Nancy Gertner

IRA ACCOUNT AT SCHWAB:

Schwab Money Market — Int/Div

Dodge & Cox Balanced Fund — Int/Div — Sold

FPA Crescent Inst] — Int/Div — Sold

First Eagle Global Fund — Int/Div — Buy

First Eagle Global Fund — Int/Div — Sold

Oakmark Equity & Income — Int/Div — Buy

Oakmark Equity & Income — Int/Div — Sold (part)

T. Rowe Price Cap. Apprec — Int/Div — Sold

Valero Energy Corp. — Int/Div — Sold

Keeley Small Cap Value — None — Sold (part)

Keeley Small Cap Value — None — Sold (part)

Keeley Small Cap Value — None — Sold

Berwyn Income Fund — Int/Div — Sold

ICON Energy Fund — Int/Div — Sold

Third Avenue Value — Int/Div — Sold

Eaton Vance Dividend Builder Fund* — Int/Div — Sold (part)

Eaton Vance Dividend Builder Fund* — Int/Div — Sold

Marsico 21st Century — None — Sold (part)

Marsico 21st Century — None — Sold (part)

Marsico 21st Century — None — Sold

Dodge & Cox Int'l. Stock — Int/Div — Sold

SECOND IRA AT SCHWAB:

Schwab Money Mkt (See Section VIII) ** — None

Cash** (see Section VIII) — Int/Div

Dodge & Cox Balance — Int/Div — Sold

Longleaf Partners Small Cap — None — Sold

FPA Crescent Int'l — Int/Div — Buy

Caterpillar Common Stock *** — Int/Div — Sold

ICON Energy Fund *** — Int/Div — Sold (part)

ICON Energy Fund *** — Int/Div — Sold

Third Avenue Value *** — Int/Div — Sold

Dodge & Cox Int'l. Stock *** — Int/Div — Sold

Harbor Int'l. Fund — Int/Div — Buy

James Bal. Golden Rainbow — Int/Div — Buy (add'l)

Permanent Folio Fund — Int/Div — Buy

BROKERAGE ACCT. AT SCHWAB:

Schwab Money Market (See Section VIII)** — Int/Div

Cash (See Section VIII)* — None

2ND BROKERAGE ACCT AT SCHWAB

Schwab Money Market (See Section VIII)** — None

Cash (See Section VIII)** — None

Cisco Systems common stock — None

Oakmark Equity Income — Int/Div

Pkng., house rental, : NESS B rookline MA **** — Rent

Permanent Portfolio Fund — Int/Div — Buy

Trustee, Petra Foundation (a non-profit foundation)

Instructor, Yale Law School

Guest Instructor, William S. Richardson School of Law, Honolulu, HI

Agreement — 1994 — Dwyer, Collora & Gertner: Partnership Agreement

Liability — American Express — Revolving Credit

Liability — Bank of America - Visa — Visa - Revolving Credit

Liability — ATT Universal Card — Revolving Credit

Liability — American Express Blue — Revolving Credit

Reimbursement — Yale Law School, New Haven, CT — spring & fall semesters — New Haven, CT — Taught once a week — Travel, sometimes lodging and meals

Reimbursement — William S. Richardson School of Law — January 8-23 — Nonolulu, HI — Taught — Travel, lodging and meals (see also Part I )

Reimbursement — American College of Trial L awyers — January 24-26 — Frisco, TX — Lecture — Travel, lodging and meals

Reimbursement — New York University — March 11 — New York, NY — Symposium — Travel, lodging

Reimbursement — New York University — April 5 — New York, NY — Chaired Interview Panel — Travel, lodging

Reimbursement — Fordham Law School — April 24 — New York, NY — Stein Center Faculty Mtng — Travel, lodging

Reimbursement — American Law Institute — April 25 — Philadelphia, PA — Advisers’ Meeting — Travel, lodging

Reimbursement — National Judicial College — May 2 — Meredith, NH — Presentation — Travel

Reimbursement — American Bar Associatiion — May 14-15 — Chicago, IL — Keynote Speaker — Travel, lodging and meals

Reimbursement — Assoc. of American Law Scho ols — June 4-5 — Cleveland, OH — Lecture — Travel, lodging and meals

Reimbursement — 12Nat'l. Assoc. of Sentencing Co mmissioners* — August 3-5 — San Francisco, CA — Presentation — Travel, lodging and meals

Reimbursement — 13Women's Bar Association — August 7 — New York, NY — Presentation — Travel, lodging and meals

Reimbursement — American Bar Association — August 9 — New York, NY — Received Marshall Award — Travel

Reimbursement — 15John Jay College — October — New York, NY — Presentation — Travel

Reimbursement — 16Nat'l. Assoc. of Women Judges — October 16-17 — Portland, OR — Annual Meeting — Travel, lodging

Reimbursement — 17Wellesley College & Yale Law School* — October 18-25 — Beijing, China — Taught — Travel, lodging and meals

Reimbursement — 18Fordham Law School — October 29 — New York, NY — Advisors meeting — Travel, lodging

Reimbursement — American Bar Association — December 8 — Washington, DC — Conference — Travel, lodging and meals

Income — 2008 — Yale Law School; teaching sentencing seminar, spring and fall semesters *** (See Section VIII — $20,780.00

Income — Jan. 2008 — William S. Richardson School of Law, Honoluly, HI taught American Jur v Process — $5.706.00

Spouse's income — 2008 — American Civil Liberties Union of Massachusetts salary

Spouse's income — 2008 — American Civil Liberties Union of Massachusetts deferred annuity

Part I. Positions:

The Petra Foundation is a non-profit organization.

Part II. Agreements:

The partnership agreement with Dwyer, Collora & Gertner (now Dwyer & Collora) governs the partnership distribution (including capital contribution and fees)

for legal services rendered before my induction on April 25, 1994. The partnership agreement with Silverglate, Gertner, Fine & Good govems fees generated

during the partnership life (which ended in 1990) but received after its tenninakion.

Part VII. Investments and Trusts

**Cash moves between money market and cash accounts, as purchases and sales of holdings are made. The money balance is held in a position actually called

"Cash"; a position where funds are held.

* Eaton Vance Utilities Fund changed its name to Eaton Vance Dividen Builder Fund.

***Holdings under "Second Ira at Schwab." (#29-32 should go after FPA Crescent holding.)

**+*Rental of a parking space and the carriage house next to our house.

Part IV. Reimbursements:

Item 12 -the expenses for my presentation at the National Association of Sentencing Commissioners were paid for by Yale Law School.

Item 17 - my expenses were split between Wellesley Centers for Women at Wellesley College and the China Law Center of Yale Law School.