James Knoll Gardner

Rental Property #1, Torrence, California (1997 $533,333) — Rent

Villiamsburg, Virginia (1900 £18 700) — Rent

Sovereign Bank Accounts — Interest

IRA #1 (Evergreen Foundation Fund Class B) — Int/Div

Brokerage Account #1.

CITIBANK N.A. Bank Deposit Program — Interest

Disney - Common Stock - See Part VIII — Sale — N/A

SB Fundamental Value Fund Class A Mutual Fund — None — Sell — N/A

Altoona City Authority Water Revenue Bond — Interest

Ford Motor Company - Bond — Interest

LMP* Appreciation Fund Class A - Mutual Fund - See Part VIII — Int/Div

Calamos Convertible & High Income Fund Closed End Fund — Int/Div

Amcore Bank, N.A. - IL - Certificate of Deposit — Interest — Redeem — N/A

Anchorbank, F.S.B. - WI - Certificate of Deposit — Interest — Redeem — N/A

3M Company - Common Stock — None — Sell — N/A

Calamos Strategic Total Return Fund Closed End Fund — Int/Div

Liberty All Star Equity Fund - Closed End Fund — Int/Div — Sell — N/A

LMP* Cap. and Inc. Fund Class B - Mut Fund - See Part VIII — Int/Div — Sell — N/A

Luzerne County PA Water Revenue Bond — Interest

Microsoft Corporation - Common Stock See Part VIII — Int/Div

Chevron Corporation - Common Stock — None — Sell — N/A

Safra National Bank - NY - Certificate of Deposit — Interest

Macquarie Global Fund - Closed End Fund — Int/Div — Buy — N/A

Macquarie Global Fund - Closed End Fund — Sell — N/A

Schering Plough Corp. - Preferred Stock — Int/Div — Buy — N/A

Washington Mutual Bank-NV - Certificate of Deposit — None — Buy — N/A

Doral Bank-PR - Certificate of Deposit — Interest — Buy — N/A

BT Group PLC - Common Stock — Int/Div — Buy — N/A

LMP* Capital and Income Fund - Closed End Fund — Int/Div — Buy — N/A

Western Union - Common Stock — Int/Div — Buy — N/A

Federal Home Loan Bank - Govemment Bond — None — Buy — N/A

Brokerage Account #2 (Custodial Account

See Part VIII

Brokerage Account #3 (Custodial Account #2):

CITIBANK N.A. - Bank Deposit Program — Interest

Amcore Bank, N.A. - IL - Certificate of Deposit — Interest — Redeem — N/A

Millennium Bank, N.A. - VA - Certificate of Deposit — Interest — Redeem — N/A

Lehman Brothers Bank, FSB - DE Certificate of Deposit — Interest — Redeem — N/A

Lehman Brothers Bank, FSB - DE Certificate of Deposit — Redeem — N/A

Sterling Savings Bank-WA - Certificate of Deposit — None — Buy — N/A

Brokerage Account #4

General Electric Corporation - Common Stock — Int/Div

Johnson & Johnson - Common Stock — Int/Div

LMP* Appreciation Fund Class B - Mutual Fund - See Part VIII — Int/Div

LMP* Cap. and Inc. Fund Class B - Mut Fund - See Part VIII — Int/Div

End of Brokerage Account #4

Wm WR Williamsburg, Virginia (2002 £19900) — Rent

IRA #2 (Legg Mason):

Legg Mason Special Investment Trust Mutual Fund — Int/Div

Royce Total Return Fund Consultant Mutual Fund — Int/Div

Van Kampen Equity & Income Class C Mutual Fund — Int/Div

Putnam Mid Cap Value Fund Class C Mutual Fund — Int/Div

Growth Fund of America - Class C - Mutual Fund — Int/Div — Buy — N/A

Legg Mason Value Trust - Mutual Fund — None

American High Income Fund Exchange Class C - Mutual Fund — Int/Div — Sell — N/a

American High Income Fund Exchange Class C - Mutual Fund — Sell — N/A

American Balanced Fund Inc. Class C Mutual Fund — Int/Div

Legg Mason Opportunity Trust - Mutual Fund — Int/Div

Oppenheimer Developing Markets Fund Class C - Mutual Fund — Int/Div

Lincoln National Life Insurance Co Annuity — None

Zebra Technologies Corporation Class A Common Stock — None

Capital World Growth & Income Fund Class C - Mutual Fund — Int/Div — Buy — N/A

Capital World Growth & Income Fund Class C - Mutual Fund — Buy — N/A

Lord Abbett America's Value Fund Class C Mutual Fund* — Int/Div

Government National Mortgage Association — Interest

JB - Bond

CITIBANK N.A. Bank Deposit Program See Part VIII — Interest

CITIBANK N.A. Bank Deposit Program See Part VIII — Redeem — N/A

End of IRA #2

New York Life Whole Life — Int/Div

Brokerage Account #5.

Alliance Bernstein Bond Fund - Class A* — Int/Div — Buy — N/A

Alliance Growth Income - Class A* — Int/Div — Buy — N/A

Alliance Bernstein Small-Cap Growth Fund - Class A* — None — Buy — N/A

Alliance Growth Fund - Class A* — None — Buy — N/A

Alliance Bernstein International Growth Fund - Class A* — Int/Div — Buy — N/A

Alliance Bernstein Small/Mid Cap Value Fund - Class A* — Int/Div — Buy — N/A

KNBT Bank Accounts — Interest

Rental Property #2, Lehigh Valley, PA (2006 $250,000) — Rent — Buy — N/A

Officer, Director, Allentown Symphony Association

Director, Boys and Girls Club of Allentown, Inc

Director, Police Athetic League, Inc

Custodian, Brokerage Account #3: UPIA/UGMA

Agreement — 2002 — State Employees Pension Fund; retirement pension for former judicial position, includes medical insurance and long-term care benefits, no control

Liability — Johnson Capital — 1/6 Share Mortgage On Rental Property #1, Torrence, California (Pt. Vii, Line 1)

Reimbursement — The New York Intellectual Property Law Association (NYIPLA) — March 24-25, New York, NY84th Annual Dinner in Honor of the Federal Judiciary (Transportation, Food and Hotel)

Income — 2002 — State Employees Pension Fund reported in Part II (fixed benefits from a vested pension plan) — $67,455.60

Spouse's income — 2006 — self-employed realtor

Spouse's income — 2006 — self-employed piano teacher

1. Re Part VII, Line 7: As a result of the sale on January 17, 2006 of a portion of the

Disney common stock in Brokerage Account #1, the remaining shares

in dividends in 2006 and had a fair market value of less thai

generated less than

A

t the end of the 2006 reporting period. Therefore, columns B

and C are left blank.

2. Re Part VII, Line 11: On April 1, 2006, SB Appreciation Fund Class A (reported in Part VII, Line 11 of the 2005 Financial Disclosure Report) changed its

name to Legg Mason Partners Appreciation Fund Class A (reported in Part VII, Line 11 of the within 2006 Financial Disclosure Report).

3. Re Part VII, Line 20: On April 1, 2006, SB Capital and Income Fund Class B (reported in Part VII, Line 23 of the 2005 Financial Disclosure Report) changed

its name to Legg Mason Partners Capital & Income Fund Class B (reported in Part VII, Line 20 of the within 2006 Financial Disclosure Report), prior to being sold

on October 12, 2006.

4. Re Part VII, Line 34: Brokerage Account #2 (Custodial Account #1) does not qualify for reporting this period because the account owner is over age 21 and is

not a

f the reporting person within the meaning of the Internal Revenue Code of 1986 (26 U.S.C. §152), and therefore is not a

as

defined in section 102(e)(2) of the Ethics in Government Act of 1978, as amended, 5 U.S.C. §102(e)(2). Moreover, as reported in Part VII, line 37 of the 2004

W—-

Financial Disclosure Report, and in Part VIII, paragraph 2 of the 2004 Financial Disclosure Report, Brokerage Account #2 was redeemed on May 20, 2004 and no

longer exists.

5. Re Part VII, Line 46: On April 1, 2006, SB Appreciation Fund Class B (reported in Part VII, Line 46 of the 2005 Financial Disclosure Report) changed its

name to Legg Mason Partners Appreciation Fund Class B (reported in Part VII, Line 46 of the within 2006 Financial Disclosure Report).

6. Re Part VII, Line 47: On April 1, 2006, SB Capital and Income Fund Class B (reported in Part VII, Line 48 of the 2005 Financial Disclosure Report) changed

its name to Legg Mason Partners Capital and Income Fund Class B (reported in Part VII, Line 47 of the within 2006 Financial Disclosure Report).

7. Re Part VII, Line 66: On February 21, 2006 Lord Abbett Research Fund Inc. Class C (reported in Part VII, Line 72 of the 2005 Financial Disclosure Report)

changed its name to Lord Abbett America's Value Fund Class C (reported in Part VII, Line 66 of the within 2006 Financial Disclosure Report).

8. Re Part VII, Line 68: On February 21, 2006 Legg Mason Cash Account-2005 (reported in Part VII, Line 76 of the 2005 Financial Disclosure Report) changed

its name to CITIBANK N.A. Bank Deposit Program (reported in Part VII, Line 68 of the within 2006 Financial Disclosure Report).