Karen K. Caldwell

Keogh Plan Trust Account - Fifth Third Bank — Int/Div

USAA Income Fond — Int/Div — sell

USAA Income Stock Fmd — Int/Div — sell

USAA International Fund — Int/Div

Lloyd Cress Notes — Interest

Marmill Lynch Focus Value Fund — Int/Div — sell

Fifth Third Moagy Market Fund — Int/Div

AIM Investments Solo 401(k) consisting of items 9- 11 — Int/Div

AIM Blue Chip Fund — Int/Div — Buy

AIM Money Market Fund — Int/Div — Partial

Lloyd Cress Note — Interest — Buy

National Financia] Service IRA cansisting of items 13-93 — Int/Div

Debt Strategies Fund Common — Int/Div — Buy

AEP Comman — Int/Div — Sell

Arch Coal Cammon — Int/Div — Sell

Arch Caal Common — Int/Div — Buy

Savient Pharm (Farmerly Biomchnology General) — Int/Div

Intel Common — Int/Div — Sell

Lexmark Common — Int/Div — Buy

Lexmark Common — Int/Div — Sell

Mills Corp Common — Int/Div — Sell

Procter & Gamble Coraman — Int/Div — Sell

Sovereign Bancarp — Int/Div

Pimeo Advisors Oppartuaity Fund — Int/Div

Smnckers Comman — Int/Div — Bought

Toyota Camron — Int/Div — Bought

American Int Gp Cammon — Int/Div — Bought

AXM Pharmaceatical Commman — Int/Div — Bought

AXM Pharmaceutical Common — Int/Div — Bought

Bank of Montreal Comman — Int/Div — Bought

Centex Comman — Int/Div — Bought

China Yuchai Comm — Int/Div — Bought

Decleers Outdoar Common — Int/Div — Bought

Engineared Support System Camman — Int/Div — Split

Engineered Support System Common — Int/Div — Bought

Engineered Support System Common — Int/Div — Partial

Engineered Support System Common — Int/Div — Bought

Forest Laboratories Common — Int/Div — Bought

ICICI Bank Comnmon — Int/Div — Bought

IDCC Common — Int/Div — Bought

IDOC Common — Int/Div — Bought

Johnson & Jolmson Common — Int/Div — Bought

Greg Manning Common — Int/Div — Bought

Masco Commnon — Int/Div — Bought

Petroleum Development Cammaon — Int/Div — Bought

Schnitzer Steel Common — Int/Div — Bought

Templeton Rassian & E. Emropean Fund Common — Int/Div — Bought

Turkish Inv. Fund Common — Int/Div — Bought

Turkish Inv. Fund Comman — Int/Div — Bought

Turkish Inv. Fund Common — Int/Div — Sold

Vodafone Common — Int/Div — Bought

W Holding Cammmon — Int/Div — Bought

W Holding Cammon — Int/Div — Bought

W Holding Comman — Int/Div — Split

Walgreen Common — Int/Div — Bought

San Juan Basin Trust Comman — Royalty — Bought

San Juan Basin Trust Comman — Royalty — Bought

NFS Prime Fund (temp. receipt receptacle) — Int/Div — Bought

Energy Exploration Technology — Int/Div — Bought

Energy Exploration Techaology — Int/Div — Bought

Lehman Brothers First Income Fund — Int/Div — Bought

Nesguru Common — Int/Div — Bought

Netguru Common — Int/Div — Bought

City of Grayson Bonds — Interest — Bought

City of Grayson Bonds — Interest — Sold

Diamonds Inv. Fond — Int/Div — Bought

Diamonds nv. Fund — Int/Div — Scld

Diamonds Inv. Rmd — Int/Div — Sold

Diamonds Inv. Fand — Int/Div — Sold

Diamonds Inv. Fmd — Int/Div — Sold

General Electric Common — Int/Div — Bought

Genera) Electric Common — Int/Div — Sold

General Electric Common — Int/Div — Sold

ACM Income Fund - Mutual Fund — Int/Div — Bought

ACM Income Fund - Mutual Fond — Int/Div — Sald

AEP Call Nov. 27 — Exercis

Smuckers Call Oct 40 — Redesme

Procter & Gamble Call Oct 95 — Expired

Diamonds call May 86 — Exercis

Procter & Gamble Call July 95 — Expired

GE Call Sept 30 — Exercis

IDCC Call Sept 22 — Rcdeeme

Lexmark Call July 75 — Expired

Arch Coal Call Oct 22.5 — Exercis

IDCC Call Sept 26 — Expired

Procter & Gambie Call Oct 95 — Expired

Toyota Call Jan 60 — Redeem

IDCC Call Dec 25 — Expired

Masco Call Apr 25 — Sold

Intel Call April 27.5 — Redeem

Lexmark Call Jan 70 — Sold

Intel Call July 32.5 — Sold

Smuckers Call Apr 45 — Sald

PNC Bank Account — Interest

Pilot Universal Life Policy (GF Caldwell 9s. y — None

Anchor Nat. Life Policy (Trustee of L Cress Ins. Trust) — Interest

Keogh Plan Trust Account - Fifth Third Bank — Int/Div

USAA Income Fund — Int/Div — sell

USAA Income Stock Fund — Int/Div — sell

USAA International Fund — Int/Div

Lloyd Cress Notes — Interest

Merrill Lynch Focus Value Fund — Int/Div — sell

A - Fifth Third Money Market Fund — Int/Div

AIM Investments Solo 401(k) — Int/Div

AIM Blue Chip Fund — Int/Div

AIM Money Market Fund — Int/Div — Sell

Lloyd Cress Note — Interest

National Financial Service IRA — Int/Div

Debt Strategies Fund Common — Int/Div — Buy

AEP Common — Int/Div — Sell

Arch Coal Common — Int/Div — Sell

Arch Coal Common — Int/Div — Buy

Savient Phann (Formerly Biotechnology General) — Int/Div

Intel Common — Int/Div — Sell

Lexmark Common — Int/Div — Buy

Lexmark Common — Int/Div — Sell

Mills Corp Common — Int/Div — Sell

Procter & Gamble Common — Int/Div — Sell

Sovereign Bancorp — Int/Div

Pimco Advisors Opportunity Fund — Int/Div

Smuckers Common — Int/Div — Bought

Toyota Common — Int/Div — Bought

American Int Gp Common — Int/Div — Bought

AXM Pharmaceutical Common — Int/Div — Bought

AXM Pharmaceutical Common — Int/Div — Bought

Bank of Montreal Common — Int/Div — Bought

Centex Common — Int/Div — Bought

China Yuchai Common — Int/Div — Bought

Deckers Outdoor Common — Int/Div — Bought

Engineered Support System Common — Int/Div — Split

Engineered Support System Common — Int/Div — Bought

Engineered Support System Common — Int/Div — Sold

Engineered Support System Common — Int/Div — Bought

Forest Laboratories Common — Int/Div — Bought

ICICI Bank Common — Int/Div — Bought

IDCC Common — Int/Div — Bought

DCC Canman, — Int/Div — Bought

Johnson & Johnson Common — Int/Div — Bought

Greg Manning Common — Int/Div — Bought

Masco Common — Int/Div — Bought

Petroleum Development Common — Int/Div — Bought

Schnitzer Steel Common — Int/Div — Bought

Templeton Russian & E. European Fund Common — Int/Div — Bought

Turkish Inv. Fund Common — Int/Div — Bought

Turkish Inv. Fund Common — Int/Div — Bought

Turkish Inv. Fund Common — Int/Div — Sold

Yodafone Common — Int/Div — Bought

W Holding Common — Int/Div — Bought

W Holding Common — Int/Div — Bought

W Holding Common — Int/Div — Split

Walgreen Common — Int/Div — Bought

San Juan Basin Trust Common — Royalty — Bought

San Juan Basin Trust Common — Royalty — Bought

NFS Prime Fund (temp. receipt receptacle) — Int/Div — Bought

Energy Exploration Technology — Int/Div — Bought

Energy Exploration Technology — Int/Div — Bought

Lehman Brothers First Income Fund — Int/Div — Bought

Netguru Common — Int/Div — Bought

Netguru Common — Int/Div — Bought

City of Grayson Bonds — Interest — Bought

City of Grayson Bonds — Interest — Sold

Diamonds Inv. Fund — Int/Div — Bought

Diamonds Inv. Fund — Int/Div — Sold

Diamonds Inv. Fund — Int/Div — Sold

Diamonds Inv. Fund — Int/Div — Sold

Diamonds Inv. Fund — Int/Div — Sold

General Electric Common — Int/Div — Bought

Genera! Electric Common — Int/Div — Sold

General Electric Common — Int/Div — Sold

ACM Income Fund - Mutual Fund — Int/Div — Bought

ACM Income Fund - Mutual Fund — Int/Div — Sold

AEP Call Nov. 27 — Exercis

Smuckers Call Oct40 — Redeeme

Procter & Gamble Call Oct 95 — Expired

Diamonds call May 86 — Exercis

Procter & Gamble Call July 95 — Expired

GE Call Sept 30 — Exercis

IDCC Call Sept 22 — Redeeme

Lexmark Call July 75 — Expired

Arch Coal Call Oct 22.5 — Exercis

IDCC Call Sept 26 — Expired

Procter & Gamble Call Oct 95 — Expired

Toyota Cali Jan 60 — Redeem

IDCC Call Dec 25 — Expired

Masco Call Apr 25 — Sold

Intel Call April 27.5 — Redeem

Trustee, Lloyd Cress Insurance Trust

Board of Directars, 1 sadership Keatncky

Board of Directors, Geargetown College, Correll Center for Leadership

Board of Diorecxars, ARC of the Bluegrass

Agreement — 2003 — Self-employed Environmental Law

Income — Citibank — Line of Credit - Credit Card © — J

Income — AAA Financial Services — Line of Credit - Credit Card — J

Income — Fifth 1mird Bank, Trustee for Lloyd Cress Retirement Account eee — Frumissary Notes — J

Income — American Express — Line of Credit - Credit Card — K

Income — FHntUsA ———— i ————————————— — —————— — Line of Credit - Credit Card — J

Income — USAA eee eee eee eee — Line of Credit - Credit Card — K

Income — Capital Oue Bank — Line of Credit - Credit Card — J

Income — AIM Fund Services (Lloyd Cress Retirment Account) a ———_ —r———————— — Pensico Plan Loan — K

B

C

D

A

Income during

Gruss value at end of

Transactions during reporting period

Description of Assets

reporting period

reporting period

(including trust assets)

ty)

2

¢)

1]

It not exempt from disclosure

@

3)

“@

5

Place "(X)" after each asset exempt

Amount

Type

Cg.

Vale

Value

Type (e.g

Date:

Value

Gain

Identity of

from prior disclosure

Code 1

div. rent or

Code 2

Method

buy, sell,

Month -

Code 2 | Code

Code 3

DeegeT,

buyer/seller

-H)

mt.)

a-p)

Day

J-P)

1 (A-

(if private

Q-w)

redemption)

transaction)

91

Lexmark Call Jan 70

Sold

9/29

I

92

- Intel Call July 32.5

Sold

12117

93

- Smuckers Call Apr 45

I I

El et 2 A

Jefferson Pilot Universal Life Policy (GF Caldwell

Insured)

HE I I A

HSN

1. Income/Guin Codes

A

= $1,000 or less

= §1,001-$2,500

Cc

= §$2,501-85,000

D

$5,001-$15,000

E

= $15,001-$50,000

(See Colummus Bl and D4)

PF

= §50,001-$100,000

G

= $100,001-$1,000,000

Hi =3$1,000,001-$5,000,0600

H2 = More than $5,000,000

2. Value Codes:

1

= $15,000 or Jess

K

= $15,001-$50,000

L

$50,001-$100,000

M

= $100,001-$250,000

{See Columns C1 and D3}

N

= $250,000-$500,000

[e]

= $500,001-$1,000,000

P1 =§1,000,001-$5,000,000

P2 = $5,000,001-$25,000,000

P3 = §25,000,001-$50,000,000

P4 = $More than $50,000,000

[HE 3 aT OE. TT CY o TE

YY a Avnet Serre

D

-— rent (any Ts ntvba: Tr Yes Tesh:

o

a Rt er AR

LS

mma

J IAA nlnat