Rosemary M. Collyer

2003

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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 113

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 1

    income

  • 3

    spouse income

Named parties

  • Crowell & Moring LLP, Distribution of Capital Account
  • Engraved crystal gavel i ——————————————— ee ———————————
  • Tiffiny brass clock Tr rr Sri —— re ren me beens
  • Crystal decanter and glass —_—

As filed

XOMA - Common — Buy

Sequoia Fund — Sell

Fidelity Spartan US Equity Index Fund — Sell

Fidelity Puritan Fund — Sell

Fidelity Diversified International Fund — Sell

Fidelity Managed Income Portfolio II (Stable Value Fund) — ELE — Sell

Fidelity Money Market Mutual Fund — Sell

BROKERAGE ACCOUNT #1

AA - Common — Mie — Buy

AA - Common — Sale

AA-Call Option — Short

AA-Call Option — Exercised

ADRX - Common — BR — Sell

ADRX - Call Option — Short

ADRX - Call Option — Es — Exercised

AFC - Common

APPX - Common — IR L ETRE I — Buy

APPX - Common — Sell

APPX - Call Option — Short

APPX - Call Option — Exercised

M - BRKA - Common Class A — BN

BVF - Common (X) — BAN — Sell

BVF - Call Option — Short

BVF - Call Option — Expired

CMGI - Common

CMS - Common (X) — Sell

CNP - Common (X)

DD - Common — Buy

DD - Call Option — ha — Short

EP - Common (X) — Hine — Sell

GE - Common — B..B — Buy

GE - Common — Se. — Sale

GE - Call Option — Bi! — Short

GE - Call Option — =r — Exercised

GM - Call Option — BE — Short

HON - Common — Buy

HON - Call Option — I — Short

ILA - Common (X) — Sell

INTC - Common — mile =

NTC - Call Option — Short

JPM - Common — Buy

JPM - Common — Sell

JPM - Call Option — BE — Short

JPM - Call Option — Exercised

MDC - Common (X) — El

MLNM - Common (X) — pa

MO - Common — jm — Buy

MO - Common — RE — Sale

MO - Call Option — BH — Short

MO - Call Option — ere — Exercised

MSFT - Common — TERE

NPSP - Common — Buy

PFE - Common

PFE - Common — Buy

PFE - Put Option (Exp 1/16/03) (X) — BB — Exer

PFE - Put Option (Exp 1/16/03) (X) — to Close

PFE - Put Option (Exp 1/17/04) — 1 — Short

TGN - Common — Spinoff

XEL - Common (X) — Sell

XOM - Common — Buy

XOM - Call Option — GEL — Short

ING Emerging Countries Class A Fund — Biil'ii om — Sell

Fidelity Spartan Maryland Mun Fund — Sell

Fidelity Spartan Mun Money Mkt Fund — Sell

Massachusetts Muni Bonds

NY Urb Dev Muni Bonds — ii B — Sell

Hopkins, MN Muni Bonds — Sell

MD Gen Obl Muni Bonds (10/15/09) — il'NH

MD Gen Obl Muni Bonds (10/15/11)

Anne Arundel Co MD Muni Bonds — n iid Bois ime

Balto MD Const Pub Imp Muni Bonds — B

MD Health&Higher Ed Facs Muni Bonds (7/1/13)

MD Health&Higher Ed Facs Muni Bonds (7/1/23)

Fidelity Core Account (Cash) — Sell

US Trust Co - CD — Buy

IRA #1

GT - Common — Buy

GT Call Option — 1 — Short

VRTX - Common — 30 vv, — Sell

XOMA - Call Option — Short

Schwab Money Market Fund Account — A

IRA #2

ADRX - Common — gH — Buy

ADRX - Call Option — AR — Short

APHT - Common — Sale

APHT - Common — a IF — Sell

BCRX - Common — Buy

ELGX - Common

GT - Common — Buy

GT - Call Option — Short

HGSI - Common — BERL. — Sell

HGSI - Call Option — Short

HGSI - Call Option — Expired

ICOS - Common — Buy

JCOS - Call Option — LEE — Short

IVX-Common — EEA — Sale

IVX-Common — iid — Sell

MTSX - Common — CF

MLNM - Common — Ts — Sell

MLNM - Call Option (Exp 8/16/03) — HE — Short

WM - Common — Buy

Schwab Money Market Fund Account — YESH

UST Inflation Index Notes 3.375% 1/15/12 TIPS — od

IRA#3

BRKB - Common Class B — EEN

C-Common — Buy

IDEV - Common — Buy

PLMD - Common — fp yg — Buy

UST Inflation Index Notes 3.375% 1/15/12 TIPS

Schwab Money Market Fund Account — maka — Buy

Merrill Lynch Account

Citibank Account — RTE }

Trust#l — [ha

Income — 2003 — Crowell & Moring LLP, Distribution of Capital Account — EP BY oe, 239.998

Spouse's income — Crowell & Moring LLP — Engraved crystal gavel i ——————————————— ee ———————————

Spouse's income — Crowell & Moring LLP Labor & Employment Law Group — Tiffiny brass clock Tr rr Sri —— re ren me beens

Spouse's income — Occidental Chemical Corp. — Crystal decanter and glass —_—

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~~ F

AEP SE

to Section VII.

There are several discrepancies between this report and the initial disclosure report, dated 5/29/02. Unless otherwise noted, the following comments apply

A. On the initial report, Lines 44-56 represent securities sold in 2001. Therefore they have been removed from the current report.

B. On the initial report, Lines 16, 24 and 33 represent securities sold in 2002 (after 5/29). Therefore they have been removed from the current report.

C. On the initial report, Line 20 (ING Asia Pacific Equity Class A Fund) appears under a different name in the current report (ING Emerging Countries

Class A Fund).

D. On the initial report, Line 27 (MD Gen Obl Muni Bonds) and Line 30 (MD Health & Higher Ed Facs Muni Bonds) each appear under two separate

lines in the current report, as they each represent two different issues with different maturity dates.

E. On the initial report, Lines 1 and 2 now appear under IRA #1.

F. On the initial report, Lines 3 - 8, and 10 appear in the current report under QUALIFIED RETIREMENT PLAN #1. That account was closed in 2003

and assets were transferred to IRA #3.

G. On the initial report, Lines 9 and 11 now appear under IRA #3.

H. On the initial report, Lines 12 - 31 now appear under BROKERAGE ACCOUNT #1.

I. On the initial report, Lines 32 - 41 now appear under IRA #2.

J. On the initial report, the Insurance Trust referred to in Section I, Line 3 and in Section VII, Line 57 is now referred to as Trust #1.

K. On the current report, items followed by an (X) represent stocks bought (or options sold short) during the reporting gap between 5/29/02 and 1/1/03.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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