John George Koeltl

JOHNSON - COMMON — Int/Div — Sold (part)

PFIZER INC. - COMMON — Int/Div

ROYAL DUTCH SHELL PLC - COMMON — Int/Div

AMERICAN GROWTII FUND OF AMERICA CL C - MUTUALFUND — Int/Div — Buy (add'l)

FEDERATED KAUFMANN FUND CL C MUTUAL FUND — None

N.Y STATE SER G BOND 5% DUE 08/01/15 — Interest — Redeemed

N.Y.STATE SER C BOND 5% DUE 08/15/17 — Interest — Sold (part)

N.Y.STATE SER C BOND 5% DUE 08/15/17 — Sold (part)

ST. LAWRENCE CTY BOND 4.25% DUE 05/15/28 — Interest

NEW YORK ST LCL GOVT BOND 4% DUE 04/01/21 — Interest — Sold

TRIBOR. BRIDGE & TUNNEL BOND 5% DUE 11/15/37 — Interest — Buy

Spouse's income — 2009 — FPARTNERS - BUSINESS INCOME (ESTIMATED - 2009 AL K-1 NOT YET AVAILABLE)

PART VII - COMMENTS

1) INVESTMENTS REPORTED ON LINES 81 AND 82 RELATE TO A TREASURY NOTE ACCOUNT AND A CASH ACCOUNT HELD AT A BANK ON

WHICH I AM NAMED CO-OWNNER WITH

AS A CONVENIENCE TO HER. THE ACCOUNTS WERE FUNDED COMPLETELY BY

a

AND ALL EARNINGS ON THESE ACCOUNTS ARE REPORTED BY HER. DUE TO MY LISTED]

OWNERSHIP | AM REPORTING

"iE ACCOUNTS AND INCOME AT THE TOTAL VALUE. THE TREASURY NOTE ACCOUNT (LINE 81 ON 2009 REPORT) WAS LISTED ON THE

PRIOR YEARS REPORT (LINE 84 ON 2008 REPORT) AS BEING REDEEMED IN FULL DURING 2008 AND NO YEAR END VALUE WAS LISTED IN

COLUMN "C". THE TREASURY ACCOUNT DID IN FACT STILL HOLD SOME TREASURY NOTES AT THE END OF 2008 AND A VALUE CODE OF

"J" SHOULD HAVE BEEN LISTED ON THE 2008 REPORT UNDER COLUMN C (1). THE REMAINING CASH ACCOUNT (LINE 82 ON THE 2009

REPORT) WAS DENOTED WITH PARENTHETICAL (Y) ON THE 2008 REPORT AS THE ACCOUNT HAD FALLEN BELOW THE REPORTING

THRESHOLD AMOUNTS FOR 2008. CORRESPONDINGLY, NO YEAR END VALUE WAS LISTED IN COLUMN "C" OF THE 2008 REPORT (LINE 86

CASHACCOUNTHAS EXCEEDED THE MINIMUM REPORTING THRESHOLDS AND THE

ON 2008 REPORT). DURING 2009, THIS}

CORRESPONDING VALUE HAS BEEN RE

TED IN COLUMN "C" OF THE 2009 REPORT. THE ACCOUNT HAS BEEN DENOTED WITH A

PARENTHETICAL (X)