Mark Lawrence Wolf
2009
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Pull out the substance of this filing.
What was filed
76
investments
3
positions
0
gifts
0
agreements
0
debts
2
reimbursements
0
income
0
spouse income
Named parties
- Albert Schweitzer Fellowship
- John Wilham Ward Fellowship
- Bt Personal Residence Trust
- New York Patent Law Association
- Hofstra UJ Law School
As filed
Whitehall Eq Inc. Fund — None — Sold
AIMLig Ass (MM) — Interest — Sold
Lazard emerging Market Fund (mut) — None — Sold
136. Amer Century Intl Disc Fund (mut) — None — Sold
Lazard Emerg Markets (mutual) — None — Sold
Amecr. Century Intl Disc Fund — None — Sold
Ishare Russell 1000 growth fund exchange — None — Sold
Ishare Russell 1000 Value FUnd (ETF) — None — Sold
Ishare Russcil Midcap Growth Fund — None — Sold
Lazard Emerging Markets — None — Sold
CurrencyShares Japanese Yen Trust — Buy
CurrencyShares Japanese Yen Trust — Sold
Vanguard Intemauonal Equity Index — Buy
Vanguard Total Stock Market Index — Buy
Vanguard Total Stock Market Index — Sold (part)
1Shares MSCI Japan Index — Buy
Claymore/BNY Mellon BRIC Index — Buy
1Sharcs Russell 2000 Index — Buy
DB Commodity Index — Buy
SPDR Intemational Gov't Inflation-Protected Bond Index — Buy
WisdomTree Dreyfus Emerging Currency Fund — Buy
NASDAQ 100 Index — Buy
NASDAQ 100 Index — Seld
NASDAQ 100 Index — Sold (part)
iShares GSCI Commodity Trust — Buy
iShares GSCI Commodity Trust — Sold (part)
iShares GSCI Commodity Trust — Sold
SPDR Gold Trust — Buy
SPDR Gold Trust — Sold (part)
SPDR Gold Trust — Sold
SPDR Gold Trust — Sold (part)
SPDR Gold Trust — Sold
SPDR Gold Trust — Sold
Claymore/BNY Mellon BRIC Index — Buy
iShares Barclays 7-10 Year Treasury Bond Fund — Buy
DB Commodity Index — Buy
DB Commodity Index — Buy (add'l)
iShares MSCI Hong Kong Index — Int/Div — Buy
iShares MSCI Hong Kong Index — Sold
Shares 7-10 Year Treasury Bond Fund — Int/Div — Buy
iShares GSCI Commodity Trust — None — Buy
iShares GSCI Commodity Trust — Buy (add'l)
Shares MSCI Germany Index — Int/Div — Buy
Shares MSCI Germany Index — Buy (add'l)
BROKERAGE ACCOUNT #2
McDonald's Corp — Int/Div
BROKERAGE ACCOUNT #3
CurrencyShares Japanese Yen Trust — None — Buy
CurrencyShares Japanese Yen Trust — Sold
Shares Barclays TIPS Bond Fund 5 298% — Int/Div — Buy
Shares Barclays TIPS Bond Fund 5 298% — Sold (part)
Shares GSCI Commodity Trust — None — Buy
Shares GSCI Commodity Trust — pant)
1Shares iBoxx Investment Grade Corporate Bond Fund — Int/Div — Buy
1Shares iBoxx Investment Grade Corporate Bond Fund — Buy (add'l)
1Shares iBoxx Investment Grade Corporate Bond Fund — Buy (add'l)
Vanguard REIT Index — Int/Div — Buy
Vanguard REIT Index — Buy (add'l)
Vanguard REIT Index — Buy (add'l)
Vanguard REIT Index — Buy (add'l)
Vanguard REIT Index — Sold
iShares JPMorgan USD Emerging Markets Bond Fund — Int/Div — Buy
1Shares MSCI Germany Index — Int/Div — Buy
NASDAQ 100 Index — Noune — Buy
iShares Barclays 1-3 Year Treasury Bond — Int/Div — Buy
iShares Barclays 1-3 Year Treasury Bond — Buy (add'l)
iShares Barclays 1-3 Year Treasury Bond — Sold (part)
iShares Barclays 1-3 Year Treasury Bond — Buy (add'l)
iShares Barclays 20+ Year Treasury Bond — Int/Div — Buy
iShares Barclays 20+ Year Treasury Bond — Sold
iShares iBoxx Investment Grade Coporate Bond Fund — Int/Div — Buy
iShares iBoxx Investment Grade Coporate Bond Fund — Sold
SPDR Gold Trust — None — Buy
iShares MSCI Japan Index — Int/Div — Buy
iShares MSC! Hong Kong Index — Int/Div — Buy
iShares MSC! Hong Kong Index — Soild
Chairman Emeritus, Director, Albert Schweitzer Fellowship
Chair, John Wilham Ward Fellowship
3, Trustee, Bt Personal Residence Trust
Reimbursement — New York Patent Law Association — 3/27-3/29 — New York, NY — dinner of the federal judiciary — (Transportation, food, lodging)
Reimbursement — Hofstra UJ Law School — 10/18-10/19 — Garden City, NY — presentation at symposium — (Transportation, food, lodging)
At the beginning of 2009 many of the assets owned by.
and me continued to be held and managed by Atlanuc Trust Pell Rudman ("ATPR"), an investment
advisory firm. In March, 2009, many of those assets were sold in connection with a transition to another investment advisory firm, Windward Investments
("Windward").
ATPR and Windward provided the information contained in t is Report concerning assets that were in their custody for pa ts of 2009 Thar information 1, to the
best of my knowledge, accurate and complete.
In my Financial Disclosure Report for 2008, in Part VII, lines 31 and 32, two sales of Dodge & Cox Stock Fund were reported as "Sold (part)." The second entry
should have stated "Sold" because all of the remainder of that Fund was sold on October 8, 2008. No Dodge & Cox Stock Fund was owned in 2009 and, therefore,
it is not included in Part Vil of this Report.
rt, in Part VII beginning on lines 49 and 91, provides information concerning two IRAs. Although not designated as such in my Reports for prior years,
and I had IRAs managed by ATPR. Not recognizing that there are different reportmg requirements for Aggregate Ownership Arrangements such as IRAs,
ast { reported more details conceming the assets in
IRAs than required. The two IR As included in this Report are "rollover IRAs" for federal tax
purposes. The asscts in them were acquired by Windward with the proceeds of the assets in our IR As selected and managed by ATPR. The information
concerning the IRAs in this Report is provided in the manner prescribed for Aggregate Ownership Arrangements.
While}
ive] and I mvest in what Windward calls "Funds," thr
Ou,
h which identical investments are made simultaneously for many mnvestors, these are not
mutual funds, rather various index shares are bought and sold for:~
o
individual accounts at various umes Therefore, there arc many transactions descibed in this
Report which would not be required to be reported tf . 1 1 were vested in mutual funds which engaged in sinular transactions.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.