Steven J. McAuliffe

Note Rec. R. Jobin — None

NOW Acct Bow Mills Bank (Acquired 4/30 by Merr. Cty. Sav Bk) — Interest

IRA Inv Co Amer Mui Fund — Int/Div

Exxon Mobil Corp. — Int/Div — Sale — Mkt

Citigroup, Inc — Int/Div

IRA: Franklin “Fempleton For. Fund — Int/Div

IRA PA PACE Large Comp. Value Fund — Int/Div — Sold — Mkt

Medtronic ing — Int/Div — Sold — Mkt

Pinchers' Investment Group Ptnshp Share — Int/Div

Pinchers' Investment Group Ptnshp Share — Int/Div — Sold — Mkt

Pinchers' Investment Group Ptnshp Share — Int/Div — Sold — Mkt

Dentsply Int. Inc — Int/Div

Air Products & Chem. — Int/Div

Johnson & Johnson (IN) — Int/Div — Sold — Mkt

Tata Mrs. {TTM) — Int/Div

Gilead Sciences Inc — Int/Div — Buy — Mkt

Quest Diagnostics — Int/Div — Buy — Mkt

USG Corp — Int/Div — Buy — Mkt

Bank of America Corp — Int/Div — Sale — Mkt

CVS Caremark Corp. — Int/Div

Motoroia, Inc — Int/Div — Sold — Mkt

Petroleo Brasileiro — Int/Div — Sale — Mkt

Praxair, Inc — Int/Div

Staples — Int/Div — Sold — Mkt

LM Encsson Telefon Cs. — Int/Div — Sold — Mkt

IRA J Shares Russell Fund — Int/Div

RA Midcap SPDR TR — Int/Div

Fed. Prime MM Fund — Int/Div

Cemex S A — Int/Div

Ishares Trust S&P Tele — Int/Div

Franklin Res. Inc — None

Am Cap Str. Ltg — Int/Div — Sold — Mkt

NFJDVD int & Pr FD — Int/Div — Sale — Mkt

Wellpoint, inc — Int/Div

Enterprise Prods. Ptnrs — 3

MFS in! Divers. FD — Int/Div

Suncor Energy Inc — Int/Div — Sold — Mkt

Joy Global Inc. — Int/Div

Citizens Commo. Co — Int/Div

Alaska Com Sys Grp Inc — Int/Div

Penn VA Resouice Pr. LP — Int/Div — Buy — Mkt

Cohen & Steers Select Util Fd — Int/Div — Sold — Mkt

Nordic Am. Tanker Shipping Lid — Int/Div — Sold — Mkt

GMH CMNTYS TR — Int/Div — Sold — Mkt

Bayer AG Spon ADR — Int/Div — Buy — Mkt

Bayer AG Spon ADR — Int/Div — Sold — Mkt

Adobe Systems, lnc — Int/Div — Buy — Mkt

Cisce Systems, Inc. — Int/Div — Buy — Mkt

Goo.lrich Corp. — Int/Div — Buy — Mki

Shire PLC ADR — Int/Div — Buy — Mkt

Ishares TR Russell 2000 Index Fund — Int/Div — Buy — Mkt

Ishares TR Russell Midcap Val. Index Fund — Int/Div — Buy — Mkt

Allied Capnal Corp — Int/Div — Sold — Mkt

Apollo Inv. Corp — Int/Div — Sold — Mkt

Blackrock Cap & Income — Int/Div — Buy — Mkt

Blackrock Cap & Income — Int/Div — Sod — Mkt

Cohen & Steers — Int/Div — Buy — Mkt

Cohen & Sieers — Int/Div — Sold — Mkt

Cons Communications — Int/Div — Buy — Mkt

Cons Comamumcations — Int/Div — Sold — Mkt

DWS RREEF — Int/Div — Buy — Mkt

DWS RREEF — Int/Div — Sold — Mkt

Nuveen Equity — Int/Div — Sold — Mkt

Paragon Shipping — Int/Div — Buy — Mkt

Paragon Shipping — Int/Div — Sale — Mkt

Dana Shipping — Int/Div — Buy — Mkt

American Eagle Outfitters — Int/Div — Buy — Mkt

Liovds TSB Group — Int/Div — Buy — Mkt

Blackrock EN Div Tr Com — Int/Div — Buy — Mkt

Eaton Vance Tax Mng Buywrite Inc — Int/Div — Buy — Mkt

Eaton Vance Tax Mng — Int/Div — Buy — X

Alpiue Dyn. Div. Fund — Int/Div — Buy — Mkt

Blackrock Real Asset 1r — Int/Div — Buy — Mkt

Reliance Steel & Al — Int/Div — Sold — Mkt

IRA Ishares Russell Mid-cap — Int/Div — Buy — Mkt

Lowes Cos., Inc. [C — Int/Div

BPPLZ ADR C — Int/Div

Fed. Prime Obig. MM Fund [C] — Int/Div

Wellpoint, Inc. C — Int/Div

Kinder Morgan Energy Ptanrs. LP "C — Int/Div

CVS Caremark Corp. C — Int/Div

United Health Group [C — Int/Div — Sold — Mkt

Cemex S.A. [C — Int/Div

Suncor Energy C — Int/Div — Sold — Mkt

Citigroup Inc. IC) — Int/Div

American Cap Str Ltd. {C] — Int/Div — Sold — Mkt

NFJ Dvd Int & PRED C — Int/Div

Enterprise Prod Pt °C — Int/Div

Medtronic Inc [C) — Int/Div — Sold — Mkt

Am. Intnl Grp Inc. C — Int/Div — Sold — Mkt

MEFS Intnl Div FD "C] — Int/Div

Agree Realty [C} — Int/Div — Sold — Mkt

Citizens Commo Cj — Int/Div

Joy Global C — Int/Div

Cohen & Steers Prem Rlty FD C — Int/Div — Sold — Mkt

Coher & Steers Select Util Furid Inc. C — Int/Div — Sold — Mkt

Penn VA Kes. Ptnrs. C] — Int/Div

Alaska Comm. Sys {C] — Int/Div

Nordic Am Tanker Ltd C] — Int/Div — Sold — Mkt

GMH CMNTYS Tr — Int/Div — Sold — Mkt

Alpine Ser Tr 'C] — Int/Div

Altria Groun {C1 — Int/Div — Buy — Mkt

Kraft Foods, Inc. [C] — Int/Div — Buy — Mkt

Paragon Shipping C] — Int/Div — Buy

Lloyd's TSB Grp 'C — Int/Div — Buy — Mkt

Blackrock Real Asset C — Int/Div — Buy — Mkt

Blackrock Cap & Inc Str °C — Int/Div — Buy — Mkt

Eaton Vance Tax Mng Buywrite Inc. "C — Int/Div — Buy — Mkt

Nichoias-Applegate Intnl. & Prem. Str. C] — Int/Div — Buy — Mkt

Advent Claymore G&I Cj — Int/Div — Buy — Mkt

Adver: Claymore G&I [(] — Int/Div — Sold — Mkt

Allied Capital "C] — Int/Div — Buy — Mkt

Allied Capital “C] — Int/Div — Sold — Mkt

CEF Apollo 'C] — Int/Div — Sold — Mkt

Blackrock ENH Div [C — Int/Div — Buy — Mkt

Blackrock ENH Diy Cl — Int/Div — Sold — Mkt

Canadian Coal C — Int/Div — Buy — Mkt

Canadian Coal C — Int/Div — Sold — Mkt

ING [C) — Int/Div — Buy — Mkt

Nuveen Equity C) — Int/Div — Buy — Mkt

Nuveen Equity C — Int/Div — Sold — Mkt

Nordic Am. Tanker C] — i — Buy — Mkt

Nordic Am Tanker [C) — Int/Div — Sold — Mkt

RMA Tax-Free Fund 'K — Interest — Buy — Ivikt

UBS Pace MM Inv Fund Class P 'K] — Interest — Buy — Mkt

Am Funds Grovrth Fund of Am Class F [K] — Int/Div — Buy — Mkt

JohnHancock Classic Val Fund Class 4 (K] — Int/Div — Buy — Mkt

RS Value Fund Class A K] — Int/Div — Buy — Mkt

Thornburg intnl Value Funa Class A {K — Int/Div — Buy — Mkt

DWS Core Fixed Income Fund Class A K] — Int/Div — Buy — Mkt

FT Templeton Global Bond A 'K — Int/Div — Buy — Mkt

Agreement — Director

Agreement — Shareholder (50 percent) — Pleasant Lake Air, Inc., LLC

Agreement — Partner — Pinchers' Investment Group (Neighborhood Investment Club)

Agreement — 2 — 2 FT on

Agreement — 3. — er cling [oo]

Spouse's income — Nk — Credit Card

PART 1. POSITIONS.

Pleasant Lake Air, Inc., LLC, is a corporation formed to own a Cessna 182 Skylane single engine private airplane. 1 own a one-half interest in the corporation

(and thus the airplane}.

PART VI. LIABILITIES.

I own a summer cottage with a former law partner, Edward E. Shumaker, 111, as tenants in common, which property is mortgaged in part. That liability is not

disclosed since it is secured by real property which is a personal residence.

PART VII. INVESTMENTS AND TRUSTS.

Trust #1 assets are listed in Part VII, identified by the designation '{c}."