Thomas L. Ambro

Wilmington Tax Exempt [nvestor — None

Delaware State Bond 6.1% — None

Trust Account #6 — Int/Div

Evergreen Municipal Money Market FD (cash equivalent) — Closed

Southwest Water Co — Sold

Oppenheimer Limited Term Municipal FD CLC — Buy

WF Advantage Municipal Money Market — Open

CGM Focus Fund — Sold (part)

CGM Focus Fund — Sold

Duke Energy Corp

Microsoft Corp — Buy (add'l)

Artio Global INVT FDS Intl Equity FD II — Sold (part)

Artio Global INVT FDS Intl Equity FD II — Sold

The Southern Company

The Southern Company — Sold (part)

The Southern Company — Sold

WSFS Financial Corp

Harris Assoc INVT TR Oakmark Equity & Income FD — Sold (part)

Harris Assoc INVT TR Oakmark Global Select FD — Sold (part)

Harris Assoc INVT TR Oakmark Global Select FD — Sold (part)

Nuveen Tradewinds Global All Cap FD — Sold (part)

Oppenheimer Limited Term Municipal Fund — Buy (add'l)

Oppenheimer Limited Term Municipal Fund — Buy (add'l)

Oppenheimer Limited Term Municipal Fund — Buy (add'l)

Oppenheimer Limited Term Municipal Fund — Buy (add'l)

Oppenheimer Limited Term Municipal Fund — Buy (add'l)

Oppenheimer Limited Term Municipal Fund — Buy (add'l)

Oppenheimer Limited Term Municipal Fund — Buy (add'l)

Oppenheimer Limited Term Municipal Fund — Buy (add'l)

Oppenheimer Limited Term Municipal Fund — Buy (add'l)

Oppenheimer Limited Term Municipal Fund — Sold (part)

Oppenheimer Limited Term Municipal Fund — Buy (add'l)

Oppenheimer Limited Term Municipal Fund — Sold (part)

Oppenheimer Funds Rochester Natl Muni CLA — Buy (add'l)

Oppenheimer Funds Rochester Natl Muni CLA — Buy (add'l)

Oppenheimer Funds Rochester Natl Muni CLA — Buy (add'l)

Oppenheimer Funds Rochester Natl Muni CLA — Buy (add'l)

Oppenheimer Funds Rochester Natl Muni CLA — Buy (add'l)

Oppenheimer Funds Rochester Natl Muni CLA — Buy (add'l)

Oppenheimer Funds Rochester Natl Muni CLA — Buy (add'l)

Oppenheimer Funds Rochester Natl Muni CLA — Sold

Dodge & Cox FDS Intl FD — Buy

Matthews Intl FD Asian Growth & Income FD — Buy

Matthews Intl FD Asian Growth & Income FD — Buy (add'l)

WHYV International Equity FD CL 1 — Buy

WHYV International Equity FD CL 1 — Buy (add'l)

WHYV International Equity FD CL 1 — Buy (add'l)

WHYV International Equity FD CL 1 — Buy (add'l)

WHYV International Equity FD CL 1 — Buy (add'l)

WHYV International Equity FD CL 1 — Buy (add'l)

IRA Account #1 — Int/Div

Oakmark Fund Class

Oakmark Fund Class — Buy (add'l)

Oakmark Fund Class — Sold (part)

Oakmark Fund Class — Sold (part)

Oakmark Fund Class — Buy (add'l)

Fairholme Fund — Sold (part)

Fairholme Fund — Buy (add'l)

Federated Strategic Value Fund — Sold (part)

Federated Strategic Value Fund — Sold

Federated Strategic Value Fund — Sold (part)

Federated Strategic Value Fund — Sold (part)

Artio Global INVT FDS Intl Equity FD 11 — Sold (part)

Kinetics Mutual Funds Inc Paradigm FD — Sold (part)

Kinetics Mutual Funds Inc Paradigm FD — Sold (part)

Harris Assoc INVT TR Oakmark Global Select FD — Sold (part)

Harris Assoc INVT TR Oakmark Global Select FD — Sold (part)

Harris Assoc INVT TR Oakmark Global Select FD — Sold

Pimco Unconstrained BD Fund CL Institutional — Buy (add'l)

Pimco Unconstrained BD Fund CL Institutional — Sold (part)

Pimco Unconstrained BD Fund CL Institutional — Buy (add'l)

Templeton Global Total Retum FD — Sold

JP Morgan TR Strategic Income Oppty SEL CL — Buy

JP Morgan TR Strategic Income Oppty SEL CL — Buy (add'l)

Loomis Sayles FDS I Bond Fund Retail Class — Buy

Matthews Intl FD Asian Growth & Income FD — Buy

Nuveen Tradewinds Global All Cap FD — Buy

WHV International Equity FD CL — Buy

Pimco FDS Emerging Local BD FD CL P — Buy

Pimco Global Multi Asset FD — Buy

Pimco Global Multi Asset FD — Buy (add'l)

Pimco Global Multi Asset FD — Sold (part)

Vanguard Inflation Protected Securities Fund — Buy

Gabelli Gold Natural Resources — Buy

IRA Account #2 — Int/Div

Dominion Res Inc VA New

Teco Energy Inc — Sold

Centerpoint Energy Inc

Dodge & Cox Intl Stock Fund — Sold (part)

Dodge & Cox Intl Stock Fund — Sold (part)

Dodge & Cox Intl Stock Fund — Sold

Dodge & Cox Intl Stock Fund — Buy (add'l)

Exxon Mobil Corp

Exxon Mobil Corp — Sold (part)

Exxon Mobil Corp — Buy (add'l)

Exxon Mobil Corp — Sold (part)

Exxon Mobil Corp — Buy (add'l)

Harris Assoc Invt TR Oakmark Global Select Fund — Sold (part)

Harris Assoc Invt TR Oakmark Global Select Fund — Sold (part)

Harris Assoc Invt TR Oakmark Global Select Fund — Sold

Harris Assoc Invt TR Oakmark Equity & Income Fund — Sold (part)

Harris Assoc Invt TR Oakmark Equity & Income Fund — Sold (part)

Artio Global INVT FDS Intl Equity FD II — Sold (part)

Artio Global INVT FDS Intl Equity FD II — Sold (part)

Artio Global INVT FDS Intl Equity FD II — Sold

Kinetics Mutual FDS Inc Paradigm FD — Sold (part)

Kinetics Mutual FDS Inc Paradigm FD — Sold

Market Vector Gold Miners GDX

Pimco Unconstrained Bd Fund CL Institutional — Buy (add'l)

Pimco Unconstrained Bd Fund CL Institutional — Sold

WHYV International Equity FD CL — Sold (part)

WHYV International Equity FD CL — Sold (part)

TCW FDS Inc Total Return BD FD — Sold

Templeton Global Total Return FD — Sold (part)

Templeton Global Total Return FD — Sold

Templeton Funds Income TR GLB BD Advisor — Sold

Vanguard Inflation Protected Securities FD — Buy (add'l)

Intel Corp Intc — Buy

Fairholme Funds Inc Focused Income Fund — Buy

Fairholme Funds Inc Focused Income Fund — Buy (add'l)

JP Morgan TR Strategic Income Oppty SEL CL — Buy

JP Morgan TR Strategic Income Oppty SEL CL — Buy (add'l)

JP Morgan TR Strategic Income Oppty SEL CL — Buy (add'l)

JP Morgan TR Strategic Income Oppty SEL CL — Buy (add'l)

Pimco FDS Emerging Local BD FD — Buy

Pimco Global Multi Asset FD — Buy

Pimco Global Multi Asset FD — Buy (add'l)

Pimco Global Multi Asset FD — Buy (add'l)

Templeton Income TR Global Total Return FD — Buy

Templeton Income TR Global Total Return FD — Sold (part)

Templeton Income TR Global Total Return FD — Sold (part)

Templeton Income TR Global Total Return FD — Sold

Dodge & Cox Income FD — Buy

Dodge & Cox Income FD — Buy (add'l)

Dodge & Cox Income FD — Buy (add'l)

Dodge & Cox Income FD — Buy (add'l)

Dodge & Cox Income FD — Sold

Federated Swategic Value Dividend Fund Inst — Buy

Federated Swategic Value Dividend Fund Inst — Sold

Trust Account #12 — Int/Div

Fairholme Fund — Sold (part)

Fairholme Fund — Buy (add'l)

CGM Focus Fund — Sold (part)

Dodge & Cox Intl Stock Fund — Sold (part)

Dodge & Cox Intl Stock Fund — Sold (part)

Dodge & Cox Intl Stock Fund — Buy (add'l)

Cisco Systems Inc

Johnson & Johnson

Johnson & Johnson — Sold (part)

Kinetics Mutual FDS Inc Paradigm FD — Buy (add'l)

Kinetics Mutual FDS Inc Paradigm FD — Sold

Cadence Design Systems Inc — Sold (part)

Microsoft Corp — Buy (add'l)

Oracle Corp

Harris Assoc INVT TR Oakmark Global Seletct FD — Sold (part)

Harris Assoc INVT TR Oakmark Global Seletct FD — par)

Harris Assoc INVT TR Oakmark Equity & Income FD — Sold (part)

Harris Assoc INVT TR Oakmark Equity & Income FD — Sold (part)

Harris Assoc INVT TR Oakmark Equity & Income FD — Sold

WHYV International Equity FD — Sold (part)

WHYV International Equity FD — par)

Oppenheimer Limited Term Municipal Fund Class A — Buy (add'l)

Oppenheimer Limited Term Municipal Fund Class A — Sold (part)

Oppenheimer Limited Term Municipal Fund Class A — Buy (add'l)

Oppenheimer Limited Term Municipal Fund Class A — Sold (part)

Federated Strategic Value Dividend Fund Inst — Buy

Federated Strategic Value Dividend Fund Inst — Sold

Wilmington Trust Corp — Buy

Nuveen All American Municipal BD FD — Buy

Nuveen Tradewinds Global All-Cap FD Inst] Sh — Buy

Vanguard Municipal Bond Fund High Yield Port — Buy

Springside, LLC (2000 - $300,000) — None

Legg Mason Opportunity Trust — None — Sold

Schneider Value Fund — None — Sold

Trust#13 — Int/Div — Closed

Trust#13 — Sold

Du Page Cook & Will Cntys IL Bond

Rhode Island St Economic DV Corp RV Grant

Oaklahoma Cnty Ok Indpt Sch Dist No 89

Milwaukee WI Corp Purp B1 G/O Unltd

Milwaukee WI Corp Purp B1 G/O Unltd — Sold (part)

Gwinnett Cnty GA Sch Dist G/O

Tennessee ST Ser A G/O

Cherokee Cnty GA Sch Sys G/O

Illinois St Toll Hwy Auth Rev SR Priority

New York St Environmental Facs Corp St

Trustee, Thomas L. Ambro Revocable Trust

Member (Emeritus), Georgetown University Alumni Admissions Program Board of Advisors

President, Richard S. Rodney Inn of Court

Member, Georgetown University Northern Delaware Alumni Admissions Program

Member, Board of Editors, Delaware Lawyer

Member, Board of Editors, Delaware Law Review

Member, Board of Trustees of the American Inns of Court Foundation

Liability — Commerce Bank, N.A., now known as TD Bank — Partial guarantee of commercial loan to Springside, LLC (Part VII, Line 224)

Liability — Commerce Bank, N.A., now known as TD Bank — Partial guarantee of commercial loan to Springside, LLC (Part VII, Line 224)

Liability — Commerce Bank, N.A., now known as TD Bank — Partial guarantee of commercial loan to Springside, LLC (Part VII, Line 224)

Reimbursement — American Bar Association — May 8-9, 2010 — Washington, DC — Standing Committee on Fed Judicial Improvements — Transportation

Reimbursement — American Bar Association — May 11,2010 — New York City, NY — Working Group on Legal Opinions — Transportation

Reimbursement — American Bar Association — Oct 18-20, 2010 — New York City, NY — Working Group on Legal Opinions — Transportation

Reimbursement — Bringham Yound University — Nov 4-6, 2010 — Provo, UT — Moot Court Competition — Transportation, Lodging & Meals

Reimbursement — American Bar Association — Nov 14, 2010 — Philadelphia, PA — Standing Committee on Fed Judicial Improvements — Transportation

Reimbursement — Harvard Law School & Kauffinan Foundation — Dec 7-8, 2010 — Cambridge, MA — Financial Restructuring Roundtable — Transportation, Lodging & Meals

Spouse's income — 2010 — State of Delaware - salary

Asset listed in Part VII, Line 226, has rental income from property located in Middletown, DE. This asset was purchased in 2004 for $80,925.

Asset listed in Part VII, Line 71 of prior year report, should not have been listed as a part sale. The asset was completely sold in 2010.

Asset listed in Part VII, Line 126 - changed from XTO Energy Inc to Exxon Mobil Corp