Lewis A. Kaplan

Citibank accounts — Interest

Kinderhook CSD 6 07 {ll — Interest — None

NYS Pwr A Ser D 5.875 10 / ill — Interest — None

NYSPwrAGP 537510 — Interest — None

NYS Pwr A Ser GP 5.5 10,4) — Interest — None

NYSPwrASerF5510 — Interest — Redempt

Mun Inv Trust Ser ANY — Interest — Redempt

Mun Inv Trust Ser ANY — Redempt

Mun Inv Trust Ser ANY — Redempt

Mun Inv Trust Ser ANY — Redempt

Mun Inv Trust Ser ANY — Redempt

Mun Inv Trust Ser ANY — Redempt

Mun Inv Trust Ser ANY — Redempt

left blank]

PW 1986 EES lim ptn — Distribution — None

Handy Place Invest Part — None — None

20th Cent Ultra F — None — Redemption

Westchester Co 5.6 07 — Interest — None

Clarkstown 5.6 08 — Interest — None

NYC Mun Wtr 5.375 07 — Interest — None

NYC Mua Wir 5.375 07 i} — Interest — None

NYS MCFFA 5.125 12 — Interest — None

NYS Twy 5.008 — Interest — Redemption

Oneida 6.4 06 — Interest — None

Kinderhook CSD 6 07 — Interest — None

Ramapo 5.6 08 — Interest — None

UDC 5406 — Interest — None

Nassau Co 5.125 13 — Interest — Redemption

NYS Dorm 5.7 10 — Interest — None

NYS Dorm 5.375 14 — Interest — Rederoption

NYS Dorm 5.125 08 — Interest — None

NYS Dorm 5.25 13 — Interest — None

Fidelity Fund — None — Redemption

Fidelity Large Cap Fund — None — Redemption

Triboro BTA 4.5 13 {fl} — Interest — None

Puerto Rico MFA 5.5 09 {ill — Interest — None

NYS Dorm 5.125 11 ( {fi} — Interest — None

Triboro BTA 4311 — Interest — None

Triboro BTA 4.75 16 — Interest — None

NYC Mun Wtr49 13 — Interest — None

Commack UFSD 4375 13 — Interest — None

NYS Mtg Agy 5.45 12 — Interest — None

NYS Twy 5.12513 — Interest — None

So Glens Falls CSD 5.25 14 — Interest — None

NY Tran at MTA 52 10 — Interest — None

NYS Env Fac 5.125 11 — Interest — None

Dorm 5.12511 — Interest — None

NYS Dorm 5.1 12 {fi} — Interest — None

NYS Env Fac 4.55 13 — Interest — None

NYS Env Fac 49517 — Interest — None

ML Bk/B&T RASP — Interest

NYC Trans 5.0 19 — Interest — None

Greece CSD 4.517 — Interest — None

54. NYS Env Fac 4.2 12 — Interest — None

MTA 4.012 — Interest — None

MTA 4.013 — Interest — None

4.37511 {8 — Interest — None

FNMA 5.012 — Interest — None

NM Bank Amer 6.517 — Interest — Redemption

ML Bank ({f} — Interest — Withdrawal

Triboro BTA 3.7513 — Interest — None

William Floyd UFSD 4.125 15 — Interest — None

MTA 5.023 — Interest — None

GECC4.7513 — Interest — None

Pacific Innov Select annuity — None — None

Nat City Bk fka Provident Bank 5.0 15 — Interest — None

FHLMC multi % 18 — Interest — None

Hudson United Bk 5.05 13 — Interest — None

NYC Ser J 4.625 18 — Interest — None

NYS Dorm 5.0 19 — Interest — None

MTA 4.75 26 — Interest — None

Long Island Pwr 4.75 24 — Interest — None

NYS Dorm 4.75 25 — Interest — None

Western Bank Puerto Rico — Interest — None

FNMA 5.55 14 — Interest — Redemption

NM Bank Amer 4.65 12 — Interest — None

Capitol One Bk 4.75 10 — Interest — None

ML Bank — Interest — Withdrawal

Port Auth NY&NJ 4.2 19 gi} — Interest — None

NYS Dorm 4.625 18 {fl} — Interest — None

Prudential Ins Co guar inv acct — Interest — Sold

Prudential Fin Inc stock — Int/Div — Sold

Fidelity Eq Income Fund — Distribution — Sold

Fidelity US Govt Reserves Fund — ODhstnbution — Sold

ML Bank USA RASP — Int/Div — Open

Schwab Money Mkt — Int/Div

Schwab Money Mkt (IRA) — Int/Div — Closed

JP Morgan Chase acct — Interest

NY Life whole life policies — Int/Div — None

ML CMA NY Mun Money — Interest — Opened

MTA Adj% 26 — Interest — Buy

E Meadow 4.9 06 — Interest — None

US Tress bill — Buy

US Tress bill — Redemption

ML CMA NY Mun Money (@ — Interest — Opened

MTA Adi% 26 ; ill — Interest — Buy

Ulster Co 4.25 21 — None — Buy

NYS Dorm 4.0 19 — None — Buy

Banco Bilbao 4.46 12 — Interest — Buy

First Eagle Global Cl C — Distribution — Buy

Davis NY Venture Cl Y — Int/Div — Buy

ML Large Cap Value Cl I — Dhisthbution — Buy

Everegreen Sp Values Cl A — Distribution — Buy

Pimco Comm Real Retum Cl A — Buy

Pioneer Oak Ridge Small Cap Cl A — None — Buy

Goldman Sachs Mid Cap Cl A — Distribution — Buy

Amer Inc Fund of Am Cl A — Buy

Muhlenkamp Fund — Int/Div — Buy

Fidelity Cash Reserves — Interest — Sold

Netbank CD (ill — Interest — Buy

Netbank CD (ill — Redemption

Israel Discount Bk CD {fl} — Interest — Buy

Israel Discount Bk CD {fl} — Redemption

US Treas bill 0% 8-11-05 {ill — None — Buy

US Treas bill 0% 8-11-05 {ill — Redemption

US Treas bill 0% 9-8-05 {if} — None — Buy

US Treas bill 0% 9-8-05 {if} — Redemption

ML CMA NY Mun Money ii} — Int/Div — Open

ML Bank RASP [ll] — Interest — Open

New York NY Ser N 4.0517 {i} — Interest — Buy

Minisink CSD 4.0 12 {i} — Interest — Buy

Wayne CSD 4.0 20 fl} — Interest — Buy

Brookhaven CSD — None — Buy

Amer Inc Fd of Amer C1 A (ff — Buy

Davis NY Venture C1 Y {i} — Buy

Goldman Sachs Mid Cap CI A {i} — Distribution — Buy

Pimco Comm Real Return C1 A : Jl} — Buy

Royce Penn Mut Fd {i} — Buy

Scudder High Return {i} — Buy

Oakamark Select {fi} — Buy

Community B&T 4.4 08, {fi} — Interest — Buy

FNMA multi% 09 {ll — Interest — Buy

FNMA multi% 15 ll — Interest — Buy

HSBC Fin Corp 4.65 10 I — Interest — Buy

Principal Life Inc. 5.0 12 {fl} — Interest — Buy

GECC 5.0 16 {il} — Interest — Buy

NYS Dorm 4.0 19. {, — None — Buy

Memill Lynch Bank SLC 3.75 1-25-06 — None — Buy

Partner, Handy Place Investment Partnership

4., ) [es BR rt 14 oO— nx 2 [9] NR SU SO J

5, mS T= AR ow LZ

Gift — Healther Kilpatrick and Steve Byers — Wedding gift - Carving set

Gift — Earl and Elizabeth Menard — 60th birthday gift - whisky

Spouse's income — Various — Pension and retirement pian pmts -pension plans for benefit of retirees of Random House, Inc.

Spouse's income — Zachary and Erica Richard — Book

Spouse's income — George and Janet Felleman — 60th birthday gift - book

Spouse's income — Roberta and Michael Cook — Glass bowl

Spouse's income — Diane Zimmerman and Cavin Leeman — Placemats and napkins

Spouse's income — Betsy and Max Gitter — Basket and napkins

Spouse's income — Marcia Chambers and Stanton Wheeler — Cheese board

Spouse's income — Lydia and Ben Kukoff — Cutting board

BB designates assets held as trustee u/w/o FC]

Values listed in Part V are estimates.

Part VII, line 100. Purchases made on 2-24 and 3-29.

Part VII, lines 104, 107, 124-125.and 127-130 include both dividends, capital gain distributions, or both.

Income for 1986 EES and Handy Place partnerships equals distributions