Karen K. Caldwell

PNC Bank Account — Int/Div

Jefferson Pilot Life Ins. Life of G.F Caldwell — Int/Div

Commonwealth of Kentucky Retirement — Int/Div

NFSIRA (Items 5-18) — Int/Div

Debt Strategies Fund Common

Altemet Systems Common

DR Horton Common — Buy

Energy Exploration Common — Sold

Energy Exploration Common — Sold

ERHC Energy Common — Sold

Interdigital Common

Lehman Brothers First Income Fund Common — Sold

Medis Technologies Common — Sold

Proctor & Gamble Common — Sold

Templeton Russian Fund Common

Tyson Foods Common — Sold

Permman Basin Trust — Sold

Trustee, Transylvania University

Trustee, Lloyd Cress Life Insurance Trust

Board of Directors, Leadership Kentucky

Liability — Citibank — Line Of Credit - Credit Card

Liability — Bank Of America — Line Of Credit - Credit Card

Liability — Capital One Bank — Line Of Credit - Credit Card

Liability — Usaa Savings Bank — Line Of Credit - Credit Card

Liability — Chase Bank — Line Of Credit - Credit Card

Liability — American Express — Line Of Credi T- Credit Card

Liability — Aaa Financial Services — Line Of Credit - Credit Card

Spouse's income — 2007 — Commonwealth of Kentucky

Spouse's income — Caldwell Thrift Plan — Pension Plan Loan