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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 295

    investments

  • 1

    positions

  • 1

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • METROPOLITAN LIFE (STRUCTURED SETTLEMENT - COMPE NSATION FOR PRIOR SERVICES)
  • THE ARIZONA CLUB

As filed

GROWTH — Buy (add'l)

PRUDENTIAL ANNUITIES LIFE (FO RMERLY AMERICAN SCANDIA)

AST MARSICO CAPITAL GROWTH — None

AST ALLIANCE BERNSTEIN MAN AGED INDEX 500 — None

ASTSMALL CAP VALUE — None

AST NEUBERGER BERMAN MID C AP GROWTH — None

AST NEUBERGER BERMAN MID C AP VALUE — None

ASTT ROWE PRICE ASSET ALLOCA TION — None

AST PIMCO TOTAL RETURN BOND — None

GENWORTH VARIABLE ANNUITY #} (FORMERLY G.E. ANNUITY)

FIDELITY VIP ASSET MANAGER PO RTFOLIO — None — Sold

FIDELITY VIP CONTRAFUND PORTF OLIO — None — Sold

FIDELITY VIP EQUITY-INCOME PO RTFOLIO — None — Sold

GOLDMAN SACHS MID CAP VALUE FUND — None — Sold

FIDELITY VIP OVERSEAS PORTFOL 10 — None — Sold

GENWORTH VARIABLE ANNUITY #2 (FORMERLY G.E. ANNUITY)

FIDELITY VIP ASSET MANAGER PO RTFOLIO — None

FIDELITY VIP CONTRAFUND PORTF OLIO — None

FIDELITY VIP EQUITY-INCOME PO RTFOLIO — None

GOLDMAN SACHS MID CAP VALUE FUND — None

FIDELITY VIP OVERSEAS PORTFOL 10 — None

HARTFORD LIFE VARIABLE ANNUITY

TEMPLETON GROWTH SECTOR — None

AIMMIDCAP EQITY — None

AMR ASSET ALLOCATION — None

AMR GROWTH — None

MFS NEW DISCOVERY — None

MFS TOTAL RETURN — None

F-T MUTUAL SHARES — None

PACIFIC LIFE VARIABLE ANNUITY #1

PIMCO INFLATION MANAGED — None

PIMCO MANAGED BOND — None

GOLDMAN SACHS SHRT DURATIO N — None

VAN KAMPEN COMSTOCK — None

CAPITAL GUARDIAN DIV RESEA RCH — None

JANUS FOCUSED 30 -n — None

LAZARD MID-CAP EQUITY — None

BLACK ROCK SMALL CAP INDEX — None

ALLIANCE BERNSTEIN INT'L VALU E — None

UBS PACE MM INVESTORS (FORMERL Y PACE MM) — Int/Div

UBSBANK USE DEP ACCT — Interest

BANK OF AMERICA ACCT "(Y)" — None

JPMORGAN CHASE ACCT (FORMERLY BANK ONE) "(Y)" — None

RMA MONEY MARKET PORTFOLIO — Int/Div

THERMOSURGERY. INC — None

NATIONWIDE FLEXIBLE VARIABLE U NIVERSAL LIFE POLICY

NVIT MID CAP INDEX 1 — None

DREY VIF APPRECIATION PT — None

NEUBER AMT MDCPGRTHPT — None

OPP MDCAP/VA NSS — None

OPP MS ST/VA NSS — None

JAS INT'L GRTH PORT SV SHRS — None

PACIFIC LIFE VARIABLE ANNUITY POLICY # 2 (SELECT EXEC II)

FIXED RATE OPTIONS — Interest

VARIABLE EQUITY OPTIONS — None

EQUITABLE LIFE POLICY

EQ/ ALL BRNSTN INTRMDTE GOVT SECURITIES 3 pos — None

EQ/ BLACK ROCK BASIC VALUE EQ UITY — None

EQ/MID CAP — None

EQ/LARGE CAP CORE PLUS — None

EQ/MARISCO FOCUS — None

EQ/INTERNATIONAL CORE PLUS — None

MULTIMANAGER SMALL CAP VAL UE — None

AMERICAN FUNDS AMCAP FUND, CLASS F — Int/Div — Buy (add'l)

HARTFORD LIFE INSURANCE LEADER S ANNUITY — Int/Div

cer ED — None

CALAMOS GROWTH FUND CLASS A — None — Sold

FIRST CREDIT UNION ACCOUNTS — Interest

DELAWARE DIVERSIFIED INCOME FU ND — Int/Div — Sold (part)

DELAWARE DIVERSIFIED INCOME FU ND — Sold (part)

DELAWARE DIVERSIFIED INCOME FU ND — Sold (part)

LORD ABBETT ALL VALUE FUND CLA : SSA — Int/Div — Sold (part)

LORD ABBETT ALL VALUE FUND CLA : SSA — Sold (part)

LORD ABBETT ALL VALUE FUND CLA : SSA — Sold (part)

LORD ABBETT ALL VALUE FUND CLA : SSA — Sold (part)

LORD ABBETT ALL VALUE FUND CLA : SSA — Buy (add'l)

77. UBS DYNAMIC ALPHA FUND CLASS A — Int/Div — Sold

JOHN HANCOCK FREEDOM 529 AC COUNTICLA — Int/Div

JOHN HANCOCK FREEDOM 529 AC COUNT2CL A — Int/Div

JOHN HANCOCK FREEDOM 529 AC COUNT3CLA — Int/Div

JOHN HANCOCK FREEDOM 529 AC COUNT4CLA — Int/Div

JOHN HANCOCK FREEDOM 529 AC COUNTSCLA — Int/Div

AMERICAN FUNDS CAPITAL INCOME — Int/Div — Sold

FT. TEMPLETON GROWTH A — Int/Div — Sold

HENDERSON GLOBAL INVESTORS INT LA — Int/Div — Sold

ING GLOBAL REAL ESTATE FUND CL A — Int/Div — Sold

NUVEEN MUNICIPAL VALUE FUND — Int/Div

OPPENHEIMER INTL BOND FD CL A — Int/Div — Sold (part)

TOUCHSTONE MID CAP GROWTH F UND — Int/Div — Sold (part)

INDIANA SECNDRY MRKT EDU — Interest — Sold

KEELEYSMALLCAPVALUEFD — None — Sold (part)

KEELEYSMALLCAPVALUEFD — Buy (add'l)

MARICOPA CO AZ POLL CTRL — Interest — Sold

UTAHST BRD OF REGT S/L 28D TXBL — Interest

UTAHST BRD OF REGT S/L 28D TXBL — Interest — Buy

UTAHST BRD OF REGT S/L 28D TXBL — Sold

FIRST EAGLE OVERSEAS FUNDCL A — None — Buy

FIRST EAGLE OVERSEAS FUNDCL A — Buy (add'l)

FT-FRANKLIN GOLD & PREC MET A — None — Buy

HARTFORD GLOBAL HEALTH FUND CLA — Int/Div — Buy

HARTFORD INFLATION PLUS FD CLA SSA — Int/Div — Buy

JPMORGAN MID CAP VALUE FUND CL A — None — Buy

JPMORGAN MID CAP VALUE FUND CL A — Buy (add'l)

LINCOLN NATIONAL AMERICANL EGACY Ill VIEW 14L

DCA FIXED — None — Buy

DCA FIXED — Sold (part)

DCA FIXED — Sold (part)

DCA FIXED — Sold (part)

DCA FIXED — Sold (part)

DCA FIXED — Sold (part)

DCA FIXED — Sold

BL CHP INCOME & GROWTH — None — Buy

BL CHP INCOME & GROWTH — Buy (add'l)

BL CHP INCOME & GROWTH — Buy (add'l)

BL CHP INCOME & GROWTH — Buy (add'l)

BL CHP INCOME & GROWTH — Buy (add'l)

BL CHP INCOME & GROWTH — Buy (add'l)

GROWTH — None — Buy

GROWTH — Buy (add'l)

GROWTH — Buy (add'l)

GROWTH — Buy (add'l)

GROWTH — Buy (add'l)

GROWTH & INCOME — None — Buy

GROWTH & INCOME — Buy (add'l)

GROWTH & INCOME — Buy (add'l)

GROWTH & INCOME — Buy (add'l)

GROWTH & INCOME — Buy (add'l)

GROWTH & INCOME — Buy (add'l)

GLOBAL SMALL CAP — None — Buy

GLOBAL SMALL CAP — Buy (add'l)

GLOBAL SMALL CAP — Buy (add'l)

GLOBAL SMALL CAP — Buy (add'l)

GLOBAL SMALL CAP — Buy (add'l)

GLOBAL SMALL CAP — Buy (add'l)

INTERNATIONAL — None — Buy

INTERNATIONAL — Buy (add'l)

INTERNATIONAL — Buy (add'l)

INTERNATIONAL — Buy (add'l)

INTERNATIONAL — Buy (add'l)

INTERNATIONAL — Buy (add'l)

NEW WORLD — None — Buy

NEW WORLD — Buy (add'l)

NEW WORLD — Buy (add'l)

NEW WORLD — Buy (add'l)

NEW WORLD — Buy (add'l)

NEW WORLD — Buy (add'l)

GLOBAL GROWTH-INCOME — None — Buy

GLOBAL GROWTH-INCOME — Buy (add'l)

GLOBAL GROWTH-INCOME — Buy (add'l)

GLOBAL GROWTH-INCOME — Buy (add'l)

GLOBAL GROWTH-INCOME — Buy (add'l)

GLOBAL GROWTH-INCOME — Buy (add'l)

GLOBAL GROWTH — None — Buy

GLOBAL GROWTH — Buy (add'l)

GLOBAL GROWTH — Buy (add'l)

GLOBAL GROWTH — Buy (add'l)

GLOBAL GROWTH — Buy (add'l)

GLOBAL GROWTH — Buy (add'l)

BOND — None — Buy

BOND — Buy (add'l)

BOND — Buy (add'l)

BOND — Buy (add'l)

BOND — Buy (add'l)

BOND — Buy (add'l)

GLOBAL BOND — None — Buy

GLOBAL BOND — Buy (add'l)

GLOBAL BOND — Buy (add'l)

GLOBAL BOND — Buy (add'l)

GLOBAL BOND — Buy (add'l)

GLOBAL BOND — Buy (add'l)

GOV'T/AAA SECURITIES — None — Buy

GOV'T/AAA SECURITIES — Buy (add'l)

GOV'T/AAA SECURITIES — Buy (add'l)

GOV'T/AAA SECURITIES — Buy (add'l)

GOV'T/AAA SECURITIES — Buy (add'l)

GOV'T/AAA SECURITIES — Buy (add'l)

HIGH INCOME BOND — None — Buy

HIGH INCOME BOND — Buy (add'l)

HIGH INCOME BOND — Buy (add'l)

HIGH INCOME BOND — Buy (add'l)

HIGH INCOME BOND — Buy (add'l)

HIGH INCOME BOND — Buy (add'l)

NATIXIS CGM ADVISOR TARGETED E QUITY FD A — None — Buy

PRINCIPAL HIGH YIELD ED A — Int/Div — Buy

PRINCIPAL HIGH YIELD ED A — Buy (add'l)

VIRTUS ALTERNATIVES DIVERSIFIER FUND CLASS A — Int/Div — Buy

PRUDENTIAL ANNUITIES LIFE (FO RMERLY AMERICAN SCANDIA)

AST MARSICO CAPITAL GROWTH — None

AST ALLIANCE BERNSTEIN MAN AGED INDEX 500 — None

ASTSMALL CAP VALUE — None

AST NEUBERGER BERMAN MID C AP GROWTH — None

AST NEUBERGER BERMAN MID C AP VALUE — None

ASTTROWE PRICE ASSET ALLOCA TION — None

ASTPIMCO TOTAL RETURN BOND — None

GENWORTH VARIABLE ANNUITY #I (FORMERLY G.E. ANNUITY)

FIDELITY VIP ASSET MANAGER PO RTFOLIO — Sold

FIDELITY VIP CONTRAFUND PORTF OLIO — Sold

FIDELITY VIP EQUITY-INCOME PO RTFOLIO — Sold

GOLDMAN SACHS MID CAP VALUE FUND — Sold

15. --- FIDELITY VIP OVERSEAS PORTFOL 10 — Sold

GENWORTH VARIABLE ANNUITY #2 (FORMERLY G.E. ANNUITY)

FIDELITY VIP ASSET MANAGER PO RTFOLIO — None

FIDELITY VIP CONTRAFUND PORTF OLIO — None

FIDELITY VIP EQUITY-INCOME PO RTFOLIO — None

GOLDMAN SACHS MID CAP VALUE FUND — None

FIDELITY VIP OVERSEAS PORTFOL 10 — None

HARTFORD LIFE VARIABLE ANNUITY

TEMPLETON GROWTH SECTOR — None

AIMMIDCAPEQITY — None

AMR ASSET ALLOCATION — None

AMR GROWTH — None

MFS NEW DISCOVERY — None

MFS TOTAL RETURN — None

F-T MUTUAL SHARES — None

PACIFICLIFE VARIABLE ANNUITY # 1

PIMCO INFLATION MANAGED — None

PIMCO MANAGED BOND — None

GOLDMAN SACHS SHRT DURATIO N — None

VAN KAMPEN COMSTOCK — None

CAPITAL GUARDIAN DIV RESEA RCH — None

JANUS FOCUSED 30 — None

LAZARD MID-CAP EQUITY — None

BLACK ROCK SMALL CAP INDEX — None

ALLIANCE BERNSTEIN INT'L VALU E — None

UBS PACE MM INVESTORS (FORMERL Y PACE MM) — Int/Div

UBS BANK USE DEP ACCT — Interest

BANK OF AMERICA ACCTS "(Y)"

JPMORGAN CHASE ACCT (FORMERLY BANK ONE) "(Y)"

RMA MONEY MARKET PORTFOLIO — Int/Div

THERMOSURGERY., INC — None

NATIONWIDE FLEXIBLE VARIABLE U NIVERSAL LIFE POLICY

NVIT MID CAP INDEX 1 — None

DREY VIF APPRECIATION PT — None

NEU BER AMT MDCP GRTHPT 1 — None

OPP MDCAP/VA NSS — None

OPP MS ST/VA NSS — None

JAS INT'L GRTH PORT SV SHRS — None

PACIFIC LIFE VARIABLE ANNUITY POLICY # 2 (SELECT EXEC II)

FIXED RATE OPTIONS — Interest

VARIABLE EQUITY OPTIONS — None

EQUITABLE LIFE POLICY

EQ/ ALLBRNSTN INTRMDTE GOVT SECURITIES — None

EQ/BLACK ROCK BASIC VALUEEQ UITY — None

EQ/MID CAP — None

EQ/LARGE CAP CORE PLUS — None

EQ/MARISCO FOCUS — None

EQ/INTERNATIONAL CORE PLUS — None

MULTIMANAGER SMALL CAP VAL UE — None

AMERICAN FUNDS AMCAP FUND, CLASS F — Int/Div — Buy (add'l)

HARTFORD LIFE INSURANCE LEADER S ANNUITY — Int/Div

Nok: REE — None

CALAMOS GROWTH FUND CLASS A — None — Sold

FIRST CREDIT UNION ACCOUNTS — Interest

DELAWARE DIVERSIFIED INCOME FU ND — Int/Div — Sold (part)

DELAWARE DIVERSIFIED INCOME FU ND — Sold (part)

DELAWARE DIVERSIFIED INCOME FU ND — Sold (part)

LORD ABBETT ALL VALUE FUND CLA SSA — Int/Div — Sold (part)

LORD ABBETT ALL VALUE FUND CLA SSA — Sold (part)

LORD ABBETT ALL VALUE FUND CLA SSA — Sold (part)

LORD ABBETT ALL VALUE FUND CLA SSA — Sold (part)

LORD ABBETT ALL VALUE FUND CLA SSA — Buy (add'l)

UBS DYNAMIC ALPHA FUND CLASS A — Int/Div — Sold

JOHNHANCOCK FREEDOM 529 AC COUNTICLA — Int/Div

JOHN HANCOCK FREEDOM 529 AC COUNT2CL A — Int/Div

JOHNHANCOCK FREEDOM 529 AC COUNT3CLA — Int/Div

JOHN HANCOCK FREEDOM 529 AC COUNTA4CLA — Int/Div

JOHNHANCOCK FREEDOM 529 AC COUNTSCLA — Int/Div

AMERICAN FUNDS CAPITAL INCOME — Int/Div — Sold

FT. TEMPLETON GROWTH A — Int/Div — Sold

HENDERSON GLOBAL INVESTORS INT LA — Int/Div — Sold

ING GLOBAL REAL ESTATE FUND CL A — Int/Div — Sold

NUVEEN MUNICIPAL VALUE FUND — Int/Div

OPPENHEIMER INTLBOND FDCL A — Int/Div — Sold (part)

TOUCHSTONE MID CAP GROWTH F UND — Int/Div — Sold (part)

INDIANA SECNDRY MRKT EDU — Interest — Sold

KEELEY SMALL CAP VALUE FD — None — Sold (part)

KEELEY SMALL CAP VALUE FD — Buy (add'l)

MARICOPA CO AZ POLL CTRL — Interest — Sold

UTAHST BRD OF REGT S/L 28D TXBL — Interest

UTAHST BRD OF REGT S/L 28D TXBL — Interest — Buy

UTAHST BRD OF REGT S/L 28D TXBL — Sold

FIRST EAGLE OVERSEAS FUNDCL A — None — Buy

FIRST EAGLE OVERSEAS FUNDCL A — Buy (add'l)

FT-FRANKLIN GOLD & PREC MET A — None — Buy

HARTFORD GLOBAL HEALTH FUND CLA — Int/Div — Buy

HARTFORD INFLATIONPLUS FD CLA SSA — Int/Div — Buy

JPMORGAN MID CAP VALUE FUND CL A — None — Buy

PRINCIPAL HIGH YIELD FD A — Int/Div — Buy

PRINCIPAL HIGH YIELD FD A — Buy (add'l)

VIRTUS ALTERNATIVES DIVERSIFIER FUND CLASS A — Int/Div — Buy

VIRTUS ALTERNATIVES DIVERSIFIER FUND CLASS A — Buy (add'l)

AXA EQUITABLE LIFE INSURANCE " ox)" — Int/Div

GENERAL AMERICAN WHOLE LIFE IN SURANCE POLICY "(X)" — Int/Div

2008, METROPOLITAN LIFE (STRUCTURED SETTLEMENT - COMPE NSATION FOR PRIOR SERVICES)

Gift — THE ARIZONA CLUB — HONORARY MEMBERSHIP (DUES, LIKE PRIVILEGES) TERMINA TED 10/31/2008 — $500.00

PART VII:

LINE 82: THIS ASSET WAS INADVERTENTLY OMITTED FROM MY 2007 REPORT. THAT REPORT REFLECTED FOUR JOHN HANCOCK

FREEDOM 529 ACCOUNTS INSTEAD OF CORRECTLY SHOWING THE FIVE ACCOUNTS. THESE ACCOUNTS (LINES 78 - 82) ARENOT

SELF-DIRECTED INVESTMENTS.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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James A. Teilborg | Frix