Carlos F. Lucero

7 COMMERCIAL BUILDING 'ALAMOSA COUNTY, CO — Rent

7 APARTMENTS, ALAMOSA COUNTY.CO — Rent

7] 1/4 SECTION FARM LAND; CONEJOS COUNTY, CO — Rent

Vacant Land, Conejos County Co — None

1/2 INTEREST INJ777 "71 RIO ARRIBA COUNTY.NM — None — See#4

Ea VACANT LOT; JEFFERSON COUNTY. CO — None

LOSHERMANOSLUCEROS, LTD PARTNERSHIP (14% INTEREST) — Distribution — See#

CARLOS F. LUCERO, PC (100% STOCK) — Int/Div — 2

7 LCM, INC. (100% MUTUAL FUNDS) — Int/Div — See#3

TD AMERITRADE IRA BROKERAGE ACCOUNT

SPDR Dow Jones (DIA) — Int/Div — 8

Powershares QQQ (QQQQ) — Int/Div — Sold

SpdrTrUnit Ser 1 (SPY) — Int/Div

Vanguard Funds Emerging Markets Vipers (VWO) — Int/Div

Prudent Global Inc FD SH BEN INT (PSAFX) — Int/Div

Harbor FD BD FD INSTL (HABDX) — Int/Div

Mathews Intl FDS Pacific Tiger (MAPTX) — Int/Div

Payden Invt Emerging Markets BD FD (PYEMX) — Int/Div

PaydenInvt Group GNMA (PYGNX) — Int/Div

PIMCO Funds Invest Grade Corp BD FD (PGCAX) — Int/Div

PIMCO High Yield FD ADMIN (PHYAX) — Int/Div

PIMCO Real Returm (PRRDX) — Int/Div

Ishares S&P Small Cap 600 Index — Int/Div

Money Market Fund TDAM — Interest — 6

Harbor FD High Yield Bond Fund (HYFIX) — Int/Div

71 TD AMERITRADE BROKERAGE ‘ACCOUNT

SPDR Dow Jones (DIA) — Int/Div — 9

Shares Boxx & INVTOP INVES FD (LQD) — Int/Div

PIMCO Corp Opportunity Fund Closed End (PTY) — Int/Div

Powershares QQQ (QQQQ) — Int/Div

SPDR TR Unit Ser 1 (SPY) — Int/Div

Vanguard Msci US MID Cap 450 INDEX (VO) — Int/Div

Leuthold Core Investments FD (LCORX) — Int/Div

PIMCO Total Ret Fd Admin — Int/Div

Money Market Fund TDAM — None — 7

Vanguard Conv Secs FD SH BEN INT — None

Fidelity Advisor Ser V Floating RT HI INC FD Retail (FFRHX) — None

CHARLES SCHWAB & CO, INC BROKERAGE ACCOUNT

SCHWAB MUNI MONEY FUND

EQUITABLE LIFE ASSURANCE SOCIETY--ANNUITY — Int/Div — 2

SAFECO LIFE INSURANCE COMPANY --ANNUITY — Int/Div — 2

COLORADO BONDSHARES — Int/Div

TILCM 3, LLC — None — 5

1 Viento Claro Energy, LLC — None

Liability — ESTATE OF MARIA MEDINA — _LMENT NOTE TO PURCHASE 1/2 INTEREST INJ"} RIO ARRIBA COUNTY, N.M.

Reimbursement — American Bar Association — 5/16 - 5/21 — Lojo, Ecuador — Non-FJC Edu Seminar — Transportation, Food, Lodging

Reimbursement — American Bar Association — 6/13-6/17 — Mexico City, Mexico — Non-FJC Edu Seminar — Transportation, Food, Lodging

Income — Monthly — Carlos F. Lucero, P.C. - Annuity payments received for prior services performed for law firm. — $22.300.00

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#1. Assets over $10,000 value consist of

~ | ranch, land, water rights, equipment, livestock and related property help in partnership!

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Income was derived from the sale of livestock.

#2. Assets over $10,000 value consist of law partnership income eared prior to June 30, 1995 in the form of annuities. For tax purposes, annuity income is

reported by CFL, P.C. I own 100% of the stock of “Carlos F. Lucero, PC” however the assets of this corporation include only a bank account for which the value

and income amounts are less than the required reporting amounts, i.e. the value is less than $5,000 and the income earned is less than $200. This corporation does

receive income in the form of an annuity and is reported in Part III.

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#3. Assets over $10,000 value consists of mutual funds. LCM, Inc is a corporation owned by;

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The assets include a bank account, certificates of deposit,

a money market account, and Colorado Bondshares mutual fund. .

#4. Land was purchased on January 1, 2003 for $50,174 from the estate of Maria Medina, property is subject to mortgage (part VI, Line 1).

#5. Assets of LCM 3, LLC consist of oil/gas investments through Avanti Exploration, LLC and are believed to be worthless at the close of the year.

#6 Asset name change from (Money Market Fund TDAM US Goverment Port Class A) on line 25 of the 2009 FDR to (Money Market Fund TDAM) line 24 2010

FDR.

#7 Asset name change from (Money Market Fund Dividends TDAM US Goverment Port Class A) on line 37 of the 2009 FDR to (Money Market Fund TDAM)

line 35 2010 FDR.

#8 Asset name change from ( Diamonds Trust Series 1 Com DIA ) online 11 on the 2009 FDR to ( SPDR Dow Jones DIA ) line 11 2010 FDR.

#9 Asset name change from ( Diamonds Trust Series 1 Com DIA ) on line 28 on the 2009 FDR to ( SPDR Dow Jones DIA ) line 27 2010 FDR.