Mark Lawrence Wolf

2009

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Pull out the substance of this filing.

What was filed

  • 76

    investments

  • 3

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 2

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Albert Schweitzer Fellowship
  • John Wilham Ward Fellowship
  • Bt Personal Residence Trust
  • New York Patent Law Association
  • Hofstra UJ Law School

As filed

Whitehall Eq Inc. Fund — None — Sold

AIMLig Ass (MM) — Interest — Sold

Lazard emerging Market Fund (mut) — None — Sold

136. Amer Century Intl Disc Fund (mut) — None — Sold

Lazard Emerg Markets (mutual) — None — Sold

Amecr. Century Intl Disc Fund — None — Sold

Ishare Russell 1000 growth fund exchange — None — Sold

Ishare Russell 1000 Value FUnd (ETF) — None — Sold

Ishare Russcil Midcap Growth Fund — None — Sold

Lazard Emerging Markets — None — Sold

CurrencyShares Japanese Yen Trust — Buy

CurrencyShares Japanese Yen Trust — Sold

Vanguard Intemauonal Equity Index — Buy

Vanguard Total Stock Market Index — Buy

Vanguard Total Stock Market Index — Sold (part)

1Shares MSCI Japan Index — Buy

Claymore/BNY Mellon BRIC Index — Buy

1Sharcs Russell 2000 Index — Buy

DB Commodity Index — Buy

SPDR Intemational Gov't Inflation-Protected Bond Index — Buy

WisdomTree Dreyfus Emerging Currency Fund — Buy

NASDAQ 100 Index — Buy

NASDAQ 100 Index — Seld

NASDAQ 100 Index — Sold (part)

iShares GSCI Commodity Trust — Buy

iShares GSCI Commodity Trust — Sold (part)

iShares GSCI Commodity Trust — Sold

SPDR Gold Trust — Buy

SPDR Gold Trust — Sold (part)

SPDR Gold Trust — Sold

SPDR Gold Trust — Sold (part)

SPDR Gold Trust — Sold

SPDR Gold Trust — Sold

Claymore/BNY Mellon BRIC Index — Buy

iShares Barclays 7-10 Year Treasury Bond Fund — Buy

DB Commodity Index — Buy

DB Commodity Index — Buy (add'l)

iShares MSCI Hong Kong Index — Int/Div — Buy

iShares MSCI Hong Kong Index — Sold

Shares 7-10 Year Treasury Bond Fund — Int/Div — Buy

iShares GSCI Commodity Trust — None — Buy

iShares GSCI Commodity Trust — Buy (add'l)

Shares MSCI Germany Index — Int/Div — Buy

Shares MSCI Germany Index — Buy (add'l)

BROKERAGE ACCOUNT #2

McDonald's Corp — Int/Div

BROKERAGE ACCOUNT #3

CurrencyShares Japanese Yen Trust — None — Buy

CurrencyShares Japanese Yen Trust — Sold

Shares Barclays TIPS Bond Fund 5 298% — Int/Div — Buy

Shares Barclays TIPS Bond Fund 5 298% — Sold (part)

Shares GSCI Commodity Trust — None — Buy

Shares GSCI Commodity Trust — pant)

1Shares iBoxx Investment Grade Corporate Bond Fund — Int/Div — Buy

1Shares iBoxx Investment Grade Corporate Bond Fund — Buy (add'l)

1Shares iBoxx Investment Grade Corporate Bond Fund — Buy (add'l)

Vanguard REIT Index — Int/Div — Buy

Vanguard REIT Index — Buy (add'l)

Vanguard REIT Index — Buy (add'l)

Vanguard REIT Index — Buy (add'l)

Vanguard REIT Index — Sold

iShares JPMorgan USD Emerging Markets Bond Fund — Int/Div — Buy

1Shares MSCI Germany Index — Int/Div — Buy

NASDAQ 100 Index — Noune — Buy

iShares Barclays 1-3 Year Treasury Bond — Int/Div — Buy

iShares Barclays 1-3 Year Treasury Bond — Buy (add'l)

iShares Barclays 1-3 Year Treasury Bond — Sold (part)

iShares Barclays 1-3 Year Treasury Bond — Buy (add'l)

iShares Barclays 20+ Year Treasury Bond — Int/Div — Buy

iShares Barclays 20+ Year Treasury Bond — Sold

iShares iBoxx Investment Grade Coporate Bond Fund — Int/Div — Buy

iShares iBoxx Investment Grade Coporate Bond Fund — Sold

SPDR Gold Trust — None — Buy

iShares MSCI Japan Index — Int/Div — Buy

iShares MSC! Hong Kong Index — Int/Div — Buy

iShares MSC! Hong Kong Index — Soild

Chairman Emeritus, Director, Albert Schweitzer Fellowship

Chair, John Wilham Ward Fellowship

3, Trustee, Bt Personal Residence Trust

Reimbursement — New York Patent Law Association — 3/27-3/29 — New York, NY — dinner of the federal judiciary — (Transportation, food, lodging)

Reimbursement — Hofstra UJ Law School — 10/18-10/19 — Garden City, NY — presentation at symposium — (Transportation, food, lodging)

At the beginning of 2009 many of the assets owned by.

and me continued to be held and managed by Atlanuc Trust Pell Rudman ("ATPR"), an investment

advisory firm. In March, 2009, many of those assets were sold in connection with a transition to another investment advisory firm, Windward Investments

("Windward").

ATPR and Windward provided the information contained in t is Report concerning assets that were in their custody for pa ts of 2009 Thar information 1, to the

best of my knowledge, accurate and complete.

In my Financial Disclosure Report for 2008, in Part VII, lines 31 and 32, two sales of Dodge & Cox Stock Fund were reported as "Sold (part)." The second entry

should have stated "Sold" because all of the remainder of that Fund was sold on October 8, 2008. No Dodge & Cox Stock Fund was owned in 2009 and, therefore,

it is not included in Part Vil of this Report.

rt, in Part VII beginning on lines 49 and 91, provides information concerning two IRAs. Although not designated as such in my Reports for prior years,

and I had IRAs managed by ATPR. Not recognizing that there are different reportmg requirements for Aggregate Ownership Arrangements such as IRAs,

ast { reported more details conceming the assets in

IRAs than required. The two IR As included in this Report are "rollover IRAs" for federal tax

purposes. The asscts in them were acquired by Windward with the proceeds of the assets in our IR As selected and managed by ATPR. The information

concerning the IRAs in this Report is provided in the manner prescribed for Aggregate Ownership Arrangements.

While}

ive] and I mvest in what Windward calls "Funds," thr

Ou,

h which identical investments are made simultaneously for many mnvestors, these are not

mutual funds, rather various index shares are bought and sold for:~

o

individual accounts at various umes Therefore, there arc many transactions descibed in this

Report which would not be required to be reported tf . 1 1 were vested in mutual funds which engaged in sinular transactions.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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