William S. Duffey jr

Brokerage Account #2

MS Bank Deposit Program — Interest

Amencan LTD Term Tax-Ex Bond — Interest — Sold

Franklin Mutual Recovery C (name change) — Int/Div

Atlanta WTR-A BE — Interest

Van Kampen Emerging Markets C (name change) — None — past)

Van Kampen EQI GRW C (namc change) — None — Sold

11. — Distribution

Blackrock Global Allocation C — Int/Div — Buy

Blackrock Global Allocation C — Sold (part)

Van Kampen Capital Growth C — None — Buy

Van Kampen Muni Income C — Int/Div — Buy

Van Kampen Muni Income C — Interest — Sold (part)

IRA #1 — Int/Div

18 — Interest

MS Bank Deposit Program

FHR 2920 WG 5.25% — Sold (part)

Fedcral National Mtg Assn — Sold (part)

MS Intemational Fund C — Sold

Franklin Income C (name change) — Sold (part)

MS Mortgage Securities Trust C — Buy

MS Mortgage Securities Trust C — Sold

AIPABSRT oo

Fed Home LN BK 2/2/18 — Sold

MS Equally Weighted S&P 500 C — Buy

Wellpoint Inc — Buy

Caterpillar FINL — Buy

Dell Inc — Buy

Rio Tinto Finance USA Limited — Buy

General Electric Capital Corp — Buy

Morgan Stanley — Buy

Marathon Qil Corp — Buy

Venzon Communications — Buy

Glaxosmithkline Cap Inc — Buy

Kraft Foods Inc — Buy

Tyco International Finan — Buy

AT&T Inc — Buy

Metlife Inc — Buy

Indiana Michigan Power — Buy

Altria Group Inc — Buy

RA#2 — Interest

MS Bank Dcposit Program

AIPABSRT

Keyworth Bank

Roth IRA #1 — Int/Div

Van Kampen Growth & Income C — Sold

Van Kampen Corporate Bond C — Buy

RothIRA#2 — Int/Div

Van Kampen Growth & Income C

NW Mutual Estate CompLife — None

63 — Int/Div

C&B Capital II, LP. ** — Interest

65 — Distribution

66. — Int/Div

Betsy Byars, Inc — None

Gold coins — None

Brokerage Account #1

MS Bank Deposit Program — Interest

MS Equally Weighted S & P 500 — None — Sold

Blackrock Global Allocation C — None — Sold

Blackrock National Mum C — Interest — Buy

Brokerage Account #3

MS Bank Deposit Program — Interest

Ishares Dow Jns US Financial Sector — None — Sold

Ishares DJ US Cnsmr Non Cyclcl — None — Sold

Ishares DJ US Healthcare Scter — None — Sold

Ishares DJ US Indl Scter — None — Sold

Ishares MSCI Emerging Mkts Fd — None — Sold

Ishares MSCI EAFE Fund — None — Sold

Standard & Poors Midcap 400 — oo — Sold

Ishares Barclays 1-3 Year Cred — Int/Div — Buy

Ishares Barclays 1-3 Year Cred — Sold

Ishares Barclays 1-3 YR TSY BD — Int/Div — Buy

Ishares Barclays 1-3 YR TSY BD — Sold

Ishares Barclays Tips BD FD — Int/Div — Buy

Ishares Barclays Tips BD FD — Distribution — Sold (part)

Ishares S&P 500 GRWTH Index — Int/Div — Buy

Ishares S&P 500 GRWTH Index — Sold (part)

Ishares S&P 500 Value Index — Int/Div — Buy

Ishares S&P 500 Value Index — Sold (part)

Ishares S&P Midcap 400 Index — Int/Div — Buy

Ishares S&P Midcap 400 Index — Sold (part)

Ishares S&P Smallcap 600 Index — Int/Div — Buy

Ishares S&P Smallcap 600 Index — Sold

Nuveen Municipal Value FD INC — Int/Div — Buy

Nuveen Municipal Value FD INC — Interest — Sold (part)

Powershares DB COMM TRK INC — None — Buy

Powershares DB COMM TRK INC — Sold

SPDR GOLD TR GOLD SHS — None — Buy

Vanguard EMRG MKTS ETF — Int/Div — Buy

Vanguard EMRG MKTS ETF — Sold (part)

Vanguard European ETF — Int/Div — Buy

Vanguard European ETF — Sold (part)

Venguard Pacific ETF — Int/Div — Buy

Venguard Pacific ETF — Sold (part)

Vanauard REIT ETF — Int/Div — Buy

114. — Distribution

IRA #3 — Int/Div

Morgan Stanley Bank Deposit Program

Tbe Technology Sel Sec SPDR FD — Sold

Ishares Dow Jns US Fincl Sectr — Sold

Ishares DJ US Basic Mtls Sctr — Sold

Ishares Dow Jns US Cons Cyclcl — Sold

Isharcs DJ US Healthcare Sctr — Sold

Eaton Vance Ltd Durations FD — Sold

Ishares S&P Glbl Engy Sctr Idx — Sold

FHR 3237CB — Sold

GNMA Pool — Sold (part)

USTSY Note 8/15/09 — Sold

MFS Charter Income TR SBI — Sold

USTSY BD Fed 2/15/09 — Matured

Ishares MSC Growth Index FD — Sold

FHLMC 7/15/14 — Sold

Ishares GIbl Tech Sectr — Sold

Ishares IBOXX Invest GR — Sold (part)

shares Barclays AGG (name change) — Sold

FHLMC 1120/15 — Sold

Ishares Barclays Tips BD FD — Buy

Ishares Barclays Tips BD FD — Sold (part)

Ishares Barclays 1-3 Year Cred — Buy

Ishares Barclays 1-3 Year Cred — Sold

Ishares Barclays 1-3 YR TSY BD — Buy

Ishares Barclays 1-3 YR TSY BD — Sold (part)

Ishares IBOXX H/Y Corp BND — Buy

Isharcs JP Morgan EM Bond FD — Buy

Isharcs MSCI Canada Index FD — Buy

Ishares MSCI Japan Index Fund — Buy

Ishares MSCI Pac EX-JPN IDX — Buy

Ishares S&P 500 Value Index — Buy

Ishares S&P 500 Value Index — Sold (part)

Ishares S&P S00 GRWTH Index — Buy

Ishares S&P S00 GRWTH Index — Sold (part)

Ishares S&P Midcap 400 Index — Buy

Ishares SP Smallcap 600 Index — Buy

Ishares TR MSCI Small Cap — Buy

Powershares DB Comm 1 RK INC — Buy

Vangaurd EMRG MKTS ETF — Buy

Vangaurd European ETF — Buy

Vangaurd Intermediate Term BND — Buy

Vangaurd REIT ETF — Buy

SPDR Gold TR Gold SHS — Buy

SPDR Gold TR Gold SHS — Sold

SPDR Gold TR Gold SHS — Sold

Vanguard Pacific ETF — Buy

Vanguard Pacific ETF — Sold

One Georgia Bank — None

Reimbursement — Chemonics Intemational, Inc — 2/8/09-2/19/09 — Kyiv, Ukraine — Seminar w/ Gov — Travel

Reimbursement — Chemonics International, Inc — 9/12/09-9/22/09 — Kyiv, Ukraine — Seminar w/ Gov — Travel

Spouse's income — 2009 — Mary Hall Freedom House, Inc. - Salary

Spouse's income — 2,2009 — Holtzbrink Publishing Holdings, LP - royaltics from copyrights

Spouse's income — 2009 — Penguin Group (USA) Inc. - royalties from copyrights

Spouse's income — 2009 — Random House, Inc. - royalties from copynghbts

Spouse's income — 2009 — Self-employed writer

*Ownership interest percentage is 0.208971%. During the reporting period, C&B Capital I, L.P. held interests in the following companics:

- Central Security Group, Inc.

-VCG, LLC

- Global Care, Inc,

- NuBridges, Inc.

- Alimera Sciences, Inc.

- Focus Receivables Management, Inc.

~ Healthmark Partners, Inc.

- Healthcare Solutions, Inc.

~ S.P.I. Dynamics Incorporated

**Ownership interest percentage is 0.743396%. During the reporting period, C&B Capital II, L.P. held interests in the following companies:

- SnagAJob.com, L.P.

- CBG Holdings, Inc.

- Alimera Sciences, Inc.

- All Web Leads, Inc.

- Brightree, LLC

- Healthcare Solutions, Inc.

- Prommis Solutions, Inc.

- FX Bndge Technologies Incorporated

- PMW Technologies, Inc. d/b/a PeopleMatter

- SG-BGP, LLC/BPG Holdings, LLC

- Vesdia, Inc,

- The VIP Tour Company, Inc. (d/b/a Tickets Now)