ec A — Int/Div

Morgan Stanley Special Value Fund A — Int/Div

Morgan Stanley Special Growth Fund A — Int/Div

MS Focus Growth Fd — Int/Div

MS Oppen. AMT Free NY Mun B (Class E xchange) — Int/Div

Morgan Stanley Franklin NY Tax Free Inc B — Int/Div

Goldman Sachs High Yid Muni A — Int/Div

JPMorgan Federal Money Market Fund Morgan — Int/Div

Fiduciary Holdings g} — Int/Div

Morgan Stanley Bank Deposit Program

Morgan Stanley MTA NY Transit Zero Cou pon Bond due 7/1/13

Morgan Stanley Franklin NY Tax Free Inc B

Morgan Stanley Oppen. AMT Free NY M unicipal Fund B

Neuberger State Street Mid Cap Growth I nvestor Class — Int/Div

MS Pioneer Amt Free Muni A (AH) — Int/Div — to line 77)

MSE V Amt Free Muni Bond A (AH) — Int/Div — to line 74)

MS Phoenix Insight Tax Exempt Bd A (AH) — Int/Div — to line 81)

MS Goldman Sachs High Yld Muni A (AH) — Int/Div — Buy (add'l)

MS Goldman Sachs High Yld Muni A (AH) — to line 75)

MS Oppenheimer Amt-Free NY Mun A (AH) — Int/Div — to line 76)

MS American Tax-Exempt Bd Fd A (AH) — Int/Div — to line 80)

RHH Trust (Y)

Citigroup Bank Deposit Account — Sold (part)

Citigroup Bank Deposit Account — Distributed

Citi Smith Bamey Bank Deposit Program (AH) (Y)

MS Cash/MMF/Bank Deposit Accounts (A H) (Y)

MS Blackrock Munihldng NY Ins Fd (AH) — Int/Div — to line 72)

MS Nuveen NY Invt Qual Muni Fund (AH) — Int/Div — to line 73)

MS Van Kampen Muni Income A (AH) — Int/Div — to line 70)

MSE V AMT Free Muni Bond A (AH) — Int/Div — to line 66)

MS American Tax-Exempt Bd Fd A (AH) — Int/Div — to line 69)

Ameriprise Retirement Portfolio (AH) — Int/Div

Ameriprise Insured Money Market (X)

Eaton AMT-Free Muni Bd A — from line 62)

RSRV US GovemmentR — Buy

RSRV US GovemmentR — Sold (part)

Amer T/E Bond of Amer A — from line 63)

VK Muni Income A — from line 60)

Blackrock Muni Holdings New — from line 58)

Nuveen New York Invt Quality — from line 59)

Eaton AMT-Free Muni Bd A — from line 47)

GLD High Yield Mun A — from line 49)

OPP AMT Free NY Muni A — from line 51)

Pioneer AMT Free Muni A — from line 46)

RSRV US Govermment R — Buy

RSRV US Govermment R — Sold (part)

Amer T/E Bond of Amer A — from line 52)

Phoenix Insight Tax Ex Bd A (X) — from line 48)

Phoenix Insight Tax Ex Bd A (X) — to line 83)

Virtus Tax Exempt Bond A (X) — from line 81)

RiverSource Retirement Advisor 4 Adva ntage VA-Annuity

Fred Alger Large Cap Growth IRA — Buy

Franklin Intermediate Fixed Income IRA — Buy

Franklin Intermediate Fixed Income IRA — Sold (part)

Spectrum Hybrid Preferred IRA — Buy

Renaissance International Equity IRA — Buy

Alliancebemstein Large Cap Core IRA — Buy

Munder Mid Cap Core IRA — Buy

JPMorgan Chase Accounts — Interest

JPMorgan 3916 US Govt MMKT Fund - Mo gan — Int/Div — to line 3)

JP Morgan 1086 US Govt MMKT Fund - P remier (formerly Morgan) — Int/Div — from line 2)

Unsecured loan to David W. McClintick — None

Dewey Ballantine Partnership Capital Accou nt — None

GD&C CitiStreet 401(k) — Interest

SSgA Money Market Fund

Oppenheimer Advantage Municipal Liquidi ty Fund (Y)

Boeing Co. Common Stock — Int/Div

Blackrock New York Insured Municipal In come Trust III — Int/Div

Van Kampen Trust for Invt. Grade NY Mun icipals — Int/Div

Oppenheimer NY Municipal Fund Cl A — Int/Div

Oppenheimer NY SFSA 5% Due 3/15/10 — Int/Div — Buy

JPMorgan Chase Traditional IRA — Interest

Northwestern Mutual Life Insurance Policy — Int/Div

Guardian Life Insurance Policy — Int/Div

Massachusetts Mutual Life Insurance Policy — Int/Div

Morgan Stanley Bank Deposit Program — Int/Div

Morgan Stanley MTA 5.35 Zero Coupon Bond due 7/1/12 — Interest

MS New York Genl Oblig Ref Ser-C due 4/ 15/13 — Interest

MS NYS DA SECD Hosp Interfaith Med B ond 5.25 due 2/15/14 — Interest — Sold

Morgan Stanley LIPA 5.60 Zero Coupon Bo nd due 6/1/14 — Interest

MS NYS Power Auth Rev Ref Ser-C 4% d ue 11/15/20 — Interest — Buy

MS NYC Genl Oblig Ser-1 4% Due 2/1/22 — Interest — Buy

Morgan Stanley Fed Home Ln Mtg Med Tm N 4% 10/15/10 — Interest — Sold

Morgan Stanley Fed Hm Ln Bk 4% 3/24/11 — Interest — Sold

Morgan Stanley FHLB 5.050% due 2/14/13 — Interest — Sold

Morgan Stanley FHL Mtg Corp Med Term N 5% due 9/15/15 — Interest — Sold

MS Fed Home Ln Mtg Corp Med Term N 5 % due 9/15/16 — Interest

MS Fed Hom LN BK 5% due 6/12/18 — Interest — Buy

Morgan Stanley Global Dividend Growth S ec A — Int/Div

Morgan Stanley Special Value Fund A — Int/Div

Morgan Stanley Special Growth Fund A — Int/Div

MS Focus Growth Fd — Int/Div

MS Oppen. AMT Free NY Mun B (Class E xchange) — Int/Div

Morgan Stanley Franklin NY Tax Free Inc B — Int/Div

Goldman Sachs High Y1d Muni A — Int/Div

JPMorgan Federal Money Market Fund Morgan — Int/Div

Fiduciary Holdings (gg) — Int/Div

Morgan Stanley Bank Deposit Program

Morgan Stanley MTA NY Transit Zero Cou pon Bond due 7/1/13

Morgan Stanley Franklin NY Tax Free Inc B

Morgan Stanley Oppen. AMT Free NY M unicipal Fund B

Neuberger State Street Mid Cap Growth 1 nvestor Class — Int/Div

MS Pioneer Amt Free Muni A (AH) — Int/Div — to line 80)

MSE V Amt Free Muni Bond A (AH) — Int/Div — to line 77)

MS Phoenix Insight Tax Exempt Bd A (AH) — Int/Div — to line 84)

MS Goldman Sachs High Yld Muni A (AH) — Int/Div — Buy (add'l)

MS Goldman Sachs High Yld Muni A (AH) — to line 78)

MS Oppenheimer Amt-Free NY Mun A (AH) — Int/Div — to line 79)

MS American Tax-Exempt Bd Fd A (AH) — Int/Div — to line 83)

RHH Trust (Y)

Citigroup Bank Deposit Account — Sold (part)

Citigroup Bank Deposit Account — Distributed

Citi Smith Bamey Bank Deposit Program (AH) (Y)

MS Cash/MMF/Bank Deposit Accounts (A H) (Y)

MS Blackrock Munihldng NY Ins Fd (AH) — Int/Div — to line 73)

MS Nuveen NY Invt Qual Muni Fund (AH) — Int/Div — to line 74)

MS Van Kampen Muni Income A (AH) — Int/Div — to line 71)

MSE V AMT Free Muni Bond A (AH) — Int/Div — to line 67)

MS American Tax-Exempt Bd Fd A (AH) — Int/Div — to line 70)

Ameriprise Retirement Portfolio (AH) — Int/Div

SPS Advantage with One Features holdings follow)

Ameriprise Insured Money Market

Eaton AMT-Free Muni Bd A — from line 62)

RSRV US Government R — Buy

RSRV US Government R — Sold (part)

Amer T/E Bond of Amer A — from line 63)

VK Muni Income A — from line 60)

Blackrock Muni Holdings New — from line 58)

Nuveen New York Invt Quality — from line 59)

Strategic Portfolio Servcie Advantage hol dings follow)

Ameriprise Insured Money Market

Eaton AMT-Free Muni Bd A — from line 47)

GLD High Yield Mun A — from line 49)

OPP AMT Free NY Muni A — from line 51)

Pioneer AMT Free Muni A — from line 46)

RSRV US Govemment R — Buy

RSRV US Govemment R — Sold (part)

Amer T/E Bond of Amer A — from line 52)

Phoenix Insight Tax Ex Bd A (X) — from line 48)

Phoenix Insight Tax Ex Bd A (X) — to line 86)

Virtus Tax Exempt Bond A (X) — from line 84)

RiverSource Retirement Advsor 4 Advan tage VA-Annuity

Ameriprise Retirement Portfolio IRAs foll ow)

Fred Alger Large Cap Growth IRA — Buy

Franklin Intermediate Fixed Income IRA — Buy

Franklin Intermediate Fixed Income IRA — Sold (part)

Spectrum Hybrid Preferred IRA — Buy

Renaissance Intemational Equity IRA — Buy

Alliancebernstein Large Cap Core IRA — Buy

Munder Mid Cap Core IRA — Buy

Director, William F. Kerby and Robert S. Potter Fund

Lecturer in Law, Columbia Law School

Member, Columbia Board of Visitors, Columbia Law School

Agreement — 9/3/98 — Practising Law Institute and Robert D. Sack, publication of 3rd edition of treatise on defamation law; royalty 15% of net receipts

Agreement — 2.1998 — Gibson, Dunn & Crutcher LLP Retirement Agreement between Gibson Dunn & Crutcher LLP and Robert D. Sack; T erms: $6,000 per month, no increase, decrease or cap ‘

Liability — Ciunbank Aadvantage — Credit Card

Liability — Citibank Aadvantage — Credit Card

Liability — Chase Visa — Credit Card

Reimbursement — Federal Bar Council — 10/24-26/2008 — Lenox, MA — Bench & Bar Retreat — Travel, Hotel, Food.

Income — 2008 — Practising Law Institute Book Royalties — $15.114.45

Income — 2008 — Lecturer in Law, Columbia Law School — $7.500.00

Spouse's income — 1-2008 — Dewey Ballantine Partnership Distribution

Spouse's income — 2008 — West Services Inc

Lines 59-61, JP Morgan Federal MMKT Fund - Morgan, on the 2007 Report have been deleted since they appeared on the 2007 Report twice (also at lines 40-42

on the 2007 report). The fund appears at lines 39-40 on this 2008 Report.

Lines 86-88 represent security name change from Phoenix Insight Tax Exempt Bond A to Virtus Tax Exempt Bond A.

A pending claim against Worldcom is currently in litigation (02 Civ. 3288 (DLC)). The worth of that claim cannot be determined at this time.